As filed with the Securities and Exchange Commission on October 1, 2020

Registration No. 333-   

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

FORM S-1

 

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 

 

 

IMMUNOME, INC.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware
(State or other jurisdiction of incorporation or
organization)
  2834
(Primary Standard Industrial
Classification Code Number)
  77-0694340
(I.R.S. Employer
Identification No.)

 

665 Stockton Drive, Suite 300
Exton, PA 19341
Tel: (610) 321-3700
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

 

 

 

Purnanand D. Sarma, Ph.D.
President and Chief Executive Officer
Immunome, Inc.
665 Stockton Drive, Suite 300
Exton, PA 19341
(610) 321-3700

(Name, address, including zip code, and telephone number, including area code, of agent for service)

 

 

 

Copies to:

Jeffrey P. Libson
Ryan S. Sansom
Geoffrey R. Starr
Cooley LLP
55 Hudson Yards
New York, NY 10001
(212) 479-6000
  Richard F. Fitzgerald
Chief Financial Officer
Immunome, Inc.
665 Stockton Drive, Suite 300
Exton, PA 19341
(610) 321-3700
  Michael D. Maline
Michael J. Rosenberg
Goodwin Procter LLP
620 Eighth Avenue
New York, NY 10018
(212) 813-8800

 

 

Approximate date of commencement of proposed sale to the public: As soon as practicable after the effective date of this registration statement.

 

If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, check the following box. ¨

 

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. x (333-248687)

 

If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ¨

 

If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ¨

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

 

Large Accelerated Filer  ¨ Accelerated Filer  ¨
Non-Accelerated Filer  x Smaller Reporting Company  x
    Emerging Growth Company  x

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ¨

 

 

 

CALCULATION OF REGISTRATION FEE

  

                 
 
TITLE OF SECURITIES BEING REGISTERED   Amount
to be
registered(1)
  Proposed
maximum
offering price
per share(2)(3)
  Proposed
maximum
aggregate
offering price(3)
  Amount of
registration fee(3)
Common Stock, par value $0.0001 per share   862,500   $12.00   $10,350,000   $1,130
 
 

 

 

 

(1) Represents only the number of shares being registered pursuant to this Registration Statement, which includes 112,500 shares that the underwriters have the option to purchase, and are in addition to the 2,875,000 shares that were registered pursuant to the Registrant’s Registration Statement on Form S-1 (File No. 333-248687), which included 375,000 shares that the underwriters have the option to purchase.

(2) Based on the public offering price.

(3) The registration fee is calculated in accordance with Rule 457(a) under the Securities Act of 1933, as amended, based on the proposed maximum aggregate offering price. The registrant previously registered securities at an aggregate offering price not to exceed $37,375,000 on a Registration Statement on Form S-1 (File No. 333-248687), which was declared effective by the Securities and Exchange Commission on October 1, 2020. In accordance with Rule 462(b) under the Securities Act, an additional amount of securities having a proposed maximum aggregate offering price of $10,350,000 is hereby registered, which includes the additional shares issuable upon the exercise of the underwriters’ option to purchase additional shares.

 

 

 

This Registration Statement shall become effective upon filing in accordance with Rule 462(b) promulgated under the Securities Act of 1933, as amended.

 

 

 

 

 

EXPLANATORY NOTE AND

INCORPORATION OF CERTAIN INFORMATION BY REFERENCE

 

This Registration Statement (the “Registration Statement”) is being filed with the Securities and Exchange Commission (the “Commission”) with respect to the registration of an additional 862,500 shares of common stock, par value $0.0001 per share (the “Common Stock”), of Immunome, Inc. (the “Registrant”), pursuant to Rule 462(b) under the Securities Act of 1933, as amended (the “Securities Act”). This Registration Statement incorporates by reference the contents of, including all amendments and exhibits thereto, the Registration Statement on Form S-1, as amended (File No. 333-248687) (the “Prior Registration Statement”), which the Commission declared effective on October 1, 2020, and is being filed solely for the purpose of registering additional securities of the same class as were included in the Prior Registration Statement.

 

The required opinion and consents are listed on the Exhibit Index attached hereto and filed herewith.

 

 

 

 

EXHIBIT INDEX

 

Exhibit
Number

 

 

Description
5.1   Opinion of Cooley LLP
   
23.1   Consent of Deloitte & Touche LLP, independent registered public accounting firm.
   
23.2   Consent of Cooley LLP (included in Exhibit 5.1).
   
24.1   Power of Attorney (included on the signature page of the Registration Statement on Form S-1 (File No. 333-248687), filed with the Commission on September 9, 2020 and incorporated herein by reference).

 

 

  

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized in Exton, Pennsylvania, on the 1st day of October, 2020.

 

    IMMUNOME, INC.
     
  By:

/s/ Purnanand D. Sarma 

   

Name:

Purnanand D. Sarma, Ph.D. 

    Title: President and Chief Executive Officer

 

Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

         
Name   Position   Date
         
         

/s/ Purnanand D. Sarma

Purnanand D. Sarma, Ph.D.

 

 

President, Chief Executive Officer and Director

(Principal Executive Officer)

 

  October 1, 2020
         

/s/ Richard F. Fitzgerald

Richard F. Fitzgerald

 

 

Chief Financial Officer

(Principal Financial Officer and Principal Accounting Officer)

  October 1, 2020
         

*

Michael Rapp

 

  Director   October 1, 2020
         

*

Richard Baron

 

  Director   October 1, 2020
         

*

John LaMattina, Ph.D.

 

  Director   October 1, 2020
         

*

Michael Lefenfeld

 

  Director   October 1, 2020
         

*

Philip Wagenheim

 

  Director   October 1, 2020
         

*

Michael Widlitz, M.D.

 

  Director   October 1, 2020

 

 

*By: /s/ Purnanad D. Sarma    
       
  Purnanand D. Sarma, Ph.D.    
 

Attorney-in-Fact 

   

  

 

Exhibit 5.1

 

 

Jeffrey Libson

T: +1 609 250 6302

jlibson@cooley.com

 

October 1, 2020

 

Immunome, Inc.

665 Stockton Drive

Suite 300

Exton, PA 19341

Ladies and Gentlemen:

 

We have acted as counsel to Immunome, Inc., a Delaware corporation (the “Company”), in connection with the filing by the Company of a Registration Statement on Form S-1 (the “Registration Statement”) with the Securities and Exchange Commission pursuant to Rule 462(b) promulgated under the Securities Act of 1933, as amended, covering an underwritten public offering of up to 862,500 shares of the Company’s common stock, par value $0.0001 (the “Shares”). The Registration Statement incorporates by reference the registration statement on Form S-1 (No. 333-248687), which was declared effective on October 1, 2020 (the “Prior Registration Statement”), including the prospectus which forms a part of the Prior Registration Statement (the “Prospectus”).

 

In connection with this opinion, we have examined and relied upon (a) the Registration Statement and the Prospectus, (b) the Company’s Amended and Restated Certificate of Incorporation and Amended and Restated Bylaws, each as currently in effect, (c) the forms of the Company’s Amended and Restated Certificate of Incorporation and Amended and Restated Bylaws filed as Exhibits 3.3 and 3.4, to the Registration Statement, respectively, each of which is to be in effect upon the closing of the offering contemplated by the Registration Statement and (d) originals or copies certified to our satisfaction of such records, documents, certificates, memoranda and other instruments as in our judgment are necessary or appropriate to enable us to render the opinion expressed below.

 

We have assumed the genuineness of all signature, the authenticity of all documents submitted to us as originals, the conformity to originals of all documents submitted to us as copies, the accuracy, completeness and authenticity of certificates of public officials and the due authorization, execution and delivery of all documents by all persons other than the Company where authorization, execution and delivery are prerequisites to the effectiveness thereof. As to certain factual matters, we have relied upon a certificate of an officer of the Company and have not independently verified such matters.

 

Our opinion is expressed only with respect to the General Corporation Law of the State of Delaware. We express no opinion to the extent that any other laws are applicable to the subject matter hereof and express no opinion and provide no assurance as to compliance with any federal or state securities law, rule or regulation.

 

On the basis of the foregoing, and in reliance thereon, we are of the opinion that the Shares, when sold and issued against payment therefor as described in the Prior Registration Statement and the Prospectus, will be validly issued, fully paid and non-assessable.

 

Cooley LLP 55 Hudson Yards New York, NY 10001
t: (212) 479-6000 f: (212) 479-6275 cooley.com

 

 

 

 

 

 

Immunome, Inc.

October 1, 2020

Page Two

 

We consent to the reference to our firm under the caption “Legal Matters” in the Prospectus included in the Prior Registration Statement and to the filing of this opinion as an exhibit to the Registration Statement.

 

Sincerely,
 
Cooley LLP
 
By: /s/ Jeffrey Libson  
           Jeffrey Libson  

 

Cooley LLP 55 Hudson Yards New York, NY 10001
t: (212) 479-6000 f: (212) 479-6275 cooley.com

 

 

 

 

Exhibit 23.1

 

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

 

We consent to the use in this Registration Statement No. 333-248687 on Form S-1 of our report dated August 12, 2020 (September 22, 2020 as to the effects of the reverse stock split discussed in Note 15), relating to the financial statements of Immunome, Inc. We also consent to the reference to us under the heading “Experts” in such Registration Statement.

 

 

/s/ Deloitte & Touche LLP

 

Philadelphia, Pennsylvania

 

October 1, 2020