8-K 1 qada20200825_8k.htm FORM 8-K qada20200825_8k.htm




Washington, D.C. 20549





Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934



Date of report (Date of earliest event reported) August 26, 2020


QAD Inc.

(Exact name of registrant as specified in its charter)


Delaware 0-22823 77-0105228
(State or other jurisdiction (Commission (IRS Employer Identification Number)
of incorporation) File Number)  





100 Innovation Place, Santa Barbara, California 93108
(Address of principal executive offices) (Zip code)



Registrant's telephone number, including area code (805) 566-6000



Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):


☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Securities registered pursuant to Section 12(b) of the Act:


Title of each class

Trading Symbol(s)

Name of each exchange on which registered

Class A Common Stock, $0.001 par value


NASDAQ Global Select Market 

Class B Common Stock, $0.001 par value


NASDAQ Global Select Market 


Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934. 


Emerging growth company ☐


If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐




Item 2.02 Results of Operations and Financial Condition.


On August 26, 2020, QAD Inc. is issuing a press release and holding a conference call regarding its financial results for the quarter ended July 31, 2020. A copy of this press release is furnished with this Form 8-K as Exhibit 99.1 and is incorporated herein by reference.


The information in this Report, including the Exhibit 99.1, is furnished pursuant to Item 2.02 of this Form 8-K and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 (the “Exchange Act”) or otherwise subject to the liability of that section, nor shall it be deemed incorporated by reference in any filing under the Exchange Act or the Securities Act of 1933, unless expressly set forth by specific reference in such filing.


Item 9.01 Financial Statements and Exhibits.






Exhibit No.   Description
99.1   Press Release, dated August 26, 2020, entitled “QAD Reports Fiscal 2021 Second Quarter and Year-To-Date Financial Results”






Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.


  QAD Inc.
Date: August 26, 2020 By: /s/ Daniel Lender
  Daniel Lender
  Chief Financial Officer