SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Farrer Cynthia D

(Last) (First) (Middle)
C/O SCHLAGE LOCK CO. LLC
11819 N. PENNSYLVANIA STREET

(Street)
CARMEL IN 46032

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/01/2020
3. Issuer Name and Ticker or Trading Symbol
Allegion plc [ ALLE ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP - Global Ops & ISC
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares 1,725(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) (2) 02/16/2026 Ordinary Shares 1,419 57.85 D
Stock Option (Right to Buy) (3) 02/13/2027 Ordinary Shares 321 71.835 D
Stock Option (Right to Buy) (4) 02/22/2028 Ordinary Shares 784 86.93 D
Stock Option (Right to Buy) (5) 02/21/2029 Ordinary Shares 1,277 88.08 D
Stock Option (Right to Buy) (6) 02/20/2030 Ordinary Shares 928 129.325 D
Explanation of Responses:
1. Includes: (i) 188 RSUs that vested in equal annual installments on February 13, 2018, February 13, 2019, and February 13, 2020; (ii) 333 RSUs that vest in equal annual installments on February 22, 2019, February 22, 2020, and February 22, 2021; (iii) 518 RSUs that vest in equal annual installments on February 21, 2020, February 21, 2021, and February 21, 2022; (iv) 368 RSUs that vest in equal annual installments on February 20, 2021, February 20, 2022, and February 20, 2023; and (v) 318 directly owned shares.
2. A stock option that vested in equal annual installments on February 16, 2017, February 16, 2018 and February 16, 2019, and is exercisable.
3. A stock option that vested in equal annual installments on February 13, 2018, February 13, 2019 and February 13, 2020, and is exercisable.
4. A stock option that vests in equal annual installments on February 22, 2019, February 22, 2020 and February 22, 2021.
5. A stock option that vests in equal annual installments on February 21, 2020, February 21, 2021 and February 21, 2022.
6. A stock option that vests in equal annual installments on February 20, 2021, February 20, 2022 and February 20, 2023.
Remarks:
Attached is Exhibit 24 - Power of Attorney
/s/ Hatsuki Miyata, Attorney-In-Fact 10/05/2020
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.