0000033992
false
0000033992
2020-11-06
2020-11-06
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
_______
FORM 8-K
CURRENT REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date of
Report November 6,
2020
(Date
of earliest event reported)
KINGSTONE
COMPANIES, INC.
(Exact
Name of Registrant as Specified in Charter)
Delaware
|
|
000-1665
|
|
36-2476480
|
(State
or Other Jurisdiction
of
Incorporation)
|
|
(Commission
File No.)
|
|
(IRS
Employer Identification
Number)
|
15 Joys Lane, Kingston,
New
York
|
|
12401
|
(Address
of Principal Executive Offices)
|
|
(Zip
Code)
|
Registrant's
telephone number, including area code: (845)
802-7900
Check
the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
☐
Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
|
Trading
Symbol(s)
|
Name of
each exchange on which registered
|
Common Stock, $0.01 par value per
share
|
KINS
|
Nasdaq Capital Market
|
Indicate
by check mark whether the registrant is an emerging growth company
as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of
1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If an
emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.02
Results of Operations and Financial
Condition.
On
November 6, 2020 Kingstone Companies, Inc. (the
“Company”) issued a press release (the “Press
Release”) announcing its financial results for the fiscal period ended September 30,
2020. The Press Release also announced that the Company’s
Board of Directors has declared a $0.04 per share quarterly
dividend payable on December 15, 2020 to stockholders of record at
the close of business on November 30, 2020. A copy of the Press
Release is furnished as Exhibit 99.1 hereto.
The
information furnished with this Item 2.02, including Exhibit 99.1,
shall not be deemed “filed” for purposes of Section 18
of the Securities Exchange Act of 1934, as amended (the
“Exchange Act”), or otherwise subject to liabilities of
that section, nor shall it be deemed incorporated by reference into
any other filing under the Securities Act of 1933, as amended (the
“Securities Act”), or the Exchange Act, except as
expressly set forth by specific reference in such
filing.
Item 7.01
Regulation FD Disclosure.
Attached
as Exhibit 99.2 is additional financial information about the
Company (the “Additional Financial
Information”).
The
information furnished with this Item 7.01, including Exhibit 99.2,
shall not be deemed as “filed” for purposes of Section
18 of the Exchange Act or otherwise subject to the liabilities of
that section, nor shall it be deemed incorporated by reference into
any other filing under the Securities Act, or the Exchange Act,
except as expressly set forth by specific reference in such
filing.
Item 9.01
Financial Statements and
Exhibits.
Press release,
dated November 6, 2020, issued by Kingstone Companies,
Inc.
Additional
Financial Information for Q3 2020.
SIGNATURES
Pursuant to the
requirements of the Securities Exchange Act of 1934, the registrant
has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
|
KINGSTONE COMPANIES, INC.
|
|
|
|
|
|
Dated:
November 6, 2020
|
By:
|
/s/
Barry B. Goldstein
|
|
|
|
Barry
B, Goldstein
|
|
|
|
President
and CEO
|
|
|
|
|
|