sono-20200828
0001314727false00013147272020-08-282020-08-28

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
 
FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported)
August 28, 2020
SONOS, INC.
(Exact name of registrant as specified in its charter)
     
Delaware 001-38603 03-0479476
(State or other jurisdiction of
incorporation)		 (Commission File Number) (IRS Employer
Identification No.)
614 Chapala Street
Santa Barbara, California 93101
(Address of principal executive offices, including zip code)
(805) 965-3001
(Registrant’s telephone number, including area code)
Not applicable
(Former name or former address, if changed since last report)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2):
☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Title of each classTrading Symbol(s)Name of each exchange on which registered
Common Stock, 00013147272020-08-282020-08-28

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
 
FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported)
August 28, 2020
SONOS, INC.
(Exact name of registrant as specified in its charter)
     
Delaware 001-38603 03-0479476
(State or other jurisdiction of
incorporation)		 (Commission File Number) (IRS Employer
Identification No.)
614 Chapala Street
Santa Barbara, California 93101
(Address of principal executive offices, including zip code)
(805) 965-3001
(Registrant’s telephone number, including area code)
Not applicable
(Former name or former address, if changed since last report)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2):
☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Title of each classTrading Symbol(s)Name of each exchange on which registered
Common Stock, $0.001 par valueSONOThe Nasdaq Stock Market LLC
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐



Item 8.01  Other Events.

On August 28, 2020, the United States Trade Representative (“USTR”) notified Sonos, Inc. (the “Company”) that it has granted an extension through December 31, 2020 of the temporary exclusion for the Company's core speaker products from the August 2019 Section 301 Tariff Action (List 4A). This exclusion extension eliminates the 7.5% tariffs on the Company's core speaker products (Sonos speakers products) imported from China until December 31, 2020.


SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 SONOS, INC.
  
Date: September 2, 2020
By:/s/ Edward Lazarus
  Edward Lazarus
Chief Legal Officer

SONOThe Nasdaq Stock Market LLC
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐



Item 8.01  Other Events.

On August 28, 2020, the United States Trade Representative (“USTR”) notified Sonos, Inc. (the “Company”) that it has granted an extension through December 31, 2020 of the temporary exclusion for the Company's core speaker products from the August 2019 Section 301 Tariff Action (List 4A). This exclusion extension eliminates the 7.5% tariffs on the Company's core speaker products (Sonos speakers products) imported from China until December 31, 2020.


SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 SONOS, INC.
  
Date: September 2, 2020
By:/s/ Edward Lazarus
  Edward Lazarus
Chief Legal Officer


 v3.20.2
Cover Page
Aug. 28, 2020
Cover [Abstract]  
Document Type 8-K
Document Period End Date Aug. 28, 2020
Entity Registrant Name SONOS, INC.
Entity Incorporation, State or Country Code DE
Entity File Number 001-38603
Entity Tax Identification Number 03-0479476
Entity Address, Address Line One 614 Chapala Street
Entity Address, City or Town Santa Barbara
Entity Address, State or Province CA
Entity Address, Postal Zip Code 93101
City Area Code 805
Local Phone Number 965-3001
Written Communications false
Soliciting Material false
Pre-commencement Tender Offer false
Pre-commencement Issuer Tender Offer false
Title of 12(b) Security Common Stock, $0.001 par value
Trading Symbol SONO
Security Exchange Name NASDAQ
Entity Emerging Growth Company false
Entity Central Index Key 0001314727
Amendment Flag false