UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): December 22, 2020 (
(Exact name of registrant as specified in its charter)
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Securities registered pursuant to Section 12(b) of the Act:
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging Growth Company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| Item 5.02 | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. |
On December 21, 2020, Edward Farrell notified Quotient Limited (the “Company”) that he is resigning as the Company’s Chief Operating Officer for personal reasons. Under Mr. Farrell’s employment agreement, unless the Company elects otherwise, the resignation will take effect 12 months after such notice was given. The Company will not seek to replace Mr. Farrell and all persons currently reporting to Mr. Farrell will instead report directly to Franz Walt, the Company’s Chief Executive Officer.
| Item 7.01 | Regulation FD Disclosure. |
On December 22, 2020, the Company issued a press release, which is furnished as an exhibit, announcing Mr. Farrell’s resignation.
The information in this Item 7.01 of this Current Report on Form 8-K, including Exhibit 99.1 attached hereto, shall not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to liability under such section, nor shall it be deemed incorporated by reference in any of the Company’s filings under the Securities Act of 1933, as amended, or the Exchange Act, regardless of any general incorporation language in such filing, unless expressly incorporated by specific reference in such filing.
| Item 9.01 | Financial Statements and Exhibits. |
(d) Exhibits.
| Exhibit No. |
Description | |
| 99.1 | Press Release, “Quotient Limited Announces Departure of Chief Operating Officer,” dated December 22, 2020 | |
| 104 | The cover page for this Current Report on Form 8-K, formatted in Inline XBRL (included as Exhibit 101). | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
December 22, 2020
| QUOTIENT LIMITED | ||
| By: | /s/ Franz Walt | |
| Name: | Franz Walt | |
| Title: | Chief Executive Officer | |