SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
de Masi Niccolo
(Last) (First) (Middle)
C/O GLU MOBILE INC.
875 HOWARD STREET, SUITE 100
(Street)
SAN FRANCISCO CA 94103
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
GLU MOBILE INC [ GLUU ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/18/2020
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/18/2020 M(1) 7,345 A $9 824,678 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options $9 06/18/2020 A 24,488 (2) 06/17/2030 Common Stock 24,488 $0 24,488 D
Restricted Stock Unit (3) 06/18/2020 A 12,591 (4) (4) Common Stock 12,591 $0 12,591 D
Stock Options $9 06/18/2020 A 14,285 (5) 06/17/2030 Common Stock 14,285 $0 14,285 D
Restricted Stock Unit (3) 06/18/2020 A 7,345 (6) (6) Common Stock 7,345 $0 7,345 D
Restricted Stock Unit (3) 06/18/2020 M(1) 7,345 (6) (6) Common Stock 7,345 $0 0 D
Explanation of Responses:
1. Vesting of restricted stock units (RSUs) granted to Mr. de Masi on June 18, 2020.
2. The option is immediately exercisable and vests in full on the first to occur of (1) June 18, 2021 or (2) the date of the Glu Mobile Inc. 2021 Annual Meeting of Stockholders.
3. Each RSU represents a contingent right to receive one share of Glu common stock.
4. The RSU vests in full on the first to occur of (1) June 18, 2021 or (2) the date of the Glu Mobile Inc. 2021 Annual Meeting of Stockholders.
5. The option is immediately exercisable and vested in full on June 18, 2020. The option was granted as compensation for Mr. de Masi's services as a director of the Company from November 2, 2019 when his Executive Chairman Agreement expired through the Company's 2020 Annual Meeting of Stockholders which occurred on June 18, 2020. The number of shares subject to the stock option was determined by prorating the stock option component of Mr. de Masi's annual equity award, and represents 7/12ths of the annual stock option award.
6. The RSU vested in full on June 18, 2020. The RSUs were granted as compensation for Mr. de Masi's services as a director of the Company from November 2, 2019 when his Executive Chairman Agreement expired through the Company's 2020 Annual Meeting of Stockholders which occurred on June 18, 2020. The number of RSUs was determined by prorating the RSU component of Mr. de Masi's annual equity award, and represents 7/12ths of the annual RSU award.
Remarks:
/s/ Niccolo M. de Masi 06/22/2020
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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