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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Name and Position
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Number of Class A Shares Sold as of June 22, 2020
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Number of Class D Shares Sold as of June 22, 2020
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Options Exercised as of June 22, 2020
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Catherine L. Hughes, Founder and Chairperson of Board
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N/A
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789,115
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N/A
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Alfred C. Liggins, President and CEO and Board Member
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574,909 |
N/A
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N/A
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Geoffrey Armstrong, Board Member
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N/A
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75,000
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N/A
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|||||||||
Terry Jones, Board Member
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49,557
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N/A
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N/A
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Brian Mc Neil, Board Member
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26,434
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247,732
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66,424
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David Kantor, CEO Radio Division
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N/A
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272,758
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436,774
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Peter D. Thompson, CFO
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N/A
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170,958
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274,724
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URBAN ONE, INC.
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/s/ Peter D. Thompson
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June 22, 2020
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Peter D. Thompson
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Chief Financial Officer and Principal Accounting Officer
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