SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Hall Allison

(Last) (First) (Middle)
450 N BRAND BLVD
7TH FLOOR

(Street)
GLENDALE CA 91203

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/22/2021
3. Issuer Name and Ticker or Trading Symbol
Dine Brands Global, Inc. [ DIN ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Interim CFO
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
COMMON STOCK 464 D
COMMON STOCK 1,800(1) D
COMMON STOCK 677(2) D
COMMON STOCK 1,349(3) D
COMMON STOCK 923(4) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
RESTRICTED STOCK UNITS (5) (5) COMMON STOCK 2,014.803 0.00(6) D
STOCK OPTION (RIGHT TO BUY) (7) 02/25/2029 COMMON STOCK 1,505 98.97 D
STOCK OPTION (RIGHT TO BUY) (8) 02/26/2030 COMMON STOCK 2,260 87.17 D
Explanation of Responses:
1. Represents shares of restricted stock that will vest as to one-third of the shares on each of December 15, 2021, 2022 and 2023 subject to the reporting person's continued service with the Issuer on each vesting date.
2. Represents shares of restricted stock that will vest on February 25, 2022 subject to the reporting person's continued service with the Issuer on the vesting date.
3. Represents shares of restricted stock that will vest on September 16, 2022 subject to the reporting person's continued service with the Issuer on the vesting date.
4. Represents shares of restricted stock that will vest on February 26, 2023 subject to the reporting person's continued service with the Issuer on the vesting date.
5. These restricted stock units will be settled in shares of common stock on February 22, 2021, subject to the reporting person's continued service with the Issuer.
6. Granted as compensation for services.
7. The stock option was granted to the reporting person under the Issuer's 2016 Stock Incentive Plan. The option vested as to one-third of the shares on February 25, 2020 and will vest as to one-third of the shares on each of February 25, 2021 and 2022.
8. The stock option was granted to the reporting person under the Issuer's 2019 Stock Incentive Plan. The option will vest as to one-third of the shares on each of February 26, 2021, 2022 and 2023.
Remarks:
/s/ Mark L. Hammes as attorney-in-fact for Allison Hall 01/29/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.