SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported): June 19, 2020
Dolphin Entertainment, Inc.
(Exact Name of Registrant as Specified in its Charter)
(State or Other Jurisdiction
150 Alhambra Circle, Suite 1200
Coral Gables, FL 33134
(Address of Principal Executive Offices) (Zip Code)
(Registrants Telephone Number, Including Area Code)
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by checkmark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Submission of Matters to a Vote of Security Holders.
On June 19, 2020, Dolphin Entertainment, Inc., a Florida corporation (the Company), held its 2020 Annual Meeting of Shareholders (the Annual Meeting). The final voting results for each of the proposals submitted to a vote of the Companys shareholders at the Annual Meeting are as follows:
Election of the directors named below, each of whom will serve until the Companys 2021 Annual Meeting of Shareholders or until his or her successor has been duly elected or qualified.
William ODowd, IV
Mirta A. Negrini
Nicholas Stanham, Esq.
Ratification of the appointment of BDO, USA LLP as the Companys independent registered public accounting firm for the 2020 fiscal year.
The approval, on an advisory basis, of the 2019 compensation paid to our named executive officers.
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
DOLPHIN ENTERTAINMENT, INC.
Date: June 22, 2020
/s/ Mirta A. Negrini
Mirta A. Negrini
Chief Financial and Operating Officer