UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
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Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| Item 8.01. | Other Events. |
Pursuant to the Preliminary Approval Order of the United States District Court, Northern District of California, dated August 3, 2020, RH is hereby providing, as Exhibit 99.1 to this Current Report on Form 8-K, the Notice of Proposed Settlement (the “Notice”) and Stipulation of Settlement (the “Settlement”). The Notice and Settlement relate to the proposed settlement of the consolidated derivative action against certain of RH’s current and former directors and officers entitled In re RH Shareholder Derivative Litigation, Lead Case No. 4:18-cv-02452-YGR. The settlement involves certain non-monetary terms as well as payment of the plaintiffs’ attorneys’ legal fees, which payment is expected to be funded by RH’s insurance carriers.
This Current Report on Form 8-K, the Notice, and the parties’ Settlement are also available on RH’s website at ir.rh.com. This website address is included for reference only. The information contained on RH’s website is not incorporated by reference into this Current Report on Form 8-K.
| Item 9.01. | Financial Statements and Exhibits. |
| (d) | Exhibits. |
| Exhibit No. |
Description | |
| 99.1 | Notice of Proposed Settlement and Stipulation of Settlement. | |
| 104 | Cover Page Interactive Data File—the cover page XBRL tags are embedded within the Inline XBRL document. | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| RH | ||||||
| Dated: August 7, 2020 | By: | /s/ Jack Preston | ||||
| Jack Preston | ||||||
| Chief Financial Officer | ||||||