apex-8k_20200904.htm

Delaware	0-18640	95-4182437
(State or Other Jurisdiction of	(Commission	(I.R.S. Employer
Incorporation)	File Number)	Identification Number)

Check the appropriate box below if the Form 8‑K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a‑12 under the Exchange Act (17 CFR 240.14a‑12)

☐ Pre-commencement communications pursuant to Rule 14d‑2(b) under the Exchange Act (17 CFR 240.14d‑2(b))

☐ Pre-commencement communications pursuant to Rule 13e‑4(c) under the Exchange Act (17 CFR 240.13e‑4(c))

Title of each class

Trading

Symbol(s)

Name of each exchange on which registered

Common stock, par value $0.02 per share

APEX

The Nasdaq Capital Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b‑2 of the Securities Exchange Act of 1934 (§240.12b‑2 of this chapter).

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 3.01

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.

On September 4, 2020, Apex Global Brands Inc. (the “Company”) received a notice from Nasdaq indicating that subsequent to the Company’s reverse stock split on September 2, 2020, the Company is no longer in compliance with the minimum 500,000 publicly held shares requirement, Listing Rule 5550(a)(4). The notice indicates that the Nasdaq Hearings Panel will consider this matter in their decision regarding the Company’s continued listing on The Nasdaq Capital Market.

The Company has submitted additional information regarding the Company’s plans to regain compliance to the Nasdaq Hearings Panel for their consideration.

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	APEX GLOBAL BRANDS INC.


September 11, 2020	By:	/s/ Steven L. Brink
		Steven L. Brink
		Chief Financial Officer

Document and Entity Information	Sep. 04, 2020
Cover [Abstract]
Document Type	8-K
Amendment Flag	false
Document Period End Date	Sep. 04, 2020
Entity Registrant Name	APEX GLOBAL BRANDS INC.
Entity Central Index Key	0000844161
Entity Emerging Growth Company	false
Entity File Number	0-18640
Entity Incorporation, State or Country Code	DE
Entity Tax Identification Number	95-4182437
Entity Address, Address Line One	5990 Sepulveda Boulevard
Entity Address, City or Town	Sherman Oaks
Entity Address, State or Province	CA
Entity Address, Postal Zip Code	91411
City Area Code	818
Local Phone Number	908-9868
Written Communications	false
Soliciting Material	false
Pre-commencement Tender Offer	false
Pre-commencement Issuer Tender Offer	false
Title of 12(b) Security	Common stock, par value $0.02 per share
Trading Symbol	APEX
Security Exchange Name	NASDAQ

Document and Entity Information

Sep. 04, 2020

Cover [Abstract]

Document Type

8-K

Amendment Flag

false

Document Period End Date

Sep. 04, 2020

Entity Registrant Name

APEX GLOBAL BRANDS INC.

Entity Central Index Key