SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
BRADY ROBERT T

(Last) (First) (Middle)
740 PALOMINO DR.

(Street)
JACKSON CITY WY 83001

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ASTRONICS CORP [ ATRO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/28/2020
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
$.01 PV Com Stk 08/28/2020 M 5,600 A $0.00 46,137 D
$.01 PV Cl B Stk 178,638 D
$.01 PV Cl B Stk 176,458 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option $7.78 08/28/2011 02/28/2021 $.01 PV Com Stk 2,500 2,500 D
Option $7.78 08/28/2011 02/28/2021 $.01 PV Cl B Stk 4,426 4,426 D
Option $13.69 08/28/2012 02/28/2022 $.01 PV Com Stk 3,000 3,000 D
Option $13.69 08/28/2012 02/28/2022 $.01 PV Cl B Stk 4,556 4,556 D
Option $12.65 08/22/2013 02/22/2023 $.01 PV Com Stk 3,000 3,000 D
Option $12.65 08/22/2013 02/22/2023 $.01 PV Cl B Stk 3,570 3,570 D
Option $35.81 09/03/2014 03/03/2024 $.01 PV Com Stk 2,000 2,000 D
Option $35.81 09/03/2014 03/03/2024 $.01 PV Cl B Stk 1,650 1,650 D
Option $45.88 09/10/2015 03/10/2025 $.01 PV Com Stk 3,000 3,000 D
Option $45.88 09/10/2015 03/10/2025 $.01 PV Cl B Stk 1,563 1,563 D
Option $22.93 08/26/2016 02/26/2026 $.01 PV Com Stk 4,000 4,000 D
Option $22.93 08/26/2016 02/26/2026 $.01 PV Cl B Stk 1,290 1,290 D
Option $28.5 09/07/2017 03/07/2027 $.01 PV Com Stk 4,000 4,000 D
Option $28.5 09/07/2017 03/07/2027 $.01 PV Cl B Stk 600 600 D
Option $34.04 03/02/2019 03/02/2028 $.01 PV Com Stk 4,000 4,000 D
Option $34.04 03/02/2019 03/02/2028 $.01 PV Cl B Stk 600 600 D
Restricted Stock Unit (1) 08/28/2020 M 5,600 (2) (2) $.01 PV Com Stk 5,600 $0.00 0 D
Explanation of Responses:
1. Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
2. These restricted stock units granted on August 28, 2020.
Remarks:
/s/Julie Davis as Power of Attorney for Robert T. Brady 08/31/2020
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.