SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Neal Stephen C

(Last) (First) (Middle)
C/O 2788 SAN TOMAS EXPRESSWAY

(Street)
SANTA CLARA CA 95051

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
NVIDIA CORP [ NVDA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
04/17/2019
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common 04/17/2019 P 4 A $186.93 16(1) I The Neal/Rhyu Revocable Trust dated 5/02/2017(2)
Common 04/16/2020 P 6 A $294.71 25 I 2013 Stephen C. Neal Revocable Trust(3)
Common 04/21/2020 P 25 A $269.52 41 I The Neal/Rhyu Revocable Trust dated 5/02/2017(2)
Common 05/04/2020 P 9 A $291.29 50 I The Neal/Rhyu Revocable Trust dated 5/02/2017(2)
Common 05/15/2020 P 8 A $339.64 58 I The Neal/Rhyu Revocable Trust dated 5/02/2017(2)
Common 06/05/2020 P 7 A $356.81 65 I The Neal/Rhyu Revocable Trust dated 5/02/2017(2)
Common Stock 3,528 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Includes 12 additional shares of common stock held by the 2013 Stephen C. Neal Revocable Trust (the "2013 Trust") on March 30, 2019, the date on which the Reporting Person became a director of the Issuer. These 12 shares and the 4 shares purchased on April 17, 2019 were subsequently transferred to the Neal/Rhyu Revocable Trust dated 5/02/2017 (the "2017 Trust").
2. Shares held by the 2017 Trust, of which the Reporting Person is co-trustee.
3. Shares held by the 2013 Trust, of which the Reporting Person is trustee.
Remarks:
/s/ Rebecca Peters, Attorney-in-Fact for Stephen C. Neal 07/13/2020
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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