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Washington, D.C. 20549







Pursuant to Section 13 OR 15(d)

of The Securities Exchange Act of 1934

December 29, 2020

Date of Report (Date of earliest event reported)





Apple Inc.

(Exact name of Registrant as specified in its charter)




California   001-36743   94-2404110

(State or other jurisdiction

of incorporation)



File Number)


(I.R.S. Employer

Identification No.)

One Apple Park Way

Cupertino, California 95014

(Address of principal executive offices) (Zip Code)

(408) 996-1010

(Registrant’s telephone number, including area code)

Not applicable

(Former name or former address, if changed since last report.)



Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions:



Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)



Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)



Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))



Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:


Title of each class





Name of each exchange

on which registered

Common Stock, $0.00001 par value per share   AAPL   The Nasdaq Stock Market LLC
1.000% Notes due 2022     The Nasdaq Stock Market LLC
1.375% Notes due 2024     The Nasdaq Stock Market LLC
0.000% Notes due 2025     The Nasdaq Stock Market LLC
0.875% Notes due 2025     The Nasdaq Stock Market LLC
1.625% Notes due 2026     The Nasdaq Stock Market LLC
2.000% Notes due 2027     The Nasdaq Stock Market LLC
1.375% Notes due 2029     The Nasdaq Stock Market LLC
3.050% Notes due 2029     The Nasdaq Stock Market LLC
0.500% Notes due 2031     The Nasdaq Stock Market LLC
3.600% Notes due 2042     The Nasdaq Stock Market LLC

Indicate by check mark whether the Registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  

If an emerging growth company, indicate by check mark if the Registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  




Item 5.02

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On December 29, 2020, the Board of Directors (the “Board”) of Apple Inc. appointed Ms. Monica Lozano to Apple’s Board, effective as of January 4, 2021. Ms. Lozano will serve on the Audit and Finance Committee of the Board.

As a non-employee director, Ms. Lozano will receive a $100,000 annual retainer for her service on the Board, paid in quarterly installments, and participate in the Apple Inc. Non-Employee Director Stock Plan, as amended and restated as of February 13, 2018 (the “Non-Employee Director Plan”), which was filed with the Securities and Exchange Commission (the “SEC”) on February 14, 2018 as Exhibit 10.1 to Apple’s Current Report on Form 8-K. On the effective day of her appointment, Ms. Lozano received an automatic initial grant of 281 restricted stock units under the Non-Employee Director Plan. In connection with her appointment, Apple and Ms. Lozano will enter into Apple’s standard indemnification agreement for directors, the form of which was filed with the SEC on July 22, 2009 as Exhibit 10.2 to Apple’s Quarterly Report on Form 10-Q for the quarterly period ended June 27, 2009.

There are no transactions between Apple and Ms. Lozano that would be required to be reported under Item 404(a) of Regulation S-K.


Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


    Date: January 5, 2021     Apple Inc.

/s/ Katherine Adams

      Katherine Adams

Senior Vice President,

General Counsel and Secretary