6-K/A 1 d82057d6ka.htm FORM 6-K/A Form 6-K/A

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K/A

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16

UNDER THE SECURITIES EXCHANGE ACT OF 1934

For the month of September 2020

Commission File Number 001-33098

Mizuho Financial Group, Inc.

(Translation of registrant’s name into English)

5-5, Otemachi 1-chome

Chiyoda-ku, Tokyo 100-8176

Japan

(Address of principal executive office)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F. Form 20-F  ☒     Form 40-F  ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ☐

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934. Yes  ☐    No  ☒

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b):82-                    .

 

 

 


THIS REPORT ON FORM 6-K SHALL BE DEEMED TO BE INCORPORATED BY REFERENCE INTO THE PROSPECTUS FORMING A PART OF MIZUHO FINANCIAL GROUP, INC.’S REGISTRATION STATEMENT ON FORM F-3 (FILE NO. 333-233354) AND TO BE A PART OF SUCH PROSPECTUS FROM THE DATE ON WHICH THIS REPORT IS FURNISHED, TO THE EXTENT NOT SUPERSEDED BY DOCUMENTS OR REPORTS SUBSEQUENTLY FILED OR FURNISHED.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Date:   September 29, 2020
Mizuho Financial Group, Inc.
By:  

/s/ Makoto Umemiya

Name:   Makoto Umemiya
Title:   Senior Managing Executive Officer / Group CFO


September 29, 2020

To whom it may concern:

Mizuho Financial Group, Inc.

Amendment Report for Extraordinary Report

1. Reason for filing Amendment Report for Extraordinary Report

On June 30, 2020, Mizuho Financial Group filed an extraordinary report concerning the results of the exercise of voting rights at the Ordinary General Meeting of Shareholders pursuant to the provisions of Article 24-5, Paragraph 4 of the Financial Instruments and Exchange Act of Japan and Article 19, Paragraph 2, Item 9-2 of the Cabinet Office Ordinance on Disclosure of Corporate Affairs of Japan. However, in order to make partial amendments, this amendment report for such extraordinary report is filed pursuant to the provisions of Article 24-5, Paragraph 5 of the Financial Instruments and Exchange Act of Japan.

2. Amended matters

2. Description of report

 

  (3)

Number of voting rights for approval, disapproval and abstentions in the matters to be resolved, and the approval requirements and voting results thereof

 

1


3. Amendments

Amendments have been underlined.

Before amendment

 

  (3)

Number of voting rights for approval, disapproval and abstentions in the matters to be resolved, and the approval requirements and voting results thereof

 

Matters to be resolved

   Number of
approvals
(units)
     Number of
disapprovals
(units)
     Number of
abstentions
(units)
     Approval
rate (%)
     Voting
result
 

Proposal 1

              

Tatsufumi Sakai

     169,844,360        2,458,752        292,895        98        Adopted  

Satoshi Ishii

     169,217,905        2,905,989        472,112        97        Adopted  

Motonori Wakabayashi

     169,333,648        2,790,246        472,112        97        Adopted  

Makoto Umemiya

     169,252,872        2,871,021        472,112        97        Adopted  

Hiroaki Ehara

     169,331,661        2,792,178        472,166        97        Adopted  

Yasuhiro Sato

     168,271,223        4,031,887        292,895        97        Adopted  

Hisaaki Hirama

     162,862,435        9,261,404        472,152        94        Adopted  

Tetsuo Seki

     149,347,355        23,025,441        223,195        86        Adopted  

Tatsuo Kainaka

     167,482,522        5,069,505        43,972        96        Adopted  

Yoshimitsu Kobayashi

     171,153,790        1,398,236        43,984        98        Adopted  

Ryoji Sato

     171,389,368        1,162,669        43,972        98        Adopted  

Masami Yamamoto

     151,742,805        20,629,994        223,191        87        Adopted  

Izumi Kobayashi

     171,099,894        1,452,134        43,979        98        Adopted  

Proposal 2

     171,320,835        1,250,083        44,079        98        Adopted  

Proposal 3

     171,484,437        1,092,436        44,091        99        Adopted  

Proposal 4

     170,858,704        1,690,684        44,103        98        Adopted  

Proposal 5

     59,570,093        112,965,215        88,251        34        Rejected  

Proposal 6

     54,535,648        118,044,663        44,543        31        Rejected  

Proposal 7

     10,383,266        161,976,099        263,894        5        Rejected  

Proposal 8

     10,283,123        162,077,110        263,919        5        Rejected  

Proposal 9

     10,034,416        162,453,027        135,004        5        Rejected  

 

Note:    Approval requirements for the adoption of each proposal are as follows:
  

•  Approval of a majority of the voting rights held by the shareholders present at the meeting who hold in aggregate not less than one-third (1/3) of the voting rights of the shareholders entitled to exercise their voting rights, is required for the adoption of proposal 1.

  

•  ·Approval of not less than two-thirds (2/3) of the voting rights held by the shareholders present at the meeting who hold in aggregate not less than one-third (1/3) of the voting rights of the shareholders entitled to exercise their voting rights, is required for the adoption of proposals 2 through 9.

 

2


After amendment

 

  (3)

Number of voting rights for approval, disapproval and abstentions in the matters to be resolved, and the approval requirements and voting results thereof

 

Matters to be resolved

   Number of
approvals
(units)
     Number of
disapprovals
(units)
     Number of
abstentions
(units)
     Approval
rate (%)
     Voting
result
 

Proposal 1

              

Tatsufumi Sakai

     170,126,441        2,462,040        292,895        98        Adopted  

Satoshi Ishii

     169,500,008        2,909,255        472,112        97        Adopted  

Motonori Wakabayashi

     169,615,781        2,793,482        472,112        97        Adopted  

Makoto Umemiya

     169,534,993        2,874,269        472,112        97        Adopted  

Hiroaki Ehara

     169,613,764        2,795,444        472,166        97        Adopted  

Yasuhiro Sato

     168,552,775        4,035,704        292,895        97        Adopted  

Hisaaki Hirama

     163,144,556        9,264,652        472,152        94        Adopted  

Tetsuo Seki

     149,627,118        23,031,047        223,195        86        Adopted  

Tatsuo Kainaka

     167,762,111        5,075,285        43,972        96        Adopted  

Yoshimitsu Kobayashi

     171,435,627        1,401,768        43,984        98        Adopted  

Ryoji Sato

     171,671,228        1,166,178        43,972        98        Adopted  

Masami Yamamoto

     152,024,811        20,633,357        223,191        87        Adopted  

Izumi Kobayashi

     171,381,782        1,455,615        43,979        98        Adopted  

Proposal 2

     171,597,620        1,258,636        44,079        98        Adopted  

Proposal 3

     171,764,114        1,098,128        44,091        98        Adopted  

Proposal 4

     171,137,205        1,697,492        44,103        98        Adopted  

Proposal 5

     59,613,362        113,207,358        88,251        34        Rejected  

Proposal 6

     54,578,286        118,287,457        44,543        31        Rejected  

Proposal 7

     10,430,464        162,214,364        263,894        6        Rejected  

Proposal 8

     10,330,079        162,315,617        263,919        5        Rejected  

Proposal 9

     10,077,909        162,694,955        135,004        5        Rejected  

 

Note:    Approval requirements for the adoption of each proposal are as follows:
  

•  Approval of a majority of the voting rights held by the shareholders present at the meeting who hold in aggregate not less than one-third (1/3) of the voting rights of the shareholders entitled to exercise their voting rights, is required for the adoption of proposal 1.

  

•  Approval of not less than two-thirds (2/3) of the voting rights held by the shareholders present at the meeting who hold in aggregate not less than one-third (1/3) of the voting rights of the shareholders entitled to exercise their voting rights, is required for the adoption of proposals 2 through 9.

-End-

 

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