SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

  

FORM 6-K

 

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934

 

For the month of November 2020

 

Alterity Therapeutics Limited

(Name of Registrant)

 

Level 3, 460 Bourke Street, Melbourne, VIC 3000, Australia

(Address of Principal Executive Office)

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

 

Form 20-F ☒     Form 40-F ☐

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): __

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): __

 

Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

 

Yes ☐     No ☒

 

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82- _____

 

This Form 6-K is being incorporated by reference into our Registration Statement on Form S-8 (Files No. 333-248980 and 333-228671) and our Registration Statements on Form F-3 (Files No. 333-249311, 333-231417 and 333-250076).

 

 

 

 

 

 

Alterity Therapeutics Limited

 

6-K   Items
 
99.1   Results of Annual General Meeting

  

1

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  ALTERITY THERAPEUTICS LIMITED
    (Registrant)
     
  By: /s/ Geoffrey Kempler
    Geoffrey Kempler,
    Executive Chairman

 

November 18, 2020

 

 

2

 

 

Exhibit 99.1

 

 

 

COMPANY ANNOUNCEMENT

(ASX: ATH)

RESULTS OF ANNUAL GENERAL MEETING

 

Wednesday, 18th November 2020

 

The Company wishes to advise that all resolutions contained in the Notice of Meeting were carried by poll.

 

In accordance with ASX Listing rule 3.13.2 and Section 251AA(1) of the Corporations Act 2001, the following page provides information in relation to the proxy votes received for each resolution considered by Members of the Company at the Annual General Meeting held today.

 

The Chairman voted undirected proxies in his control in favour of all resolutions.

 

Resolution 1,8 and 9 are resolutions that required 75% approval to be passed. This threshold has been achieved and these resolutions passed.

 

On behalf of the Board

 

 

Phillip Hains

Company Secretary

Alterity Therapeutics Limited

 

Level 3, 62 Lygon Street, Carlton

Victoria Australia 3053

Telephone: 61 3 9824 5254

Facsimile: 61 3 9822 7735

 

Page 1 of 2 

 

 

 

ALTERITY THERAPEUTICS LIMITED
2020 Annual General Meeting
Wednesday, 18 November 2020
Results of Meeting

 

The following information is provided in accordance with section 251AA(2) of the Corporations Act 2001 (Cth) and ASX Listing Rule 3.13.2.

 

Resolution details  Instructions given to validly appointed proxies
(as at proxy close)
  Number of votes cast on the poll
(where applicable)
  Resolution
Result
Resolution  Resolution
Type
  For  Against  Proxy’s
Discretion
  Abstain  For  Against  Abstain*  Carried /
Not Carried
Resolution 1 Non-binding resolution to adopt Remuneration Report  Ordinary  315,711,326 95.56%  9,937,610 3.01%  4,750,186 1.43%  1,491,519  320,461,512 96.99%  9,937,610 3.01%  1,491,519  Carried
Resolution 2 Re-Election of Director - Mr Peter Marks  Ordinary  328,101,326 94.56%  14,126,458 4.07%  4,750,186 1.37%  2,047,576  332,851,512 95.93%  14,126,458 4.07%  2,047,576  Carried
Resolution 3 Re-Election of Director - Mr Lawrence Gozlan  Ordinary  327,812,822 94.47%  14,369,638 4.14%  4,795,186 1.39%  2,047,900  332,608,008 95.86%  14,369,638 4.14%  2,047,900  Carried
Resolution 4 Approval to refresh and amend 2004 ASX Plan  Ordinary  314,850,243 95.33%  10,602,641 3.21%  4,845,086 1.46%  1,592,572  319,695,329 96.79%  10,602,641 3.21%  1,592,572  Carried
Resolution 5 Approval to refresh and amend 2018 ADS Plan  Ordinary  315,582,587 95.52%  10,039,236 3.04%  4,751,688 1.44%  1,517,032  320,334,275 96.96%  10,039,236 3.04%  1,517,032  Carried
Resolution 6 Ratification of prior issue of shares  Ordinary  330,079,772 95.15%  12,094,124 3.48%  4,750,188 1.37%  2,010,679  334,829,960 96.51%  12,094,124 3.49%  2,010,679  Carried
Resolution 7 Approval for issue of securities  Ordinary  323,146,414 92.86%  20,083,404 5.77%  4,750,186 1.36%  1,055,537  327,896,600 94.23%  20,083,404 5.77%  1,055,537  Carried
Resolution 8 Amendment to Company constitution  Special  330,873,819 95.54%  10,672,653 3.08%  4,762,186 1.38%  2,716,885  335,636,005 96.92%  10,672,653 3.08%  2,716,885  Carried
Resolution 9 Approval of 10% Placement issue  Special  330,287,704 95.05%  12,705,141 3.65%  4,511,756 1.30%  1,521,040  334,799,460 96.34%  12,705,141 3.66%  1,521,040  Carried

  

*Votes cast by a person who abstains on an item are not counted in calculating the required majority on a poll.