Delaware
(State or other jurisdiction of
incorporation or organization)
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26-0426107
(I.R.S. Employer
Identification No.)
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9 West 57th Street, Suite 4200, New York, NY
(Address of principal executive office)
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10019
(Zip Code)
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Title of each class
to be so registered
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Name of each exchange on which
each class is to be registered
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6.00% Series C Mandatory Convertible Preferred Stock
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New York Stock Exchange
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Exhibit No.
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Description
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Amended and Restated Certificate of Incorporation of KKR & Co. Inc. (incorporated by reference to Exhibit 3.1 to the Quarterly Report on Form 10-Q filed on May 11, 2020).
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Amended and Restated Bylaws of KKR & Co. Inc. (incorporated by reference to Exhibit 3.2 to the Quarterly Report on Form 10-Q filed on May 11, 2020).
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Certificate of Designations of 6.00% Series C Mandatory Convertible Preferred Stock of KKR & Co. Inc. (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed on August 14, 2020).
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Form of 6.00% Series C Preferred Stock Certificate (included within Exhibit 3.1 to the Company’s Current Report on Form 8-K filed on August 14, 2020).
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Date: August 14, 2020
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KKR & CO. INC.
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By:
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/s/ Christopher Lee
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Name:
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Christopher Lee
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Title:
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Assistant Secretary
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