UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

 

FORM 8-K

 

 

 

CURRENT REPORT

 

PURSUANT TO SECTION 13 OR 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934

 

DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): June 11, 2020

 

 

 

RESEARCH FRONTIERS INCORPORATED

(EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER)

 

DELAWARE   000-14893   11 -2103466
(STATE OR OTHER JURISDICTION   (COMMISSION   (IRS EMPLOYER
OF INCORPORATION)   FILE NUMBER)   IDENTIFICATION NO.)

 

240 CROSSWAYS PARK DRIVE

WOODBURY, NEW YORK 11797-2033

(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES AND ZIP CODE)

 

REGISTRANT’S TELEPHONE NUMBER, INCLUDING AREA CODE: (516) 364-1902

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

[  ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
[  ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
[  ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
[  ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

[240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act

 

Title of each Class   Trading Symbol(s)   Name of each exchange on which registered
Common Stock, par value $0.0001 per share   REFR   The NASDAQ Stock Market

 

 

 

   

 

 

Item 5.07 Submission of Matters to a Vote of Security-Holders

 

The following is a summary of how the 24,739,874 shares were voted at the Annual Meeting of Stockholders of Research Frontiers Incorporated (Nasdaq: REFR) held at the corporation’s headquarters on June 11, 2020 on the various proposals voted upon and adopted at the Annual Meeting.

 

For the election of Darryl Daigle as a Class III member of the Company’s Board of Directors, 8,580,539 shares voted in favor of election, 1,183,751 shares were withheld, and 14,975,584 shares were Broker Non-Votes.

 

For the ratification of the appointment of CohnReznick LLP as independent registered accountants of the Company for the fiscal year ending December 31, 2020, 24,057,817, shares were voted in favor of appointment, 214,430 shares were voted against appointment, and 467,627 shares abstained from voting.

 

For the non-binding vote approving the Company’s executive compensation, 8,379,143 shares were voted in favor of approval, 1,042,525 shares were voted against approval, 342,622 shares abstained from voting, and 14,975,584 shares were Broker Non-Votes.

 

For the non-binding vote approving the frequency of stockholder advisory votes on the Company’s executive compensation, 6,252,645 shares were voted in favor of a three year frequency, 370,654 shares were voted in favor of a two year frequency, 2,931,583 shares were voted in favor of a one year frequency, 209,408 shares abstained from voting, and 14,975,584 shares were Broker Non-Votes.

 

   

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  RESEARCH FRONTIERS INCORPORATED
     
    /s/ Seth L. Van Voorhees
  By: Seth L. Van Voorhees
  Title: Chief Financial Officer
     
Dated: June 11, 2020