UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13D

Under the Securities Exchange Act of 1934

(Amendment No. 2)*

 

 

Finjan Holdings, Inc.

(Name of Issuer)

Common Stock, par value $0.0001 per share

(Title of Class of Securities)

31788H105

(CUSIP Number)

William R. Royer

c/o HarbourVest Partners LLC

One Financial Center

Boston, Massachusetts 02111

(617) 348-3707

with copies to:

Edward Dutton

Debevoise & Plimpton LLP

919 Third Avenue

New York, New York 10022

(212) 909-6000

(Name, Address and Telephone Number of Person Authorized to Receive

Notices and Communications)

July 23, 2020

(Date of Event which Requires Filing of this Statement)

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rules 13d-1(e), 13d-1(f) or 13d-1(g), check the following box.  ☐

 

 

 


CUSIP No. 31788H105

 

1  

NAME OF REPORTING PERSON

 

HarbourVest International Private Equity Partners IV-Direct Fund L.P.

2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ☐

(b)  ☐

3  

SEC USE ONLY

 

4  

SOURCE OF FUNDS (SEE INSTRUCTIONS)

 

SC

5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)

 

6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

State of Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

   7     

SOLE VOTING POWER

 

0 shares

   8     

SHARED VOTING POWER

 

0 shares

   9     

SOLE DISPOSITIVE POWER

 

0 shares

   10     

SHARED DISPOSITIVE POWER

 

0 shares

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

0 shares

12  

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11);

 

0%

14  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

IA


CUSIP No. 31788H105

 

1  

NAME OF REPORTING PERSON

 

HIPEP IV-Direct Associates LLC

2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ☐

(b)  ☐

3  

SEC USE ONLY

 

4  

SOURCE OF FUNDS (SEE INSTRUCTIONS)

 

SC

5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)

 

6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

State of Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

   7     

SOLE VOTING POWER

 

0 shares

   8     

SHARED VOTING POWER

 

0 shares

   9     

SOLE DISPOSITIVE POWER

 

0 shares

   10     

SHARED DISPOSITIVE POWER

 

0 shares

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

0 shares

12  

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11);

 

0%

14  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

IA


CUSIP No. 31788H105

 

1  

NAME OF REPORTING PERSON

 

HarbourVest Partners LLC

2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ☐

(b)  ☐

3  

SEC USE ONLY

 

4  

SOURCE OF FUNDS (SEE INSTRUCTIONS)

 

SC

5  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)

 

6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

State of Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

   7     

SOLE VOTING POWER

 

0nshares

   8     

SHARED VOTING POWER

 

0 shares

   9     

SOLE DISPOSITIVE POWER

 

0 shares

   10     

SHARED DISPOSITIVE POWER

 

0 shares

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

0 shares

12  

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11);

 

0%

14  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

IA


CONTINUATION PAGES TO SCHEDULE 13D

This amendment to Schedule 13D is being filed by HarbourVest International Private Equity Partners IV-Direct Fund L.P. (the “Fund”), HIPEP IV-Direct Associates LLC (the “General Partner”) and HarbourVest Partners LLC (“HarbourVest”) (collectively, the “Reporting Persons”, and each, a “Reporting Person”) in respect of shares of common stock, par value $0.0001 per share (the “Common Stock”), of Finjan Holdings, Inc. (the “Issuer”).

The Schedule 13D filed with the Securities and Exchange Commission (the “SEC”) on June 3, 2013, and amended by Amendment No. 1 on July 8, 2020 (the “Schedule”), is hereby amended and supplemented by the Reporting Persons as set forth below in this Amendment No. 2. This amendment is filed by the Reporting Persons in accordance with Rule 13d-2 of the Securities Exchange Act of 1934, as amended, and refers only to information that has materially changed since the filing of the Schedule. The items identified below, or the particular paragraphs of such items which are identified below, are amended as set forth below. Unless otherwise indicated, all capitalized terms used and not defined herein have the respective meanings assigned to them in the Schedule.

 

Item 4

Purpose of Transaction

The disclosure in Item 4 is hereby amended and supplemented as follows:

On July 23, 2020, Merger Sub accepted all shares of Common Stock tendered by the Reporting Persons pursuant to the Offer. Pursuant to the Offer, Merger Sub will pay $1.55 per share of Common Stock in cash, without interest and net of withholding taxes.

 

Item 5

Interest in Securities of the Issuer

The disclosure in Item 5 is hereby amended and restated in its entirety to read as follows:

(a) and (b) The responses of each of the Reporting Persons with respect to Rows 11, 12, and 13 of the cover pages of this Schedule 13D that relate to the aggregate number and percentage of common stock (including but not limited to footnotes to such information) are incorporated herein by reference.

The responses of each of the Reporting Persons with respect to Rows 7, 8, 9, and 10 of the cover pages of this Schedule 13D that relate to the number of common stock as to which each of the persons or entities referenced in Item 2 above has sole or shared power to vote or to direct the vote of and sole or shared power to dispose of or to direct the disposition of (including but not limited to footnotes to such information) are incorporated herein by reference.

(c) Except as described in Item 4, during the past 60 days, the Reporting Persons have not effected any transactions in the Common Stock.

(d) Not applicable.

(e) On July 23, 2020, after the expiration of the Offer and the consummation of the Merger, the Reporting Persons ceased to be the beneficial owner of more than five percent of the shares of Common Stock.

 

Item 6

Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer.

The disclosure in Item 6 is hereby amended and supplemented as follows:

The Reporting Persons’ response to Item 4 is incorporated by reference into this Item 6.

 

Item 7

Materials to Be Filed as Exhibits

 

Exhibit

  

Description

99.6    Joint Filing Agreement, dated as of July 27, 2020.


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: July 27, 2020

 

    HARBOURVEST PARTNERS, LLC
    By:   /s/ William R. Royer
    Name:   William R. Royer
    Title:   Managing Director, Chief Compliance Officer

 

    HARBOURVEST INTERNATIONAL PRIVATE EQUITY PARTNERS IV-DIRECT FUND L.P.
    By:   HIPEP IV-Direct Associates LLC
    Its:   General Partner
    By:   HarbourVest Partners, LLC
    Its:   Managing Member
    By:   /s/ William R. Royer
    Name:   William R. Royer
    Title:   Managing Director, Chief Compliance Officer

 

    HIPEP IV-DIRECT ASSOCIATES LLC
    By:   HarbourVest Partners, LLC
    Its:   Managing Member
    By:   /s/ William R. Royer
    Name:   William R. Royer
    Title:   Managing Director, Chief Compliance Officer
EX-99.4

Exhibit 99.6

JOINT FILING AGREEMENT

The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13D and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate.

In accordance with Rule 13d-1(k)(1) promulgated under the Securities and Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with each other on behalf of each of them of such a statement on Schedule 13D (and any amendments thereto) with respect to the Common Stock, par value $0.0001 per share, beneficially owned by each of them, of Finjan Holdings, Inc., a corporation incorporated under the laws of the State of Delaware. This Joint Filing Agreement shall be included as an exhibit to such Schedule 13D.

IN WITNESS WHEREOF, the undersigned hereby execute this Joint Filing Agreement as of July 27, 2020.

 

    HARBOURVEST PARTNERS, LLC
    By:   /s/ William R. Royer
    Name:   William R. Royer
    Title:   Managing Director, Chief Compliance Officer

 

    HARBOURVEST INTERNATIONAL PRIVATE EQUITY PARTNERS IV-DIRECT FUND L.P.
    By:   HIPEP IV-Direct Associates LLC
    Its:   General Partner
    By:   HarbourVest Partners, LLC
    Its:   Managing Member
    By:   /s/ William R. Royer
    Name:   William R. Royer
    Title:   Managing Director, Chief Compliance Officer

 

    HIPEP IV-DIRECT ASSOCIATES LLC.
    By:   HarbourVest Partners, LLC
    Its:   Managing Member
    By:   /s/ William R. Royer
    Name:   William R. Royer
    Title:   Managing Director, Chief Compliance Officer