false 0001160958 0001160958 2020-09-29 2020-09-29
united states
Washington, D.C. 20549
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): September 29, 2020
(Exact name of registrant as specified in its charter)
(State or Other Jurisdiction of (Commission File Number) (I.R.S. Employer
Incorporation)   Identification No.)
2953 Bunker Hill Lane, Suite 300  
Santa Clara, California 95054
(Address of principal executive offices) (Zip Code)
(408) 217-7300
(Registrant’s telephone number,
including area code)
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading symbol(s) 
Name of each exchange on which registered
Common Stock, $0.001 par value per share
The New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b–2 of the Securities Exchange Act of 1934 (§240.12b–2 of this chapter).
Emerging growth company 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 3.01.
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.

On September 29, 2020, Inphi Corporation (“Inphi”), acting pursuant to authorization from its Board of Directors, determined to voluntarily withdraw the principal listing of Inphi’s common stock, par value $0.001 cents per share (the “Common Stock”) from the New York Stock Exchange (“NYSE”) and transfer the listing to the Nasdaq Global Select Market (“Nasdaq”). Inphi expects that listing and trading of its common stock on NYSE will end at market close on October 13, 2020, and that trading will begin on Nasdaq at market open on October 14, 2020.
The Common Stock has been approved for listing on Nasdaq, where it will continue to trade under the stock symbol “IPHI.”
Item 7.01.
Regulation FD Disclosure.
Inphi issued the press release attached hereto as Exhibit 99.1 in connection with the transfer of the principal listing of the Common Stock to Nasdaq.
The information in Items 7.01 and 9.01 of this Current Report on Form 8-K is being furnished and shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (“Exchange Act”), or otherwise subject to the liabilities of that Section and shall not be incorporated by reference into any registration statement or other document pursuant to the Securities Act of 1933, as amended, or the Exchange Act, except as otherwise expressly stated in such filing.
Item 9.01
Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No.
Cover Page Interactive Data File (formatted as Inline XBRL)

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Date: October 1, 2020
/s/ Richard T. Ogawa 
Richard T. Ogawa
    General Counsel


Exhibit 99.1




Inphi Announces Listing Transfer to Nasdaq


Ticker Symbol to Remain “IPHI”


SAN JOSE, Calif., October 1, 2020  Inphi Corporation (NYSE: IPHI), a leader in high-speed data movement interconnects, announced today that it will voluntarily transfer its stock exchange listing from the New York Stock Exchange to the Nasdaq Global Select Market ("Nasdaq"). The Company will retain the "IPHI" ticker with trading on the Nasdaq expected to begin on October 14, 2020.


“Listing on Nasdaq marks an important milestone for Inphi as we celebrate our 10th anniversary as a public company and our 20th anniversary since our founding,” said Ford Tamer, President and CEO, Inphi. “This move aligns with our vision of transitioning to a digital world as we partner with Nasdaq’s cutting-edge technology in intelligent investor relations solutions to reach a larger audience of investors and enhance shareholder value. We are excited to join the ranks of the world’s most innovative and forward-looking companies in their respective industries.”


"Inphi represents the growth-oriented and industry-defining technology companies that call Nasdaq home," said Nelson Griggs, President, Nasdaq Stock Exchange. "Nasdaq is driven by the same entrepreneurial spirit valued by Inphi and we look forward to supporting the company’s continued success.”



About Inphi
Inphi Corporation is a leader in high-speed data movement interconnects. We move big data – fast, throughout the globe, between data centers, and inside data centers.  Inphi’s expertise in signal integrity results in reliable data delivery, at high speeds, over a variety of distances. As data volumes ramp exponentially due to video streaming, social media, cloud-based services, and wireless infrastructure, the need for speed has never been greater. That’s where we come in. Customers rely on Inphi’s solutions to develop and build out the Service Provider and Cloud infrastructures, and data centers of tomorrow. To learn more about Inphi, visit www.inphi.com or connect with Inphi on Twitter or Linkedin.


# # #


Inphi, the Inphi logo and Think fast are registered trademarks of Inphi Corporation. All other trademarks used herein are the property of their respective owners.


Corporate Contact:
Kim Markle


Investor Contact:

Vernon P. Essi, Jr.




Document And Entity Information
Sep. 29, 2020
Document Information [Line Items]  
Entity, Registrant Name INPHI CORPORATION
Document, Type 8-K
Document, Period End Date Sep. 29, 2020
Entity, Incorporation, State or Country Code DE
Entity, File Number 001-34942
Entity, Tax Identification Number 77-0557980
Entity, Address, Address Line One 2953 Bunker Hill Lane
Entity, Address, Address Line Two Suite 300
Entity, Address, City or Town Santa Clara
Entity, Address, State or Province CA
Entity, Address, Postal Zip Code 95054
City Area Code 408
Local Phone Number 217-7300
Written Communications false
Soliciting Material false
Pre-commencement Tender Offer false
Pre-commencement Issuer Tender Offer false
Title of 12(b) Security Common Stock
Trading Symbol IPHI
Security Exchange Name NYSE
Entity, Emerging Growth Company false
Amendment Flag false
Entity, Central Index Key 0001160958