SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
ECHLOV RUSSELL

(Last) (First) (Middle)
C/O MAINSTREET BANCSHARES, INC.
10089 FAIRFAX BOULEVARD

(Street)
FAIRFAX VA 22030

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
04/18/2019
3. Issuer Name and Ticker or Trading Symbol
MainStreet Bancshares, Inc. [ MNSB ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
04/29/2019
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 400 D
Common Stock 36,173 I(1)(2) By Iron Road Multi-Strategy Fund LP
Common Stock 241,450 I(1)(3) By Mendon Capital Master Fund Ltd
Common Stock 512,143 I(1)(4) By Mendon Capital QP LP
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Mr. Echlov is a senior portfolio manager at RMB Capital Management, LLC, which is the investment advisor for Iron Road Multi-Strategy Fund LP, Mendon Capital Master Fund Ltd, and Mendon Capital QP LP. Mr. Echlov has dispositive voting power over the shares of the Issuer held by Iron Road Multi-Strategy Fund LP, Mendon Capital Master Fund Ltd, and Mendon Capital QP LP.
2. These shares are owned directly by Iron Road Multi-Strategy Fund LP.
3. These shares are owned directly by Mendon Master Fund LTD.
4. These shares are owned directly by Mendon Capital QP LP.
Remarks:
This Form 3/A is being filed solely to reflect the inclusion of additional shares of common stock that were received by the reporting person as a stock dividend paid by the issuer on April 30, 2018. The initial Form 3 filing should have included an additional 250 shares, 1,789 shares and 3,524 shares reflected as owned indirectly by Iron Road Multi-Strategy Fund LP, Mendon Capital Master Fund Ltd and Mendon Capital QP LP, respectively.
/s/ Russell Echlov 10/28/2020
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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