SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
CREEK PHILLIP G

(Last) (First) (Middle)
4131 WORTH AVENUE, SUITE 500

(Street)
COLUMBUS OH 43219

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
M/I HOMES, INC. [ MHO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Ex. Vice President and CFO
3. Date of Earliest Transaction (Month/Day/Year)
08/07/2020
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Shares 08/07/2020 M 872 A $23.79 7,385 D
Common Shares 08/07/2020 M 11,000 A $21.28 18,385 D
Common Shares 08/07/2020 D 2,688 D $41 15,697 D
Common Shares 08/07/2020 D 100 D $41.005 15,597 D
Common Shares 08/07/2020 D 100 D $41.0075 15,497 D
Common Shares 08/07/2020 D 766 D $41.01 14,731 D
Common Shares 08/07/2020 D 300 D $41.015 14,431 D
Common Shares 08/07/2020 D 237 D $41.02 14,194 D
Common Shares 08/07/2020 D 300 D $41.025 13,894 D
Common Shares 08/07/2020 D 2 D $41.0275 13,892 D
Common Shares 08/07/2020 D 2,100 D $41.035 11,792 D
Common Shares 08/07/2020 D 200 D $41.04 11,592 D
Common Shares 08/07/2020 D 300 D $41.045 11,292 D
Common Shares 08/07/2020 D 300 D $41.05 10,992 D
Common Shares 08/07/2020 D 100 D $41.055 10,892 D
Common Shares 08/07/2020 D 369 D $41.06 10,523 D
Common Shares 08/07/2020 D 400 D $41.07 10,123 D
Common Shares 08/07/2020 D 1,800 D $41.075 8,323 D
Common Shares 08/07/2020 D 200 D $41.08 8,123 D
Common Shares 08/07/2020 D 508 D $41.11 7,615 D
Common Shares 08/07/2020 D 602 D $41.12 7,013 D
Common Shares 08/07/2020 D 100 D $41.125 6,913 D
Common Shares 08/07/2020 D 100 D $41.13 6,813 D
Common Shares 08/07/2020 D 100 D $41.145 6,713 D
Common Shares 08/07/2020 D 100 D $41.165 6,613 D
Common Shares 08/07/2020 D 100 D $41.17 6,513 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option to Purchase Common Shares(1) $23.79 08/07/2020 M 872 (1) 02/18/2024 Common Shares 872 $23.79 0 D
Option to Purchase Common Shares(2) $21.28 08/07/2020 M 11,000 (2) 02/17/2025 Common Shares 11,000 $21.28 0 D
Explanation of Responses:
1. The options on this line vested on December 31, 2017.
2. The options on this line vested on December 31, 2019.
Remarks:
/s/Phillip G. Creek 08/10/2020
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.