SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Kulok Lisa

(Last) (First) (Middle)
C/O COLUMBIA SPORTSWEAR COMPANY
14375 NW SCIENCE PARK DRIVE

(Street)
PORTLAND OR 97229

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
07/24/2020
3. Issuer Name and Ticker or Trading Symbol
COLUMBIA SPORTSWEAR CO [ COLM ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP, Global Supply Chain Ops
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 2,372 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (right to buy) (1) 01/28/2025 Common Stock 2,964 43.45 D
Employee Stock Option (right to buy) (2) 01/27/2026 Common Stock 5,262 53.35 D
Employee Stock Option (right to buy) (3) 01/25/2027 Common Stock 6,857 55.53 D
Employee Stock Option (right to buy) (4) 01/24/2028 Common Stock 6,947 74.59 D
Employee Stock Option (right to buy) (5) 01/23/2029 Common Stock 7,764 86.42 D
Employee Stock Option (right to buy) (6) 01/22/2030 Common Stock 10,143 95.71 D
Restricted Stock Units (9) (7) Common Stock 308 (8) D
Restricted Stock Units (10) (7) Common Stock 483 (8) D
Restricted Stock Units (11) (7) Common Stock 794 (8) D
Restricted Stock Units (12) (7) Common Stock 982 (8) D
Explanation of Responses:
1. On 1/29/2015 the reporting person was granted 11,857 stock options. The option grant vests over 4 years with 25% becoming exercisable on each anniversary of the grant date.
2. On 1/28/2016 the reporting person was granted 8,762 stock options. The option grant vests over 4 years with 25% becoming exercisable on each anniversary of the grant date.
3. On 1/26/2017 the reporting person was granted 9,143 stock options. The option grant vests over 4 years with 25% becoming exercisable on each anniversary of the grant date.
4. On 1/25/2018 the reporting person was granted 6,947 stock options. The option grant vests over 4 years with 25% becoming exercisable on each anniversary of the grant date.
5. On 1/24/2019 the reporting person was granted 7,764 stock options. The option grant vests over 4 years with 25% becoming exercisable on each anniversary of the grant date.
6. On 1/23/2020 the reporting person was granted 10,143 stock options. The option grant vests over 4 years with 25% becoming exercisable on each anniversary of the grant date.
7. N/A
8. Each restricted stock unit represents a right to receive one share of COLM common stock.
9. On 1/26/2017 the reporting person was granted 1,234 restricted stock units, 25% of the restricted stock units vest annually (a) on the first anniverary of the first day of the first full calendar month following the award date (the "Initial Vest Date"), and (b) on each of the three subsequent anniversaries of the Initial Vest Date. Vested shares will be delivered to the reporting person on the designated vest dates. If a vesting date falls on a weekend or any other day on which the Nasdaq Stock Market ("NSM") or any national securities exchange on which the Common Stock then is principally traded (the "Exchange") is not open, affected RSUs shall vest on the next following NSM or Exchange business day, as the case may be.
10. On 1/25/2018 the reporting person was granted 967 restricted stock units, 25% of the restricted stock units vest annually (a) on the first anniverary of the first day of the first full calendar month following the award date (the "Initial Vest Date"), and (b) on each of the three subsequent anniversaries of the Initial Vest Date. Vested shares will be delivered to the reporting person on the designated vest dates. If a vesting date falls on a weekend or any other day on which the Nasdaq Stock Market ("NSM") or any national securities exchange on which the Common Stock then is principally traded (the "Exchange") is not open, affected RSUs shall vest on the next following NSM or Exchange business day, as the case may be.
11. On 1/24/2019 the reporting person was granted 1,059 restricted stock units, 25% of the restricted stock units vest annually (a) on the first anniverary of the first day of the first full calendar month following the award date (the "Initial Vest Date"), and (b) on each of the three subsequent anniversaries of the Initial Vest Date. Vested shares will be delivered to the reporting person on the designated vest dates. If a vesting date falls on a weekend or any other day on which the Nasdaq Stock Market ("NSM") or any national securities exchange on which the Common Stock then is principally traded (the "Exchange") is not open, affected RSUs shall vest on the next following NSM or Exchange business day, as the case may be.
12. On 1/23/2020 the reporting person was granted 982 restricted stock units, 25% of the restricted stock units vest annually (a) on the first anniverary of the first day of the first full calendar month following the award date (the "Initial Vest Date"), and (b) on each of the three subsequent anniversaries of the Initial Vest Date. Vested shares will be delivered to the reporting person on the designated vest dates. If a vesting date falls on a weekend or any other day on which the Nasdaq Stock Market ("NSM") or any national securities exchange on which the Common Stock then is principally traded (the "Exchange") is not open, affected RSUs shall vest on the next following NSM or Exchange business day, as the case may be.
Remarks:
Lisa Kulok 07/24/2020
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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