qcom-20200721
QUALCOMM INC/DE0000804328false5775 Morehouse DriveSan DiegoCalifornia00008043282020-07-212020-07-21

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT

Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934

July 21, 2020
Date of Report (Date of earliest event reported)
QUALCOMM Incorporated
(Exact name of registrant as specified in its charter)
Delaware
(State or other jurisdiction of incorporation)

000-1952895-3685934
(Commission File Number)(IRS Employer Identification No.)

5775 Morehouse Drive, San Diego, California
92121
(Address of principal executive offices)(Zip Code)

858-587-1121
(Registrant’s telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:
Title of each class
 Trading Symbol(s)
Name of each exchange on which registered
Common Stock, 00008043282020-07-212020-07-21

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT

Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934

July 21, 2020
Date of Report (Date of earliest event reported)
QUALCOMM Incorporated
(Exact name of registrant as specified in its charter)
Delaware
(State or other jurisdiction of incorporation)

000-1952895-3685934
(Commission File Number)(IRS Employer Identification No.)

5775 Morehouse Drive, San Diego, California
92121
(Address of principal executive offices)(Zip Code)

858-587-1121
(Registrant’s telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:
Title of each class
 Trading Symbol(s)
Name of each exchange on which registered
Common Stock, $0.0001 par value QCOMNasdaq Stock Market
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company  ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐




Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

(d) On July 21, 2020, the Board of Directors (the “Board”) of QUALCOMM Incorporated (the “Company”) elected Jean-Pascal Tricoire to the Board. Mr. Tricoire was elected for a term of office that expires at the Company’s next annual meeting of stockholders. There was not and is not any arrangement or understanding between Mr. Tricoire and any other person pursuant to which he was selected as a director. The Board appointed Mr. Tricoire to its Governance Committee. Mr. Tricoire will receive compensation for his service as a non-employee director of the Company under the Qualcomm Incorporated 2020 Director Compensation Plan (the “Director Compensation Plan”). The components of the Director Compensation Plan are described in Exhibit 10.30 to the Company’s Form 10-K for its fiscal year ended September 29, 2019. Under the Director Compensation Plan, on July 21, 2020, Mr. Tricoire was granted 2,072 deferred stock units (DSUs), representing a pro rata portion of the value of a DSU award for a full year of service on the Board.



SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

QUALCOMM Incorporated
Date:July 21, 2020By:/s/ Heather Ace
Heather Ace
Executive Vice President, Human Resources

 QCOMNasdaq Stock Market
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company  ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐




Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

(d) On July 21, 2020, the Board of Directors (the “Board”) of QUALCOMM Incorporated (the “Company”) elected Jean-Pascal Tricoire to the Board. Mr. Tricoire was elected for a term of office that expires at the Company’s next annual meeting of stockholders. There was not and is not any arrangement or understanding between Mr. Tricoire and any other person pursuant to which he was selected as a director. The Board appointed Mr. Tricoire to its Governance Committee. Mr. Tricoire will receive compensation for his service as a non-employee director of the Company under the Qualcomm Incorporated 2020 Director Compensation Plan (the “Director Compensation Plan”). The components of the Director Compensation Plan are described in Exhibit 10.30 to the Company’s Form 10-K for its fiscal year ended September 29, 2019. Under the Director Compensation Plan, on July 21, 2020, Mr. Tricoire was granted 2,072 deferred stock units (DSUs), representing a pro rata portion of the value of a DSU award for a full year of service on the Board.



SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

QUALCOMM Incorporated
Date:July 21, 2020By:/s/ Heather Ace
Heather Ace
Executive Vice President, Human Resources


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Cover Page
Jul. 21, 2020
Cover [Abstract]  
Entity Registrant Name QUALCOMM INC/DE
Entity Central Index Key 0000804328
Amendment Flag false
Document Type 8-K
Document Period End Date Jul. 21, 2020
Entity Incorporation, State or Country Code DE
Entity File Number 000-19528
Entity Tax Identification Number 95-3685934
Entity Address, Address Line One 5775 Morehouse Drive
Entity Address, City or Town San Diego
Entity Address, State or Province CA
Entity Address, Postal Zip Code 92121
City Area Code 858
Local Phone Number 587-1121
Written Communications false
Soliciting Material false
Pre-commencement Tender Offer false
Pre-commencement Issuer Tender Offer false
Title of 12(b) Security Common Stock, $0.0001 par value
Trading Symbol QCOM
Security Exchange Name NASDAQ
Entity Emerging Growth Company false