SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Rozek Alexander Buffett

(Last) (First) (Middle)
C/O BOC YELLOWSTONE LLC
1411 HARNEY STREET, SUITE 200

(Street)
OMAHA, NE 68102

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/21/2020
3. Issuer Name and Ticker or Trading Symbol
Yellowstone Acquisition Co [ YSACU ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
X Officer (give title below) Other (specify below)
Co-Chmn, Co-CEO, Co-Pres.
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Class B common stock, par value $0.0001 per share (1) (1) Class A common stock, par value $0.0001 per share 4,312,500(2) (1) I See footnote(3)
1. Name and Address of Reporting Person*
Rozek Alexander Buffett

(Last) (First) (Middle)
C/O BOC YELLOWSTONE LLC
1411 HARNEY STREET, SUITE 200

(Street)
OMAHA, NE 68102

(City) (State) (Zip)
1. Name and Address of Reporting Person*
BOC Yellowstone LLC

(Last) (First) (Middle)
1411 HARNEY STREET, SUITE 200

(Street)
OMAHA NE 68102

(City) (State) (Zip)
1. Name and Address of Reporting Person*
BOSTON OMAHA Corp

(Last) (First) (Middle)
1411 HARNEY STREET, SUITE 200

(Street)
OMAHA NE 68102

(City) (State) (Zip)
Explanation of Responses:
1. The Class B common stock will automatically convert into the Issuer's Class A common stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and has no expiration date.
2. Includes up to 562,500 shares of Class B common stock that are subject to forfeiture if the underwriters in the Issuer's initial public offering do not exercise their over-allotment option in full or in part.
3. All of the reported shares and derivative securities are held directly by BOC Yellowstone LLC. Adam K. Peterson and Alex B. Rozek are the managers of BOC Yellowstone LLC, which is owned by Boston Omaha Corporation. As such, they may be deemed to have or share beneficial ownership of the Class B common stock held directly by BOC Yellowstone LLC. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.
/s/ Alex B. Rozek 10/21/2020
BOC Yellowstone LLC By: /s/ Alex B. Rozek, its Manager 10/21/2020
Boston Omaha Corporation By: /s/ Alex B. Rozek, its Co-Chief Executive Officer 10/21/2020
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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