SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
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On December 1, 2020, the Registrant appointed Elizabeth Magennis as President of ConnectOne Bank, the Registrant's wholly owned bank subsidiary. Ms. Magennis previously served as the Executive Vice President and Chief Lending Officer of the Bank. The table below sets forth certain information about Ms. Magennis:
|Name and Position||Age|
Principal Occupation for the Past Five Years
|Officer Since||Term Expires|
|Elizabeth Magennis, President ConnectOne Bank||51||Executive Vice President and Chief Lending Officer, ConnectOne Bank.||2006||N/A(1)|
(1) Officers serve at the pleasure of the Board of Directors
There are no arrangements or understandings between Ms. Magennis and any other persons pursuant to which Ms. Magennis was selected as President of ConnectOne Bank. Ms. Magennis has no family relationship with any other director or executive officer of the Registrant, nor with any person nominated or chosen to serve as a director or executive officer of the Registrant. Ms. Magennis is not a director of any company with a class of securities registered pursuant to section 12, of the Securities Exchange Act of 1934, as amended (the "Act"), subject to the requirements of section 15(d) of the Act, or of any company under the Investment Company Act of 1940.
There are no "related party transactions" between Ms. Magennis and the Company or the Bank that require disclosure.
There are no material plans, contracts or other arrangements (or amendments thereto) to which Ms. Magennis is a party, or in which she participates, that was entered into or amended, in connection with Ms. Magennis being appointed as President of ConnectOne Bank. The Registrant is a party to a previously disclosed employment agreement with Ms. Magennis.
104 Cover Page Interactive Data File (embedded within the Inline XBRL document)
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|ConnectOne Bancorp, Inc.|
|Date: December 1, 2020||By:||/s/ William S. Burns|
|William S. Burns|
|Executive Vice President and Chief Financial Officer|