0001366246 false 0001366246 2020-06-17 2020-06-18 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549

FORM 8-K

CURRENT REPORT PURSUANT TO
SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934

Date of Report: June 18, 2020
(Date of earliest event reported)

Glu Mobile Inc.
(Exact Name of Registrant as Specified in Its Charter)

Delaware
(State or Other Jurisdiction of Incorporation)

001-33368 91-2143667
(Commission File Number) (IRS Employer Identification No.)
     
875 Howard Street, Suite 100
San Francisco, California 94103
(Address of Principal Executive Offices) (Zip Code)

(415) 800-6100
(Registrant’s Telephone Number, Including Area Code)

Not Applicable
(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class Trading Symbol(s) Name of each exchange on which registered
Common Stock, $0.0001 par value GLUU The Nasdaq Global Select Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐


Item 5.07 Submission of Matters to a Vote of Security Holders.

Glu Mobile Inc. (“Glu”) held its 2020 Annual Meeting of Stockholders on June 18, 2020 (the “Annual Meeting”). At the Annual Meeting, Glu’s stockholders (1) elected four persons as Class I directors to Glu’s Board of Directors, each to serve until Glu’s annual meeting of stockholders to be held in 2023 and until his or her successor is elected and qualified, or until his or her death, resignation or removal; (2) approved the amendment and restatement of Glu’s 2007 Equity Incentive Plan; (3) approved, on an advisory basis, the compensation paid to Glu’s named executive officers; and (4) ratified the appointment of PricewaterhouseCoopers LLP as Glu’s independent registered public accounting firm for the fiscal year ending December 31, 2020. The proposals are described in Glu’s proxy statement for the Annual Meeting filed with the Securities and Exchange Commission on April 28, 2020.

Set forth below are the final results of the votes on each proposal.

1.       Election of four Class I Directors:
 
Name       Votes For       Votes Withheld       Broker Non-Votes
Darla Anderson 110,015,239 5,122,368 20,951,601
Ben Feder 105,069,255 10,068,352 20,951,601
Hany M. Nada 107,349,998 7,787,609 20,951,601
Benjamin T. Smith, IV 109,127,055 6,010,552 20,951,601
 
2.       Approval of the amendment and restatement of Glu’s 2007 Equity Incentive Plan:
 
Votes For       Votes Against       Abstentions       Broker Non-Votes
88,068,315 26,963,128 106,164 20,951,601
 
3.       Advisory vote on compensation paid to Glu’s named executive officers:
 
Votes For       Votes Against       Abstentions       Broker Non-Votes
112,569,471 2,449,795 118,341 20,951,601
 
4.       Ratification of the appointment of PricewaterhouseCoopers LLP as Glu’s independent registered public accounting firm for the fiscal year ending December 31, 2020:
 
Votes For       Votes Against       Abstentions       Broker Non-Votes
134,305,446 1,671,586 112,176 -
 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Glu Mobile Inc.
     
Date:   June 22, 2020 By: /s/ Scott J. Leichtner
Name:   Scott J. Leichtner
Title: Vice President and General Counsel
 

v3.20.1
Cover
Jun. 18, 2020
Cover [Abstract]  
Document Type 8-K
Amendment Flag false
Document Period End Date Jun. 18, 2020
Entity File Number 001-33368
Entity Registrant Name Glu Mobile Inc.
Entity Central Index Key 0001366246
Entity Tax Identification Number 91-2143667
Entity Incorporation, State or Country Code DE
Entity Address, Address Line One 875 Howard Street
Entity Address, Address Line Two Suite 100
Entity Address, City or Town San Francisco
Entity Address, State or Province CA
Entity Address, Postal Zip Code 94103
City Area Code 415
Local Phone Number 800-6100
Written Communications false
Soliciting Material false
Pre-commencement Tender Offer false
Pre-commencement Issuer Tender Offer false
Title of 12(b) Security Common Stock, $0.0001 par value
Trading Symbol GLUU
Security Exchange Name NASDAQ
Entity Emerging Growth Company false