8-K 1 trt8k_dec82020.htm CURRENT REPORT trt8k_dec82020
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
 
FORM 8-K
 
CURRENT REPORT PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
 
Date of report (Date of earliest event reported): December 8, 2020
 
TRIO-TECH INTERNATIONAL
(Exact Name of Registrant as Specified in Its Charter)
 
California
(State or Other Jurisdiction of Incorporation)
 
1-14523
 
 95-2086631
 (Commission File Number)
 
 (IRS Employer Identification No.)
 
 
 
 Block 1008 Toa Payoh North, Unit 03-09 Singapore
 
 318996
(Address of Principal Executive Offices) 
 
 (Zip Code)
 
(656) 265 3300
(Registrant’s Telephone Number, Including Area Code)
 
_________________________________________________________________________________________
 (Former Name or Former Address, if Changed Since Last Report)
 
Securities registered or to be registered pursuant to Section 12(b) of the Act:
 
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock, no par value
TRT
NYSE American
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
☐                 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
☐                 
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
☐                 
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
☐                 
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR 230.405) or Rule 12b2 of the Securities Exchange Act of 1934 (17 CFR 240.12b2) Emerging growth company ☐
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act ☐
 

 
 
Item 5.07 Submission of Matters to a Vote of Security Holders.
 
The Annual Meeting of Shareholders for Trio-Tech International, Inc. (the “Company”) was held on December 8, 2020. At the meeting, the Company’s shareholders voted on (1) the election of directors, (2) approval of the amendment to the 2017 Directors Equity Incentive Plan to increase the number of shares of Common Stock authorized for issuance thereunder from 300,000 shares to 600,000 shares.
 
The voting results on these proposals were as follows:
 
Proposal 1. Election of directors. 
 
 
 
For
 
 
Withheld
 
 
Broker Non-Votes
 
Jason  Adelman
  2,686,631 
  127,138 
  896,786 
Richard Horowitz
  2,681,144 
  132,625 
  896,786 
A. Charles Wilson
  2,124,362 
  689,407 
  896,786 
S. W. Yong
  2,419,691 
  394,078 
  896,786 
Victor Ting
  2,419,701 
  394,068 
  896,786 
 
All of the Company’s nominees were elected, with each nominee receiving a plurality of the votes cast.
 
Proposal 2. Approval of the amendment to the 2017 Directors Equity Incentive Plan to increase the number of shares of Common Stock authorized for issuance thereunder from 300,000 shares to 600,000 shares.
 
 
 Votes For
 
 
Against
 
 
Abstain
 
 
Broker Non-Votes
 
  2,415,592   
  392,859   
  902,104   
  0   
 
 
 
 
SIGNATURES
 
  Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
Date:                       
December 11, 2020
 
 
TRIO-TECH INTERNATIONAL
 
 
 
  
By: /s/ VICTOR H.M. TING
Name: Victor H.M. Ting,
Title: Vice President and
Chief Financial Officer