SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Shannon Kingsley E.

(Last) (First) (Middle)
3460 PRESTON RIDGE ROAD
SUITE 600

(Street)
ALPHARETTA GA 30005

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/13/2020
3. Issuer Name and Ticker or Trading Symbol
Neenah Inc [ NP ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP, President - Fine Paper
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common stock 1,391(1)(2) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Appreciation Rights (3) 01/27/2024 Common stock 261 42.82 D
Stock Appreciation Rights (3) 01/26/2025 Common stock 607 59.72 D
Stock Appreciation Rights (3) 01/25/2026 Common stock 796 57.95 D
Stock Appreciation Rights (3) 01/29/2027 Common stock 1,190 82.15 D
Stock Appreciation Rights (4) 01/30/2028 Common stock 1,126 93.35 D
Performance Share Units 12/31/2020 (5) Common stock 423 (6) D
Performance Share Units 12/31/2021 (5) Common stock 599 (6) D
Performance Share Units 12/31/2022 (5) Common stock 514 (6) D
Explanation of Responses:
1. 172 of the Restricted Stock Units vest one-half on 01/29/2021 and 1/29/2022.
2. 343 of the Restricted Stock Units vest in increments of one-third on 2/4/2021, 2/4/2022, and 2/4/2023.
3. The Stock Appreciation Rights are fully vested.
4. 750 of the Stock Appreciation Rights are fully vested. 376 of the Stock Appreciation Rights vest on 1/31/2021.
5. The units do not have an expiration date.
6. The units are convertible to common stock on a one-for-one basis.
Remarks:
/s/ Noah S. Benz, by Power of Attorney 08/14/2020
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.