Exhibit
false0001517302 0001517302 2020-06-02 2020-06-02

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 2, 2020
Artisan Partners Asset Management Inc.
(Exact name of registrant as specified in its charter)

Delaware
001-35826
45-0969585
(State or other jurisdiction of
incorporation or organization)
(Commission file number)
(I.R.S. Employer
Identification No.)
875 E. Wisconsin Avenue, Suite 800
Milwaukee, WI 53202
(Address of princiapl executive offices and zip code)

(414390-6100
(Registrant’s telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:
Title of each class
 
Trading Symbol
 
Name of each exchange on which registered
Class A common stock, par value $0.01 per share
 
APAM
 
New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
                             Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.





Item 5.07 Submission of Matters to a Vote of Security Holders
(a)    The 2020 annual meeting of stockholders of Artisan Partners Asset Management Inc. (the “Company”) was held on June 2, 2020.
(b)    The results of the matters submitted to a stockholder vote at the annual meeting were as follows:
1.    Election of Directors: Each of the six nominees was re-elected.
Nominees
 
For
 
Withheld
 
Broker Non-Votes
Matthew R. Barger
 
63,570,526
 
2,055,213
 
4,002,985
Eric R. Colson
 
63,250,788
 
2,374,951
 
4,002,985
Tench Coxe
 
50,982,732
 
14,643,007
 
4,002,985
Stephanie G. DiMarco
 
51,295,035
 
14,330,704
 
4,002,985
Jeffrey A. Joerres
 
50,472,520
 
15,153,219
 
4,002,985
Andrew A. Ziegler
 
64,531,436
 
1,094,303
 
4,002,985

2.    Ratification of the Appointment of the Independent Registered Public Accounting Firm: Ratified.
For
 
Against
 
Abstain
67,214,891
 
2,322,444
 
91,389

For more information about the foregoing proposals and annual meeting, see the Company’s proxy statement dated April 16, 2020.

Item 9.01 Financial Statements and Exhibits
Exhibit Number
 
Description of Exhibit
104
 
Cover Page Interactive Data File (embedded within the Inline XBRL document)



SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Date: June 4, 2020

Artisan Partners Asset Management Inc.

By:
 
/s/ Sarah A. Johnson
Name:
 
Sarah A. Johnson
Title:
 
Executive Vice President, Chief Legal Officer and Secretary



v3.20.1
Document Information Document
Jun. 02, 2020
Document Information [Abstract]  
Document Type 8-K
Document Period End Date Jun. 02, 2020
Entity Registrant Name Artisan Partners Asset Management Inc.
Entity Incorporation, State or Country Code DE
Entity File Number 001-35826
Entity Tax Identification Number 45-0969585
Entity Address, Address Line One 875 E. Wisconsin Avenue, Suite 800
Entity Address, City or Town Milwaukee
Entity Address, State or Province WI
Entity Address, Postal Zip Code 53202
City Area Code 414
Local Phone Number 390-6100
Written Communications false
Soliciting Material false
Pre-commencement Tender Offer false
Pre-commencement Issuer Tender Offer false
Title of 12(b) Security Class A common stock, par value $0.01 per share
Trading Symbol APAM
Security Exchange Name NYSE
Entity Emerging Growth Company false
Amendment Flag false
Entity Central Index Key 0001517302