ssti-8k_20200927.htm
false 0001351636 0001351636 2020-09-27 2020-09-27

 

 

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): September 27, 2020

 

ShotSpotter, Inc.

(Exact name of Registrant as Specified in Its Charter)

 

 

Delaware

001-38107

47-0949915

(State or Other Jurisdiction

of Incorporation)

(Commission File Number)

(IRS Employer

Identification No.)

 

 

 

7979 Gateway Blvd., Suite 210

Newark, California

 

94560

(Address of Principal Executive Offices)

 

(Zip Code)

Registrant’s Telephone Number, Including Area Code: (510) 794-3100

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instructions A.2. below):

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

Trading Symbol(s)

Name of each exchange on which registered

Common stock, par value $0.005 per share

SSTI

The Nasdaq Capital Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 

 

 

 


 

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On September 27, 2020, ShotSpotter, Inc. (the “Company”) became aware that Alan R. Stewart, the Company’s Chief Financial Officer, would be taking a temporary medical leave of absence. On September 29, 2020, the Company’s Board of Directors appointed Ralph Clark, the Company’s President and Chief Executive Officer, as Interim Chief Financial Officer, to assume Mr. Stewart’s authority and responsibilities until he returns from his leave of absence.  There will be no change in Mr. Clark’s compensation as a result of this appointment.

2

 


 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

 

 

ShotSpotter, Inc.

 

 

 

 

Date:  September 30, 2020

 

By:

/s/ Ralph A. Clark

 

 

 

Ralph A. Clark

 

 

 

President and Chief Executive Officer

 

3

 

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Sep. 27, 2020
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Document Type 8-K
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Document Period End Date Sep. 27, 2020
Entity Registrant Name ShotSpotter, Inc.
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Entity Emerging Growth Company true
Entity Ex Transition Period true
Entity File Number 001-38107
Entity Incorporation, State or Country Code DE
Entity Tax Identification Number 47-0949915
Entity Address, Address Line One 7979 Gateway Blvd.
Entity Address, Address Line Two Suite 210
Entity Address, City or Town Newark
Entity Address, State or Province CA
Entity Address, Postal Zip Code 94560
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Title of 12(b) Security Common stock, par value $0.005 per share
Trading Symbol SSTI
Security Exchange Name NASDAQ