SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Braun Henrique

(Last) (First) (Middle)
C/O THE COCA-COLA COMPANY
ONE COCA-COLA PLAZA

(Street)
ATLANTA GA 30313

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/01/2020
3. Issuer Name and Ticker or Trading Symbol
COCA COLA CO [ KO ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
Operating Unit President
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, $.25 Par Value 40,689(1) D(2)
Common Stock, $.25 Par Value 10,458 I By 401(k) Plan(3)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy) (4) 02/15/2022 Common Stock, $.25 Par Value 12,022 34.3525 D
Employee Stock Option (Right to Buy) (5) 02/20/2023 Common Stock, $.25 Par Value 25,652 37.61 D
Employee Stock Option (Right to Buy) (6) 02/19/2024 Common Stock, $.25 Par Value 52,696 37.205 D
Employee Stock Option (Right to Buy) (7) 02/18/2025 Common Stock, $.25 Par Value 57,298 41.885 D
Employee Stock Option (Right to Buy) (8) 02/17/2026 Common Stock, $.25 Par Value 50,545 43.515 D
Employee Stock Option (Right to Buy) (9) 02/15/2027 Common Stock, $.25 Par Value 55,500 40.89 D
Employee Stock Option (Right to Buy) (10) 02/15/2028 Common Stock, $.25 Par Value 38,387 44.475 D
Employee Stock Option (Right to Buy) (11) 02/21/2029 Common Stock, $.25 Par Value 43,081 45.435 D
Employee Stock Option (Right to Buy) (12) 02/20/2030 Common Stock, $.25 Par Value 38,342 59.485 D
Hypothetical Shares (13) (13) Common Stock, $.25 Par Value 3,652(14) (15) I By Supplemental 401(k) Plan
Explanation of Responses:
1. Includes 30,642 performance share units, which will be released in February 2021, issued in connection with the attainment of performance criteria underlying performance share units granted for the 2017-2019 performance period.
2. Exhibit Index - Exhibit No. 24 - Power of Attorney
3. Shares credited to the reporting person's account under The Coca-Cola Company 401(k) Plan, as of October 1, 2020.
4. Option (with tax withholding right) granted on February 16, 2012 under The Coca-Cola Company 2008 Stock Option Plan. One-fourth of grant became exercisable on each of the first, second, third and fourth anniversaries of the grant date.
5. Option (with tax withholding right) granted on February 21, 2013 under The Coca-Cola Company 2008 Stock Option Plan. One-fourth of grant became exercisable on each of the first, second, third and fourth anniversaries of the grant date.
6. Option (with tax withholding right) granted on February 20, 2014 under The Coca-Cola Company 2008 Stock Option Plan. One-fourth of grant became exercisable on each of the first, second, third and fourth anniversaries of the grant date.
7. Option (with tax withholding right) granted on February 19, 2015 under The Coca-Cola Company 2014 Equity Plan. One-fourth of grant became exercisable on each of the first, second, third and fourth anniversaries of the grant date.
8. Option (with tax withholding right) granted on February 18, 2016 under The Coca-Cola Company 2014 Equity Plan. One-fourth of grant became exercisable on each of the first, second, third and fourth anniversaries of the grant date.
9. Option (with tax withholding right) granted on February 16, 2017 under The Coca-Cola Company 2014 Equity Plan. One-fourth of grant becomes exercisable on each of the first, second, third and fourth anniversaries of the grant date.
10. Option (with tax withholding right) granted on February 15, 2018 under The Coca-Cola Company 2014 Equity Plan. One-fourth of grant becomes exercisable on each of the first, second, third and fourth anniversaries of the grant date.
11. Option (with tax withholding right) granted on February 21, 2019 under The Coca-Cola Company 2014 Equity Plan. One-fourth of grant becomes exercisable on each of the first, second, third and fourth anniversaries of the grant date.
12. Option (with tax withholding right) granted on February 20, 2020 under The Coca-Cola Company 2014 Equity Plan. One-fourth of grant becomes exercisable on each of the first, second, third and fourth anniversaries of the grant date.
13. There is no data applicable with respect to the hypothetical shares.
14. As of October 1, 2020.
15. Each hypothetical share is equal to one share of common stock of The Coca-Cola Company.
/s/ Henrique Braun 10/08/2020
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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