SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): December 8, 2020
STERLING CONSTRUCTION COMPANY, INC.
(Exact name of registrant as specified in its charter)
|(State or other jurisdiction of incorporation|
|(Commission File Number)||(I.R.S. Employer|
| || |
1800 Hughes Landing Blvd.
The Woodlands, Texas
|(Address of principal executive offices)||(Zip Code)|
| || |
Registrant’s telephone number, including area code: (281) 214-0800
|Securities registered pursuant to Section 12(b) of the Act:|
|Common Stock, $0.01 par value per share||STRL||The NASDAQ Stock Market LLC|
|(Title of Class)||(Trading Symbol)||(Name of each exchange on which registered)|
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2 below):
|☐||Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)|
|☐||Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)|
|☐||Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))|
|☐||Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))|
|Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR § 240.12b-2 of this chapter).|
|Emerging growth company||☐|
|If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.||¨|
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On December 8, 2020, in connection with its previously announced restructuring into three (3) distinct operating segments of Heavy Civil, Residential and Specialty Services, Sterling Construction Company, Inc. (the “Company”) appointed Con L. Wadsworth President of the Company’s Heavy Civil segment effective immediately. Mr. Wadsworth previously served as the Company’s Chief Operating Officer.
Prior to becoming the Company’s Chief Operating Officer in March 2016, Mr. Wadsworth served as President of the Company’s Ralph L. Wadsworth subsidiary and part of the Heavy Civil segment.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibit Index
|Exhibit Number ||Description|
|104||Cover Page Interactive Data File (embedded within the Inline XBRL document)|
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| ||STERLING CONSTRUCTION COMPANY, INC.|
| || || |
|Date:||December 11, 2020||By:||/s/ Ronald A. Ballschmiede|
| || ||Ronald A. Ballschmiede|
| || ||Chief Financial Officer|