ntus-20200618
0000878526false00008785262020-06-182020-06-18


 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934

Date of Report (date of earliest event reported): June 18, 2020
 
 Natus Medical Incorporated
(Exact name of registrant as specified in its charter)
 
000-33001
(Commission File Number)
 
   
Delaware 77-0154833
(State or other jurisdiction
of Incorporation)
 (I.R.S. Employer
Identification No.)
6701 Koll Center Parkway, Suite 120
Pleasanton, CA 94566
(Address of principal executive offices) (Zip Code)
925-223-6700
(Registrant’s telephone number, including area code)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

                 Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying



with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  
Securities registered pursuant to Section 12(b) of the Act:
Title of each classTrading Symbol(s)Name of each exchange on which registered
Common Stock, 00008785262020-06-182020-06-18


 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934

Date of Report (date of earliest event reported): June 18, 2020
 
 Natus Medical Incorporated
(Exact name of registrant as specified in its charter)
 
000-33001
(Commission File Number)
 
   
Delaware 77-0154833
(State or other jurisdiction
of Incorporation)
 (I.R.S. Employer
Identification No.)
6701 Koll Center Parkway, Suite 120
Pleasanton, CA 94566
(Address of principal executive offices) (Zip Code)
925-223-6700
(Registrant’s telephone number, including area code)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

                 Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying



with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  
Securities registered pursuant to Section 12(b) of the Act:
Title of each classTrading Symbol(s)Name of each exchange on which registered
Common Stock, $0.001 par value per shareNTUSThe Nasdaq Stock Market LLC
(The Nasdaq Global Market)

Item 5.07.Submission of Matters to a Vote of Security Holders

Following the Annual Meeting of the Stockholders of Natus Medical Incorporated (the “Company”) on June 17, 2020 (the “Annual Meeting”), Broadridge, the independent inspector of elections for the Annual Meeting, delivered its final vote tabulation on June 17, 2020 that certified the voting results for each of the matters set forth below that were submitted to a vote at the Annual Meeting.

As of the close of business on April 24, 2020, the record date for the Annual Meeting, 33,802,362 shares of the Company's common stock (“Common Stock”), were outstanding and entitled to vote. 31,526,306 shares of Common Stock were voted in person or by proxy at the Annual Meeting, representing 93.26% of the shares entitled to be voted.

The final voting results for the Annual Meeting are as follows:


Proposal 1: Election of the following directors:
Nominee
ForAgainstAbstainBroker
Non-Votes
Jonathan A. Kennedy28,282,076843,639102,9992,245,269
Barbara R. Paul28,240,674967,56920,4712,245,269
Alice D. Schroeder27,379,1461,829,09720,4712,245,269
Thomas J. Sullivan27,826,4851,297,238104,9912,245,269
Ilan Daskal28,341,224783,468104,0222,245,269

Proposal 2: Advisory vote to approve the Company’s Named Executive Officer compensation.
ForAgainstAbstainBroker
Non-Votes
27,252,7781,938,24137,6952,245,269


Proposal 3: Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm.
ForAgainstAbstainBroker
Non-Votes
31,394,77646,20733,000-

No other matters were considered or voted upon at the meeting.


Exhibit No.  Description
104The cover page from this Current Report on Form 8-K, formatted in Inline XBRL (included as Exhibit 101).







SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
    
NATUS MEDICAL INCORPORATED
(Registrant)
    
Dated: June 18, 2020   By: /s/ B. Drew Davies
    Executive Vice President and Chief Financial Officer

NTUSThe Nasdaq Stock Market LLC
(The Nasdaq Global Market)

Item 5.07.Submission of Matters to a Vote of Security Holders

Following the Annual Meeting of the Stockholders of Natus Medical Incorporated (the “Company”) on June 17, 2020 (the “Annual Meeting”), Broadridge, the independent inspector of elections for the Annual Meeting, delivered its final vote tabulation on June 17, 2020 that certified the voting results for each of the matters set forth below that were submitted to a vote at the Annual Meeting.

As of the close of business on April 24, 2020, the record date for the Annual Meeting, 33,802,362 shares of the Company's common stock (“Common Stock”), were outstanding and entitled to vote. 31,526,306 shares of Common Stock were voted in person or by proxy at the Annual Meeting, representing 93.26% of the shares entitled to be voted.

The final voting results for the Annual Meeting are as follows:


Proposal 1: Election of the following directors:
Nominee
ForAgainstAbstainBroker
Non-Votes
Jonathan A. Kennedy28,282,076843,639102,9992,245,269
Barbara R. Paul28,240,674967,56920,4712,245,269
Alice D. Schroeder27,379,1461,829,09720,4712,245,269
Thomas J. Sullivan27,826,4851,297,238104,9912,245,269
Ilan Daskal28,341,224783,468104,0222,245,269

Proposal 2: Advisory vote to approve the Company’s Named Executive Officer compensation.
ForAgainstAbstainBroker
Non-Votes
27,252,7781,938,24137,6952,245,269


Proposal 3: Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm.
ForAgainstAbstainBroker
Non-Votes
31,394,77646,20733,000-

No other matters were considered or voted upon at the meeting.


Exhibit No.  Description
104The cover page from this Current Report on Form 8-K, formatted in Inline XBRL (included as Exhibit 101).







SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
    
NATUS MEDICAL INCORPORATED
(Registrant)
    
Dated: June 18, 2020   By: /s/ B. Drew Davies
    Executive Vice President and Chief Financial Officer


v3.20.1
Cover Page Document
Jun. 18, 2020
Cover [Abstract]  
Document Type 8-K
Entity Central Index Key 0000878526
Title of 12(b) Security Common Stock, $0.001 par value per share
Pre-commencement Issuer Tender Offer false
Pre-commencement Tender Offer false
Soliciting Material false
Written Communications false
Entity File Number 000-33001
Entity Incorporation, State or Country Code DE
Entity Tax Identification Number 77-0154833
Trading Symbol NTUS
Security Exchange Name NASDAQ
Amendment Flag false
Document Period End Date Jun. 18, 2020
Entity Registrant Name Natus Medical Inc
Entity Address, Address Line One 6701 Koll Center Parkway, Suite 120
Entity Address, City or Town Pleasanton
Entity Address, State or Province CA
Entity Address, Postal Zip Code 94566
City Area Code 925
Local Phone Number 223-6700
Entity Emerging Growth Company false