Delaware
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1-34761
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33-0711569
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(State
or other jurisdiction of incorporation)
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(Commission
File Number)
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(IRS
Employer Identification No.)
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400 North Ashley Drive, Suite 300
Tampa, Florida 33602-4314
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||||||
(Address
of principal executive offices) (Zip Code)
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☐
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Written
communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
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☐
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
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☐
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c))
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Title of each class
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Trading Symbol
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Name of each exchange on which registered
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Common Stock, par value $0.001 per share
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AUTO
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The Nasdaq Capital Market
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Emerging growth company
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☐
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If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange
Act.
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☐
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Item 5.07
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Submission
of Matters to a Vote of Security Holders.
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Proposal 1.
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Election
of three Class I Directors of the Company to hold office until the
2023 Annual Meeting of Stockholders and until the election and
qualification of such directors’ successors:
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Director Nominees
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For
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Withheld
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Broker Non-Votes
|
|
Matias
de Tezanos
|
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9,038,809
|
|
552,753
|
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2,621,075
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Chan W.
Galbato
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9,011,277
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580,285
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2,621,075
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Jared
R. Rowe
|
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9,010,291
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581,271
|
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2,621,075
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Proposal 2.
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Approval of the extension of and amendment to the AutoWeb, Inc. Tax
Benefit Preservation Plan:
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For
|
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Against
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Abstain
|
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Broker Non-Votes
|
8,576,932
|
|
1,009,723
|
|
4,907
|
|
2,621,075
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Proposal 3.
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Approval of the
amendment and restatement of the Company’s Certificate of
Incorporation:
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For
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Against
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Abstain
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Broker Non-Votes
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8,367,616
|
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1,220,312
|
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3,634
|
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2,621,075
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Proposal 4.
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Ratification
of the appointment of Moss Adams LLP as the Company’s
independent registered public accounting firm for
2020:
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For
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Against
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Abstain
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Broker Non-Votes
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12,188,676
|
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20,592
|
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3,369
|
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N/A
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Item 9.01
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Financial Statements and Exhibits.
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AUTOWEB,
INC.
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By:
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/s/ Glenn E.
Fuller
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Glenn
E. Fuller, Executive Vice President,
Chief
Legal Officer and Secretary
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