0001003201falseNASDAQNASDAQ0001003201us-gaap:CommonStockMember2020-08-112020-08-110001003201mmac:CommonStockPurchaseRightsMember2020-08-112020-08-1100010032012020-08-112020-08-11

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of Earliest Event Reported):

    

August 10, 2020

MMA Capital Holdings, Inc.

(Exact name of registrant as specified in its charter)

Delaware

    

001-11981

    

52-1449733

(State or other jurisdiction

(Commission

(I.R.S. Employer

of incorporation)

File Number)

Identification No.)

3600 O’Donnell St, Suite 600,

Baltimore, Maryland

21224

(Address of principal executive offices)

(Zip Code)

Registrant’s telephone number, including area code:

    

(443) 263-2900

Former name or former address, if changed since last report

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class
Common Shares, no par value
Common Stock Purchase Rights

    

Trading Symbol(s)
MMAC
MMAC

    

Name of each exchange on which registered
Nasdaq Capital Market
Nasdaq Capital Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. 

Item 2.02        Results of Operations and Financial Condition

On August 10, 2020, the Company issued a press release announcing its financial results for the fiscal quarter ended June 30, 2020.  Separately, on August 11, 2020, the Company issued its updated investor presentation (including supplemental financial information) containing its financial results for the fiscal quarter ended June 30, 2020. The earnings release and investor presentation are attached hereto as Exhibit 99.1 and Exhibit 99.2, respectively, and are incorporated herein by reference.

The information disclosed in “Item 2.02 Results of Operations and Financial Condition,” including Exhibits 99.1 and 99.2 hereto, is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended (the “Securities Act”), or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.

Item 9.01        Exhibits

99.1

Press Release dated August 10, 2020

99.2

Investor Presentation dated August 11, 2020

104

Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101)

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

MMA Capital Holdings, Inc.

August 12, 2020

By:

/s/ Michael L. Falcone

Name: Michael L. Falcone

Title:   Chief Executive Officer