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British Columbia, Canada
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98-0668474
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(State or other jurisdiction of
incorporation or organization) |
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(I.R.S. Employer
Identification No.) |
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David R. Crandall
Hogan Lovells US LLP 1601 Wewatta Street, Suite 900 Denver, Colorado 80202 (303) 899-7300 |
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Robin Mahood
McCarthy Tétrault LLP 745 Thurlow Street, Suite 2400 Vancouver, British Columbia, Canada V6E 0C5 (604) 643-7100 |
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Large accelerated filer
☐
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Accelerated filer
☐
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Non-accelerated filer
☒
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Smaller reporting company
☒
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Emerging growth company
☐
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CALCULATION OF REGISTRATION FEE
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Title of each class of securities to be registered(1)
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Proposed maximum aggregate
offering price(1) |
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Amount of
registration fee(2) |
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Common Shares, without par value
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Total
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| | | | $ | 20,000,000 | | | | | | $ | 2,596 | | |
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Page
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| | | | ii | | | |
| | | | ii | | | |
| | | | iii | | | |
| | | | iv | | | |
| | | | v | | | |
| | | | vi | | | |
| | | | 1 | | | |
| | | | 1 | | | |
| | | | 1 | | | |
| | | | 1 | | | |
| | | | 2 | | | |
| | | | 3 | | | |
| | | | 4 | | | |
| | | | 5 | | | |
| | | | 7 | | | |
| | | | 7 | | |
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SEC Registration Fee
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| | | $ | 2,596 | | |
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FINRA Fee
|
| | | | * | | |
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Legal Fees and Expenses
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| | | | * | | |
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Accountants Fees and Expenses
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| | | | * | | |
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Listing Fee
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| | | | * | | |
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Transfer and Disbursement Agent Fees
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| | | | * | | |
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Printing Costs
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| | | | * | | |
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Miscellaneous
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| | | | * | | |
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Total
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| | | | * | | |
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Exhibit
Number |
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Description of Document
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| 1.1 | | | Form of Underwriting Agreement(1) | |
| 3.1 | | | Articles of the Company, as amended on June 11, 2013 (filed as Exhibit 3.1 to the Company’s Quarterly Report on Form 10-Q on July 31, 2013 and incorporated herein by reference) | |
| 4.1 | | | Form of Common Share Certificate (filed as Exhibit 1 to the Company’s Form 8-A on August 2, 2007 and incorporated herein by reference) | |
| 5.1 | | | Opinion of McCarthy Tétrault LLP* | |
| 23.1 | | | Consent of Davidson & Company LLP* | |
| 23.2 | | | Consent of McCarthy Tétrault LLP (included in Exhibit 5.1)* | |
| 24 | | | Power of Attorney (included on signature page) | |
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Signature
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Title
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Date
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/s/ Karl L. Hanneman
Karl L. Hanneman
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Chief Executive Officer and Director
(Principal Executive Officer) |
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July 31, 2020
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/s/ David Cross
David Cross
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Chief Financial Officer
(Principal Financial and Principal Accounting Officer) |
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July 31, 2020
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/s/ Marcelo Kim
Marcelo Kim
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| | Chairman | | |
July 31, 2020
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/s/ Stephen A. Lang
Stephen A. Lang
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| | Director | | |
July 31, 2020
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/s/ Christopher Papagianis
Christopher Papagianis
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| | Director | | |
July 31, 2020
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/s/ Anton J. Drescher
Anton J. Drescher
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| | Director | | |
July 31, 2020
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/s/ Stuart Harshaw
Stuart Harshaw
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| | Director | | |
July 31, 2020
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/s/ Thomas S. Weng
Thomas S. Weng
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| | Director | | |
July 31, 2020
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