UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
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Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On September 8, 2020, NortonLifeLock Inc. (the “Company”) announced that Matthew Brown, its Vice President and Chief Accounting Officer, will step down from his position effective November 6, 2020. Mr. Brown’s decision to leave the Company was not due to any disagreement relating to the Company’s management, policies, or practices. Upon Mr. Brown’s departure, Natalie Derse, the Company’s Chief Financial Officer, will assume the responsibility of Principal Accounting Officer.
Item 5.07 Submission of Matters to a Vote of Security Holders.
The 2020 Annual Meeting of Stockholders of the Company was held on September 8, 2020. Set forth below are the matters the stockholders voted on and the final voting results.
Proposal 1: Election of Directors:
Nominee | Votes For | Votes Against | Abstentions | Broker Non- Votes | ||||
Sue Barsamian | 466,136,239 | 6,883,669 | 319,734 | 42,951,498 | ||||
Eric K. Brandt | 444,163,347 | 28,687,746 | 488,549 | 42,951,498 | ||||
Frank E. Dangeard | 458,243,459 | 14,762,261 | 333,922 | 42,951,498 | ||||
Nora M. Denzel | 467,934,522 | 5,088,863 | 316,257 | 42,951,498 | ||||
Peter A. Feld | 457,572,344 | 15,398,085 | 369,213 | 42,951,498 | ||||
Kenneth Y. Hao | 452,888,143 | 20,086,754 | 364,745 | 42,951,498 | ||||
David W. Humphrey | 452,883,051 | 20,117,045 | 339,546 | 42,951,498 | ||||
Vincent Pilette | 461,334,361 | 11,648,530 | 356,751 | 42,951,498 |
Each of the eight nominees was elected to the Company’s Board of Directors, each to hold office until the next annual meeting of stockholders and until his or her successor has been duly elected or until his or her earlier resignation or removal.
Proposal 2: Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the 2021 fiscal year:
Votes For | Votes Against | Abstentions | Broker Non-Votes | |||
508,612,418 | 7,382,695 | 296,027 | 0 |
The appointment was ratified.
Proposal 3: Advisory vote to approve the Company’s executive compensation:
Votes For | Votes Against | Abstentions | Broker Non-Votes | |||
414,011,407 | 58,168,265 | 1,159,970 | 42,951,498 |
The proposal was approved.
Proposal 4: Stockholder proposal regarding political spending disclosure:
Votes For | Votes Against | Abstentions | Broker Non-Votes | |||
41,010,175 | 429,773,064 | 2,556,403 | 42,951,498 |
The proposal was not approved.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
NortonLifeLock Inc. | ||
Date: September 8, 2020 | By: | /s/ Bryan S. Ko |
Bryan S. Ko Chief Legal Officer and Corporate Secretary |