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Exhibit 1.01 2019 Avaya Holdings Corp. Conflict Minerals Report Reporting period: January 1, 2019 to December 31, 2019 The Conflict Minerals Report (the “Report”) is publicly available on the Company’s website at: https://www.avaya.com/en/about-avaya/corporate-responsibility. Exhibit 1.01 Avaya Holdings Corp. is providing this Report for the reporting period from January 1 to December 31, 2019. This Report is designed to provide the information required by the provisions of Rule 13(p) under the Securities Exchange Act of 1934 and the instructions to Form SD which require companies registered with the Securities and Exchange Commission (the “SEC”) to annually disclose the use of conflict minerals originating from the Democratic Republic of the Congo (the “DRC”) or adjoining countries (“covered countries”) and not from recycled or scrap sources that are necessary to the functionality or production of a manufactured product. Conflict minerals are identified as columbite-tantalite (coltan), cassiterite, gold, wolframite or their derivatives, or simply tantalum, tin, tungsten and gold (collectively, “Conflict Minerals” or “3TG”). Use of the terms “Avaya” or the “Company” in this Report refer to Avaya Holdings Corp., a Delaware corporation, and its consolidated subsidiaries taken as a whole, unless the context otherwise indicates. The Company has conducted a reasonable country of origin inquiry (“RCOI”) and subsequent due diligence according to the 5-step approach detailed in the Organization for Economic Co-operation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas Third Edition (“OECD Guidance”), an internationally recognized due diligence framework, to determine if it knows or has reason to believe that the 3TGs identified in the Company’s products originated from sources in the covered countries. As a downstream user of minerals, the Company contracts the manufacture of products with electronic manufacturing suppliers (“EMS”), making it challenging to identify each of its source mines given the size of the Company’s supply chain and the Company’s lack of direct relationships with the mines and/or the smelters and refiners (the “SOR”) providing the minerals. The Company is reliant on industry initiatives (principally, the Responsible Minerals Initiative or “RMI”), manufacturing partners and parts vendors with whom the Company has direct relationships with to determine the source of the Conflict Minerals in the Company’s products. The Company utilizes RCOI data provided by the RMI. The Company also relies on the RMI to audit SORs for conformance to the Responsible Minerals Assurance Process (“RMAP”). This Report summarizes the Company’s process to identify and assess products contracted by the Company for manufacture by EMS partners that were sold during the relevant reporting period and contained 3TG. Executive Summary of the 2019 Conflict Minerals Program The Company performed an RCOI on the portion of its supply chain which provided products and parts containing 3TGs to determine the source of the 3TGs in such products and parts sold during the relevant reporting period. Ninety-six percent (96%) of such suppliers responded. The results from the Conflict Minerals Reporting Template (“CMRT”) returned by the suppliers showed 360 total SORs involved in the Company’s supply chain. Of the 360 SORs, 317 (plus two more that are not on the RMI drop down list but are conformant) could be found on the Standard Smelter List of the RMAP. These 319 SORs (listed in Appendix A) are either “conformant” (264), “active” (5) or “not active” (50). “Conformant” means that the 1 43508.00200

Exhibit 1.01 SOR has successfully passed an audit in accordance with the RMAP process. “Active” means the SOR is working with the RMI to complete the RMAP. “Not Active” means the SOR is not working with the RMI to become conformant. The other 41 SORs could not be found on the RMAP list and thus are considered “not active” and “not an eligible SOR” for RMAP conformance. The RMAP list of conformant and eligible SORs is produced by the RMI of the Responsible Business Alliance (“RBA”) and it identifies SORs which are eligible processors and some of which have been found to be conformant to the RMAP standards. RMI uses an independent third-party audit of SOR management systems and sourcing practices to validate smelters' management processes for alignment to the OECD Guidance. This category of 41 SORs not found in the RMAP list, require additional due diligence with the Company’s direct Suppliers to determine the actual SORs that performed the mineral processing. The Company cannot be certain about the origin of the Conflict Minerals used by smelters or entities that are not listed as RMAP-conformant SORs. The Company has partnered with Suppliers to obtain more information to determine the status of these smelters and entities. Notwithstanding that the Company was unable to confirm the source of some of the 3TGs used in its products, no independent private sector audit was performed of the Company’s due diligence processes this year. Avaya Company Overview Avaya Holdings Corp. (the “Parent” or “Avaya Holdings”), together with its consolidated subsidiaries (collectively, the “Company” or “Avaya”), is a global leader in digital communications products, solutions and services for businesses of all sizes. The Company builds open, converged and innovative solutions to enhance and simplify communications and collaboration in the cloud, on-premises or a hybrid of both. The Company's global, experienced team of professionals delivers award-winning services from initial planning and design, to seamless implementation and integration, to ongoing managed operations, optimization, training and support. Currently, the Company manages its business operations in two segments, Products & Solutions and Services. The Company sells directly through its worldwide sales force and indirectly through its global network of channel partners, including distributors, service providers, dealers, value-added sellers, system integrators and business partners that provide sales and services support. The Company outsources the design of some, and the manufacture of all, of its products and solutions. The Company business has two operating segments: Products & Solutions and Services. • Avaya Products & Solutions primarily develops, markets, and sells unified communications and contact center solutions, offered on premises, in the cloud, or as a hybrid solution. These integrate multiple forms of communications, including telephony, e-mail, instant messaging and video. • Avaya Services develops, markets and sells comprehensive end-to-end global service offerings that enable customers to evaluate, plan, design, implement, monitor, manage and optimize even complex enterprise communications networks. The Company’s Conflict Minerals Program Overview Avaya’s Conflict Minerals Program (hereinafter referred to as the “Program”) is one element of the Company’s broader human rights policies and programs. The Company is an affiliate member of the RBA and participates in the RBA’s RMI committees, such as the Plenary, the Due Diligence Practices Team and the Mineral Reporting Template Team and uses the results and data from RMI smelter or refiner audits, 2 43508.00200

Exhibit 1.01 which includes cross-recognized audit programs such as from the London Bullion Market Association (“LBMA”) and the Responsible Jewelry Council (“RJC”). The Company also uses guidance published by the RMI as it relates to downstream companies and incorporates the RMI CMRT, as well as the requirements of the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank”), the OECD Guidance and related Supplements for tantalum, tin, tungsten and gold, into its Program. As further described below, three key elements of the Program are: I. Determination of Product Applicability II. The Reasonable Country of Origin Inquiry (RCOI) III. Due Diligence I. Determination of Product Applicability Each year, the Company creates a list of products and parts which it sold in the reporting calendar year that were contracted to be manufactured for the Company and that include 3TG. Products purchased off the shelf from Original Equipment Manufacturers (“OEMs”), and re-sold or passed through without modification, were excluded as the Company is not the manufacturer of those products. This list of in-scope products and parts, i.e. those products and parts which the Company contracted to be manufactured and contain 3TG, which was refined by assessing it against the Company’s previous year’s RCOI results, was provided to a third-party partner to conduct the Company’s RCOI. The third-party partner works under close supervision of the Company’s Conflict Minerals Program Manager. II. Reasonable Country of Origin Inquiry The Company outsources the design of some, and the manufacture of all, of its products and solutions. Therefore, the RCOI included the Company’s EMS providers, Original Design Manufacturers (“ODMs”) and the Company controlled suppliers (collectively with the EMS providers and the ODMs, the “Suppliers”) of parts and components used in the Company designed hardware products and parts that were sold to customers during calendar year 2019. Finished products and parts obtained from OEMs where the designs were not influenced by the Company (i.e., products or parts which were purchased and included in the Company’s solutions without modification or additional assembly) were excluded from the scope of the RCOI. The Company products and parts identified as containing the 3TGs not from recycled or scrap sources, which are in scope pursuant to Dodd-Frank requirements, consist of gateways, routers, servers, network infrastructure equipment and endpoints. As mentioned above, the Company’s RCOI was conducted using the CMRT, which was provided to in-scope Suppliers, along with educational materials and training to facilitate their completion of the CMRT. The Company also used the RMI RCOI Database to determine country of origin. Suppliers who did not respond to the request to complete the CMRT were escalated to the applicable Avaya Commodity Manager, who reminded them of their contractual obligation to provide this information. In addition, the Company leveraged information resources of the RMI, publicly available information published by the London Bullion Market Association and the Responsible Jewelry Council, as well as the resources of a third-party consultant to analyze the Supplier responses. The results of the information review were used to identify those Suppliers for which additional information and due diligence was required. The results of the assessments and the collected CMRTs were electronically stored. III. The Company’s Due Diligence Program (the “DD Program”) 3 43508.00200

Exhibit 1.01 The Company’s DD Program was designed in accordance with the OECD five step framework, which is the international framework currently recognized for compliance with the Dodd-Frank requirements. Step 1: The Company’s Management System For its DD Program, the Company has adopted a management system similar in nature to the Company’s Quality and Environmental Management systems by implementing a ‘Plan-Do-Check-Act’ mechanism for its Conflict Minerals processes. Under the DD Program, the Company has undertaken the following actions: • The Company developed a Conflict Minerals Policy and communicated it to Suppliers during the RCOI process and during annual supplier engagement forums. This Policy sets the expectation that direct material suppliers will “…source minerals [sic 3TG] from non-conflict regions or, if sourced from conflict regions, to identify whether the sourcing is conflict free (i.e. not used to fund conflicts in Covered Countries) through a reasonable due diligence program.” The policy and the requirement to provide a CMRT is included in new Requests for Quotations and supplier contracts. This policy is posted on the Company website at https://www.avaya.com/en/documents/conflict- minerals-policy-2018.pdf, and is updated from time to time as needed. The Company also developed Standard Operating Procedures (“SOPs”) that, with the Conflict Minerals Policy, define the Company’s process for conducting the DD Program. A cross-functional team of subject matter experts was assembled from Supply Chain Management, Product Compliance, Product Engineering, Research and Development, and the Environmental and Legal functions of the Company. Supply Chain Management leads the team and provides periodic updates to senior management. • The Company is a member of the RBA and participates in RMI as a member, which allowed the Company to learn from other companies and their Conflict Minerals plans and processes. This has led to DD Program improvements, including greater supply chain and customer transparency. • The Company continued to implement its document control program to manage and retain from year to year the documentation associated with each RCOI and related Due Diligence activities. • The Company partnered with Suppliers to identify the sources of Conflict Minerals in the products and parts that they provide to the Company, as indicated in the RCOI results. Suppliers were also engaged through periodic business reviews and an annual supplier forum to discuss compliance requirements. If significant risks, such as non-conformant smelters, are identified through the DD Program or other means, then it could ultimately cause the Company to suspend trade with, or disengage from, a Supplier. • The Company developed Conflict Minerals Vendor Training to instruct Suppliers on how to perform their own due diligence and how to fill out the CMRT form. To resolve grievances that Suppliers or SORs may have, the Company uses the publicly available RMI Grievance Mechanism. Suppliers are informed of this Grievance Mechanism in the Company’s Conflict Minerals Vendor Training. The Grievance Mechanism may be used for complaints against the Company, the RMI, the RMI RMAP or auditors used by the RMI, or for other grievances related to Conflict Minerals. The grievances, including corrective actions, are tracked and monitored by the RMI. The following is a link to the Grievance Mechanism: http://www.responsiblemineralsinitiative.org/responsible-minerals-assurance-process/grievance- mechanism 4 43508.00200

Exhibit 1.01 Step 2: Identify and Assess Risks in the Supply Chain The Company used the RCOI analysis results to identify Suppliers using SORs that are not engaged in an approved validation scheme (e.g., RMAP, London Bullion Market Association and the Responsible Jewelry Council) and to assess related supply chain risks. The Company evaluated the RCOI information collected using the CMRT, including performing a quality review of the results. If discrepancies, errors or omissions were identified, the response for that vendor was deemed unacceptable and was returned for correction by the vendor. Approximately 64% of the CMRTs collected were acceptable as received or successfully corrected by the vendor and accepted by the Company. Appropriate risk was assigned to the 36% of vendors who did not make the corrections requested by the Company. The Company reviewed and compared the responses with other information in the Company’s possession (in-Company experts, etc.) and, where appropriate, made further inquiries of the Company’s vendors. The Company followed a defined escalation process for vendors that did not respond to the request for CMRT data. All in-scope vendors received a CMRT Request email. Those not responding received reminder emails as needed. Internal Company buyers were identified for each vendor. Any vendor not responding to the emails was flagged to the Company for further action. Periodic meetings were held with the Conflict Minerals Program Team to review data collection efforts and determine additional steps to be taken. Possible steps considered, and taken where possible, included negative feedback to vendors and consideration of termination of vendor contracts. The result of this CMRT data collection effort is that the Company was able to identify suppliers/SORs posing a risk to the Company’s supply chain which were fed into Step 3 below. Step 3: Design and Implement a Strategy to Respond to Identified Risks To address the risks in the Company’s supply chain posed by the use of RMAP non-conformant SORs, the Company remains actively involved in the RBA and RMI, including participation in RMI committees such as the Plenary Team, Due Diligence Processes Team and Minerals Reporting Template Team, and in maintaining and executing the Company’s Conflict Minerals Program. The Company continues to work with supply chain partners to address reported non-conformant smelters, including dis- engagement or suspension if necessary, although the Company did not find it necessary to exercise dis- engagement or suspension in reporting year 19 (““RY19”), which is defined by the SEC Conflict Minerals Ruling to be calendar year 2019. The Company also works with supply chain partners to come to a resolution when requests for smelters in the supply chain to participate in the RMAP list program, or other approved schemes, are met with resistance or are not executed. Step 4: Independent third-party audit of our SOR due diligence practices As a downstream user of 3TG minerals and a member of the RMI, the Company leverages information from the independent third-party audits of the SORs facilitated by initiatives such as the RMI’s RMAP, London Bullion Market Association and the Responsible Jewelry Council to determine the SORs’ 5 43508.00200

Exhibit 1.01 practices. Over time, this effort has resulted in increasing the number of SORs in the Company’s supply chain that are RMAP-conformant. The Company actively participates in RMI activities, including involvement in sub-committees and contributing possible SOR names, to support the Company’s efforts to assess each SOR’s alignment to the OECD Guidance via the RMAP. Step 5: Annual Reporting on our Supply Chain Due Diligence The Company continues to provide an annual report of its Supply Chain Due Diligence Practice activities in accordance with the Dodd-Frank requirements, as evidenced by this Report. The Company participated in the RMI CMR Peer Review, which provides an opportunity to have a confidential review of a draft of the Company’s Conflict Mineral Report and receive valuable feedback from that review. Received verbal and written feedback was reviewed and considered for inclusion in the Company’s final Conflict Mineral Report. The Due Diligence results are summarized below. Efforts to Determine Conflict Minerals Country of Origin and Facilities used to Process Conflict Minerals The Company’s RCOI process and due diligence to determine the source of 3TGs in the Company’s products is based on data collection and partnership with Suppliers. The Company queried 152 Suppliers for the 2019 RCOI reporting period, of which 146 responded. The 6 that did not respond were escalated to Avaya Procurement and their lack of response was considered in assessing their supply chain risk. For those that did respond, 360 unique SORs were identified as processing 3TGs used in the parts and/or components contained in the Company’s Products. The Company has verified that 264 (2 not on CMRT dropdown) of the SORs are RMAP-conformant SORs, 5 SORs are actively progressing toward conformance and 50 SORs are in the Not Active status (which is down from 60 in 2018.) The remaining 41 smelters are not found on the RMI Standard Smelter List and therefore may not be actual smelters. The Company requested company level CMRTs and most of responses received from the Company’s Suppliers during the RCOI were provided at the company level rather than responses specific to the product sold to the Company. One top tier Supplier indicated their inability to obtain more than a 50% response rate from their supply chain, making it impossible to determine the complete list of smelters in the Company’s supply chain. Although the Company pressed this supplier to obtain a more complete SOR list, the effort was ultimately unsuccessful. In addition, some SORs identified by the Suppliers were not listed on any conformant smelter or refiners lists by the RMI, the London Bullion Market Association or the Responsible Jewelry Council and could not be confirmed through the Company’s due diligence as actual SORs. As a result, the Company cannot determine its conflict-free status (as defined by Dodd-Frank) at either a product or company level because it cannot confirm that the SORs identified provide a complete picture of Conflict Minerals sourcing. Of the information that was verified, the chart on the next page lists the country of origin for the 3TG minerals in the Company’s products. 6 43508.00200

Exhibit 1.01 Country of Origin Results for 3TG in the Company’s Products Conflict Country of Origin Notes Mineral Gold Argentina, Austria, Belgium, Benin, Bolivia, Brazil, Canada, Chile, China, Columbia, Czech Republic, Denmark, Ecuador, Eritria, Estonia, Finland, France, Germany, Ghana, Guinea, Guyana, Hong Kong, Hungary, India, Indonesia, Ireland, Italy, Japan, Jordan, Lithuania, Luxembourg, Mali, Malta, Mauritania, Mexico, Monaco, Netherlands, Nicaragua, Niger, Norway, Panama, Peru, Philippines, Poland, Romania, Russian Federation, Rwanda, Saudi Arabia, Singapore, Slovakia, South Africa, South Korea, Swaziland, Sweden, Switzerland, Taiwan, Tanzania, Thailand, Togo, Turkey, Uganda, United Arab Emirates, United Kingdom, United States of America Tantalum Argentina, Austria, Belarus, Bolivia, Brazil, Burundi, The reported tantalum from the DRC China, Columbia, Congo, Democratic Republic of the*, and other covered countries came Ethiopia, France, Germany, Guinea, India, Indonesia, from 7 Smelters all of which have been Ireland, Israel, Japan, Madagascar, Malaysia, audited and validated as "conformant" Mozambique, Namibia, Nigeria, Russian Federation, by the Responsible Mineral Initiative Rwanda, Sierra Leone, Somaliland, Spain, Switzerland, (“RMI”), which is internationally United States of America, Zimbabwe recognized for managing an independent third-party assessment program in line with the OECD Guidance*. Tin Angola, Australia, Austria, Belgium, Benin, Bolivia, Brazil, The reported tin from the DRC and Burundi, Canada, Chile, China, Columbia, Congo, other covered countries came from 2 Democratic Republic of the*, Croatia, Czech Republic, smelters all of which have been Denmark, Egypt, El Salvador, Estonia, France, Gabon, audited and validated as "conformant" Germany, Guinea, Hong Kong, Hungary, India, Indonesia, by the RMI, which is internationally Israel, Italy, Japan, Kazakhstan, Laos, Lebanon, Malaysia, recognized for managing an Mexico, Mongolia, Morocco, Myanmar, Netherlands, independent third-party assessment New Zealand, Nigeria, Pakistan, Peru, Philippines, program in line with the OECD Portugal, Qatar, Russian Federation, Rwanda, Saudi Guidance*. Arabia, Senegal, Singapore, Slovakia, Slovenia, South Africa, South Korea, Spain, Sudan, Switzerland, Taiwan, Tanzania, Thailand, Togo, Tunisia, Turkey, Uganda, Ukraine, United Arab Emirates, United Kingdom, United States of America, Venezuela, Vietnam, Yemen Tungsten Argentina, Austria, Belgium, Bolivia, Brazil, Burundi, The reported tungsten from the DRC Canada, China, Columbia, Congo, Democratic Republic of came from 2 Smelters all of which have the*, Czech Republic, France, Germany, Guinea, Hong been audited and validated as Kong, Indonesia, Japan, Laos, Latvia, Malaysia, Mongolia, "conformant" by the RMI, which is Myanmar, Nigeria, Peru, Portugal, Russian Federation, internationally recognized for Rwanda, Spain, Taiwan, Thailand, Uganda, United Arab managing an independent third-party Emirates, United Kingdom, United States of America, assessment program in line with the Uzbekistan, Vietnam OECD Guidance*. *Note: SORs who receive minerals from the DRC and adjoining countries, i.e. covered countries, can still be declared conformant to the RMAP process. 7 43508.00200

Exhibit 1.01 The 319 SORs identified by the Company’s in-scope Suppliers, the minerals processed, and their classification regarding the RMAP list, the LBMA and the RJC, are provided in the table included as Appendix A attached to this Report. A graphical depiction of the 2019 RCOI and due diligence results is provided in Figure 1 as compared to the 2018 results in Figure 2. The validation classifications of the SORs reported in the graphs (Figures 1 and 2) are defined as follows: • Conformant - These are RMAP-conformant SORs. • RMAP Active - These are smelters that have committed to undergoing a RMAP audit. • Not Active - These are smelters that are neither Compliant nor RMAP Active. An additional classification of the SORs which is included only in Appendix A is: • Not an eligible SOR - These are non-verified smelters or “unknown”. Figure 1- 2019 Results Mineral Gold Tantalum Tin Tungsten Total Conformant 105 39 77 43 264 RMAP Active 1 1 1 2 5 Not Active 37 0 10 3 50 Total 143 40 88 48 319 Figure 2 – 2018 Results Mineral Gold Tantalum Tin Tungsten Total Conformant 101 40 73 40 254 RMAP Active 7 0 0 1 8 Not Active 43 2 10 5 60 Total 151 42 83 46 322 Future Plans to Mitigate Conflict Minerals Sourcing Risk The Company plans to implement the following actions with the supply chain to help mitigate the risk of potentially sourcing Conflict Minerals from Suppliers who do not have OECD aligned due diligence measures in place: • Perform the RCOI process by December of the Reporting Year to allow additional time for Supplier engagement and due diligence. • Continue to require completion of the CMRT in applicable Requests for Quote (“RFQ”) and from applicable new Suppliers upon award of contract (if not part of an RFQ). • Identify Suppliers that may, based on past performance, need additional due diligence in the future. 8 43508.00200

Exhibit 1.01 Forward-Looking Statements This document contains certain “forward-looking statements.” All statements other than statements of historical fact are “forward-looking” statements for purposes of the U.S. federal and state securities laws. These statements may be identified by the use of forward looking terminology such as "anticipate," "believe," "continue," "could," "estimate," "expect," "intend," "may," "might," “our vision,” "plan," "potential," "preliminary," "predict," "should," "will," or “would” or the negative thereof or other variations thereof or comparable terminology. The Company has based these forward-looking statements on its current expectations, assumptions, estimates and projections. While the Company believes these expectations, assumptions, estimates and projections are reasonable, such forward-looking statements are only predictions and involve known and unknown risks and uncertainties, many of which are beyond its control. These factors are discussed in the Company's Annual Report on Form 10-K, subsequent Quarterly Reports on Form 10-Q and Current Reports on Form 8-K filed with the SEC and may cause its actual results, performance or achievements to differ materially from any future results, performance or achievements expressed or implied by these forward-looking statements. For a further list and description of such risks and uncertainties, please refer to the Company’s filings with the SEC that are available at www.sec.gov. The Company cautions you that the list of important factors included in the Company’s SEC filings may not contain all of the material factors that are important to you. In addition, in light of these risks and uncertainties, the matters referred to in the forward-looking statements contained in this report may not in fact occur. The Company undertakes no obligation to publicly update or revise any forward- looking statement as a result of new information, future events or otherwise, except as otherwise required by law. 9 43508.00200

Exhibit 1.01 APPENDIX A List of Reported Smelters/Refiners Facilities Processing Minerals Used in the Company’s Products as Confirmed by the Responsible Minerals Initiative (RMI) Lists Number Metal Smelter Name Smelter ID Remarks 1 Gold 8853 S.p.A. CID002763 Conformant 2 Gold Abington Reldan Metals, LLC CID002708 Not Active 3 Gold Advanced Chemical Company CID000015 Conformant 4 Gold Aida Chemical Industries Co., Ltd. CID000019 Conformant 5 Gold Al Etihad Gold LLC CID002560 Conformant 6 Gold Allgemeine Gold-und Silberscheideanstalt A.G. CID000035 Conformant 7 Gold Almalyk Mining and Metallurgical Complex (AMMC) CID000041 Conformant 8 Gold AngloGold Ashanti Corrego do Sitio Mineracao CID000058 Conformant 9 Gold Argor-Heraeus S.A. CID000077 Conformant 10 Gold Asahi Pretec Corp. CID000082 Conformant 11 Gold Asahi Refining Canada Ltd. CID000924 Conformant 12 Gold Asahi Refining USA Inc. CID000920 Conformant 13 Gold Asaka Riken Co., Ltd. CID000090 Conformant 14 Gold Atasay Kuyumculuk Sanayi Ve Ticaret A.S. CID000103 Not Active 15 Gold AU Traders and Refiners CID002850 Conformant 16 Gold Aurubis AG CID000113 Conformant 17 Gold Bangalore Refinery CID002863 Conformant 18 Gold Bangko Sentral ng Pilipinas (Central Bank of the CID000128 Conformant Philippines) 19 Gold Boliden AB CID000157 Conformant 20 Gold C. Hafner GmbH + Co. KG CID000176 Conformant 21 Gold Caridad CID000180 Not Active 22 Gold CCR Refinery - Glencore Canada Corporation CID000185 Conformant 23 Gold Cendres + Metaux S.A. CID000189 Conformant 24 Gold Chimet S.p.A. CID000233 Conformant 25 Gold Chugai Mining CID000264 Conformant 26 Gold Daejin Indus Co., Ltd. CID000328 Not Active 27 Gold Daye Non-Ferrous Metals Mining Ltd. CID000343 Not Active 28 Gold Degussa Sonne / Mond Goldhandel GmbH CID002867 Not Active 29 Gold DODUCO Contacts and Refining GmbH CID000362 Conformant 30 Gold Dowa CID000401 Conformant 31 Gold DS PRETECH Co., Ltd. CID003195 Conformant 32 Gold DSC (Do Sung Corporation) CID000359 Conformant 33 Gold Eco-System Recycling Co., Ltd. CID000425 Conformant 34 Gold Emirates Gold DMCC CID002561 Conformant 35 Gold Fidelity Printers and Refiners Ltd. CID002515 Not Active Appendix page 1

Exhibit 1.01 APPENDIX A 36 Gold GCC Gujrat Gold Centre Pvt. Ltd. CID002852 Not Active 37 Gold Geib Refining Corporation CID002459 Conformant 38 Gold Gold Refinery of Zijin Mining Group Co., Ltd. CID002243 Conformant 39 Gold Great Wall Precious Metals Co., Ltd. of CBPM CID001909 Not Active 40 Gold Guangdong Jinding Gold Limited CID002312 Not Active 41 Gold Guoda Safina High-Tech Environmental Refinery Co., CID000651 Not Active Ltd. 42 Gold Hangzhou Fuchunjiang Smelting Co., Ltd. CID000671 Not Active 43 Gold HeeSung Metal Ltd. CID000689 Conformant 44 Gold Heimerle + Meule GmbH CID000694 Conformant 45 Gold Heraeus Metals Hong Kong Ltd. CID000707 Conformant 46 Gold Heraeus Precious Metals GmbH & Co. KG CID000711 Conformant 47 Gold Hunan Chenzhou Mining Co., Ltd. CID000767 Not Active 48 Gold HwaSeong CJ CO., LTD. CID000778 Not Active 49 Gold Inner Mongolia Qiankun Gold and Silver Refinery CID000801 Conformant Share Co., Ltd. 50 Gold Ishifuku Metal Industry Co., Ltd. CID000807 Conformant 51 Gold Istanbul Gold Refinery CID000814 Conformant 52 Gold Italpreziosi CID002765 Conformant 53 Gold Japan Mint CID000823 Conformant 54 Gold Jiangxi Copper Co., Ltd. CID000855 Conformant 55 Gold JSC Ekaterinburg Non-Ferrous Metal Processing Plant CID000927 Not Active 56 Gold JSC Uralelectromed CID000929 Conformant 57 Gold JX Nippon Mining & Metals Co., Ltd. CID000937 Conformant 58 Gold Kaloti Precious Metals CID002563 Not Active 59 Gold Kazakhmys Smelting LLC CID000956 Not Active 60 Gold Kazzinc CID000957 Conformant 61 Gold Kennecott Utah Copper LLC CID000969 Conformant 62 Gold KGHM Polska Miedz Spolka Akcyjna CID002511 Conformant 63 Gold Kojima Chemicals Co., Ltd. CID000981 Conformant 64 Gold Korea Zinc Co., Ltd. CID002605 Conformant 65 Gold Kyrgyzaltyn JSC CID001029 Conformant 66 Gold Kyshtym Copper-Electrolytic Plant ZAO CID002865 Not Active 67 Gold L'azurde Company For Jewelry CID001032 Not Active 68 Gold Lingbao Gold Co., Ltd. CID001056 Not Active 69 Gold Lingbao Jinyuan Tonghui Refinery Co., Ltd. CID001058 Not Active 70 Gold L'Orfebre S.A. CID002762 Conformant 71 Gold LS-NIKKO Copper Inc. CID001078 Conformant 72 Gold Luoyang Zijin Yinhui Gold Refinery Co., Ltd. CID001093 Not Active 73 Gold Marsam Metals CID002606 Conformant 74 Gold Materion CID001113 Conformant 75 Gold Matsuda Sangyo Co., Ltd. CID001119 Conformant Appendix page 2

Exhibit 1.01 APPENDIX A 76 Gold Metalor Technologies (Hong Kong) Ltd. CID001149 Conformant 77 Gold Metalor Technologies (Singapore) Pte., Ltd. CID001152 Conformant 78 Gold Metalor Technologies (Suzhou) Ltd. CID001147 Conformant 79 Gold Metalor Technologies S.A. CID001153 Conformant 80 Gold Metalor USA Refining Corporation CID001157 Conformant 81 Gold Metalurgica Met-Mex Penoles S.A. De C.V. CID001161 Conformant 82 Gold Mitsubishi Materials Corporation CID001188 Conformant 83 Gold Mitsui Mining and Smelting Co., Ltd. CID001193 Conformant 84 Gold MMTC-PAMP India Pvt., Ltd. CID002509 Conformant 85 Gold Modeltech Sdn Bhd CID002857 Not Active 86 Gold Morris and Watson CID002282 Not Active 87 Gold Moscow Special Alloys Processing Plant CID001204 Conformant 88 Gold Nadir Metal Rafineri San. Ve Tic. A.S. CID001220 Conformant 89 Gold Navoi Mining and Metallurgical Combinat CID001236 Not Active 90 Gold Nihon Material Co., Ltd. CID001259 Conformant 91 Gold Ogussa Osterreichische Gold- und Silber- CID002779 Conformant Scheideanstalt GmbH 92 Gold Ohura Precious Metal Industry Co., Ltd. CID001325 Conformant 93 Gold OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals CID001326 Conformant Plant" (OJSC Krastsvetmet) 94 Gold OJSC Novosibirsk Refinery CID000493 Conformant 95 Gold PAMP S.A. CID001352 Conformant 96 Gold Pease & Curren CID002872 Not Active 97 Gold Penglai Penggang Gold Industry Co., Ltd. CID001362 Not Active 98 Gold Planta Recuperadora de Metales SpA CID002919 Conformant 99 Gold Prioksky Plant of Non-Ferrous Metals CID001386 Conformant 100 Gold PT Aneka Tambang (Persero) Tbk CID001397 Conformant 101 Gold PX Precinox S.A. CID001498 Conformant 102 Gold Rand Refinery (Pty) Ltd. CID001512 Conformant 103 Gold Refinery of Seemine Gold Co., Ltd. CID000522 Not Active 104 Gold Remondis Argentia B.V. CID002582 Conformant 105 Gold Royal Canadian Mint CID001534 Conformant 106 Gold SAAMP CID002761 Conformant 107 Gold Sabin Metal Corp. CID001546 Not Active 108 Gold Safimet S.p.A CID002973 Conformant 109 Gold SAFINA A.S. CID002290 RMAP Active 110 Gold Sai Refinery CID002853 Not Active 111 Gold Samduck Precious Metals CID001555 Conformant 112 Gold Samwon Metals Corp. CID001562 Not Active 113 Gold SAXONIA Edelmetalle GmbH CID002777 Conformant 114 Gold SEMPSA Joyeria Plateria S.A. CID001585 Conformant Appendix page 3

Exhibit 1.01 APPENDIX A 115 Gold Shandong Tiancheng Biological Gold Industrial Co., CID001619 Not Active Ltd. 116 Gold Shandong Zhaojin Gold & Silver Refinery Co., Ltd. CID001622 Conformant 117 Gold Sichuan Tianze Precious Metals Co., Ltd. CID001736 Conformant 118 Gold Singway Technology Co., Ltd. CID002516 Conformant 119 Gold SOE Shyolkovsky Factory of Secondary Precious CID001756 Conformant Metals 120 Gold Solar Applied Materials Technology Corp. CID001761 Conformant 121 Gold State Research Institute Center for Physical Sciences CID003153 Not Active and Technology 122 Gold Sudan Gold Refinery CID002567 Not Active 123 Gold Sumitomo Metal Mining Co., Ltd. CID001798 Conformant 124 Gold SungEel HiMetal Co., Ltd. CID002918 Conformant 125 Gold T.C.A S.p.A CID002580 Conformant 126 Gold Tanaka Kikinzoku Kogyo K.K. CID001875 Conformant 127 Gold The Refinery of Shandong Gold Mining Co., Ltd. CID001916 Conformant 128 Gold Tokuriki Honten Co., Ltd. CID001938 Conformant 129 Gold Tongling Nonferrous Metals Group Co., Ltd. CID001947 Not Active 130 Gold Tony Goetz NV CID002587 Not Active 131 Gold TOO Tau-Ken-Altyn CID002615 Conformant 132 Gold Torecom CID001955 Conformant 133 Gold Umicore Brasil Ltda. CID001977 Conformant 134 Gold Umicore Precious Metals Thailand CID002314 Conformant 135 Gold Umicore S.A. Business Unit Precious Metals Refining CID001980 Conformant 136 Gold United Precious Metal Refining, Inc. CID001993 Conformant 137 Gold Valcambi S.A. CID002003 Conformant 138 Gold Western Australian Mint (T/a The Perth Mint) CID002030 Conformant 139 Gold WIELAND Edelmetalle GmbH CID002778 Conformant 140 Gold Yamakin Co., Ltd. CID002100 Conformant 141 Gold Yokohama Metal Co., Ltd. CID002129 Conformant 142 Gold Yunnan Copper Industry Co., Ltd. CID000197 Not Active 143 Gold Zhongyuan Gold Smelter of Zhongjin Gold CID002224 Conformant Corporation 144 Tantalum Asaka Riken Co., Ltd. CID000092 Conformant 145 Tantalum Changsha South Tantalum Niobium Co., Ltd. CID000211 Conformant 146 Tantalum CP Metals Inc. CID003402 RMAP Active 147 Tantalum D Block Metals, LLC CID002504 Conformant 148 Tantalum Exotech Inc. CID000456 Conformant 149 Tantalum F&X Electro-Materials Ltd. CID000460 Conformant 150 Tantalum FIR Metals & Resource Ltd. CID002505 Conformant 151 Tantalum Global Advanced Metals Aizu CID002558 Conformant Appendix page 4

Exhibit 1.01 APPENDIX A 152 Tantalum Global Advanced Metals Boyertown CID002557 Conformant 153 Tantalum Guangdong Rising Rare Metals-EO Materials Ltd. CID000291 Conformant 154 Tantalum Guangdong Zhiyuan New Material Co., Ltd. CID000616 Conformant 155 Tantalum H.C. Starck Co., Ltd. CID002544 Conformant 156 Tantalum H.C. Starck Hermsdorf GmbH CID002547 Conformant 157 Tantalum H.C. Starck Inc. CID002548 Conformant 158 Tantalum H.C. Starck Ltd. CID002549 Conformant 159 Tantalum H.C. Starck Smelting GmbH & Co. KG CID002550 Conformant 160 Tantalum H.C. Starck Tantalum and Niobium GmbH CID002545 Conformant 161 Tantalum Hengyang King Xing Lifeng New Materials Co., Ltd. CID002492 Conformant 162 Tantalum Jiangxi Dinghai Tantalum & Niobium Co., Ltd. CID002512 Conformant 163 Tantalum Jiangxi Tuohong New Raw Material CID002842 Conformant 164 Tantalum JiuJiang JinXin Nonferrous Metals Co., Ltd. CID000914 Conformant 165 Tantalum Jiujiang Tanbre Co., Ltd. CID000917 Conformant 166 Tantalum Jiujiang Zhongao Tantalum & Niobium Co., Ltd. CID002506 Conformant 167 Tantalum KEMET Blue Metals CID002539 Conformant 168 Tantalum KEMET Blue Powder CID002568 Conformant 169 Tantalum LSM Brasil S.A. CID001076 Conformant 170 Tantalum Metallurgical Products India Pvt., Ltd. CID001163 Conformant 171 Tantalum Mineracao Taboca S.A. CID001175 Conformant 172 Tantalum Mitsui Mining and Smelting Co., Ltd. CID001192 Conformant 173 Tantalum Ningxia Orient Tantalum Industry Co., Ltd. CID001277 Conformant 174 Tantalum NPM Silmet AS CID001200 Conformant 175 Tantalum Power Resources Ltd. CID002847 Conformant 176 Tantalum QuantumClean CID001508 Conformant 177 Tantalum Resind Industria e Comercio Ltda. CID002707 Conformant 178 Tantalum RFH Tantalum Smeltery Co., Ltd./Yanling Jincheng CID001522 Conformant Tantalum & Niobium Co., Ltd. 179 Tantalum Solikamsk Magnesium Works OAO CID001769 Conformant 180 Tantalum Taki Chemical Co., Ltd. CID001869 Conformant 181 Tantalum Telex Metals CID001891 Conformant 182 Tantalum Ulba Metallurgical Plant JSC CID001969 Conformant 183 Tantalum XinXing HaoRong Electronic Material Co., Ltd. CID002508 Conformant 184 Tin Alpha CID000292 Conformant 185 Tin An Vinh Joint Stock Mineral Processing Company CID002703 Not Active 186 Tin Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. CID000228 Conformant 187 Tin Chifeng Dajingzi Tin Industry Co., Ltd. CID003190 Conformant 188 Tin China Tin Group Co., Ltd. CID001070 Conformant 189 Tin CNMC (Guangxi) PGMA Co., Ltd. CID000278 Not Active 190 Tin CV Ayi Jaya CID002570 Conformant 191 Tin CV Dua Sekawan CID002592 Conformant Appendix page 5

Exhibit 1.01 APPENDIX A 192 Tin CV Gita Pesona CID000306 Conformant 193 Tin CV United Smelting CID000315 Conformant 194 Tin CV Venus Inti Perkasa CID002455 Conformant 195 Tin Dongguan CiEXPO Environmental Engineering Co., CID003356 Not Active Ltd. 196 Tin Dowa CID000402 Conformant 197 Tin Electro-Mechanical Facility of the Cao Bang Minerals CID002572 Not Active & Metallurgy Joint Stock Company 198 Tin EM Vinto CID000438 Conformant 199 Tin Estanho de Rondonia S.A. CID000448 Not Active 200 Tin Fenix Metals CID000468 Conformant 201 Tin Gejiu Fengming Metallurgy Chemical Plant CID002848 Conformant 202 Tin Gejiu Kai Meng Industry and Trade LLC CID000942 Conformant 203 Tin Gejiu Non-Ferrous Metal Processing Co., Ltd. CID000538 Conformant 204 Tin Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. CID001908 Conformant 205 Tin Gejiu Zili Mining And Metallurgy Co., Ltd. CID000555 Conformant 206 Tin Guangdong Hanhe Non-Ferrous Metal Co., Ltd. CID003116 Conformant 207 Tin Guanyang Guida Nonferrous Metal Smelting Plant CID002849 Conformant 208 Tin HuiChang Hill Tin Industry Co., Ltd. CID002844 Conformant 209 Tin Huichang Jinshunda Tin Co., Ltd. CID000760 Conformant 210 Tin Jiangxi New Nanshan Technology Ltd. CID001231 Conformant 211 Tin Ma'anshan Weitai Tin Co., Ltd. CID003379 Conformant 212 Tin Magnu's Minerais Metais e Ligas Ltda. CID002468 Conformant 213 Tin Malaysia Smelting Corporation (MSC) CID001105 Conformant 214 Tin Melt Metais e Ligas S.A. CID002500 Conformant 215 Tin Metallic Resources, Inc. CID001142 Conformant 216 Tin Metallo Belgium N.V. CID002773 Conformant 217 Tin Metallo Spain S.L.U. CID002774 Conformant 218 Tin Mineracao Taboca S.A. CID001173 Conformant 219 Tin Minsur CID001182 Conformant 220 Tin Mitsubishi Materials Corporation CID001191 Conformant 221 Tin Modeltech Sdn Bhd CID002858 Not Active 222 Tin Nghe Tinh Non-Ferrous Metals Joint Stock Company CID002573 Not Active 223 Tin O.M. Manufacturing (Thailand) Co., Ltd. CID001314 Conformant 224 Tin O.M. Manufacturing Philippines, Inc. CID002517 Conformant 225 Tin Operaciones Metalurgical S.A. CID001337 Conformant 226 Tin Precious Minerals and Smelting Limited CID003409 RMAP Active 227 Tin PT Aries Kencana Sejahtera CID000309 Conformant 228 Tin PT Artha Cipta Langgeng CID001399 Conformant 229 Tin PT ATD Makmur Mandiri Jaya CID002503 Conformant 230 Tin PT Babel Inti Perkasa CID001402 Conformant Appendix page 6

Exhibit 1.01 APPENDIX A 231 Tin PT Babel Surya Alam Lestari CID001406 Conformant 232 Tin PT Bangka Prima Tin CID002776 Conformant 233 Tin PT Bangka Serumpun CID003205 Conformant 234 Tin PT Bangka Tin Industry CID001419 Conformant 235 Tin PT Belitung Industri Sejahtera CID001421 Conformant 236 Tin PT Bukit Timah CID001428 Conformant 237 Tin PT DS Jaya Abadi CID001434 Conformant 238 Tin PT Eunindo Usaha Mandiri CID001438 Not Active 239 Tin PT Inti Stania Prima CID002530 Conformant 240 Tin PT Karimun Mining CID001448 Conformant 241 Tin PT Kijang Jaya Mandiri CID002829 Conformant 242 Tin PT Lautan Harmonis Sejahtera CID002870 Conformant 243 Tin PT Menara Cipta Mulia CID002835 Conformant 244 Tin PT Mitra Stania Prima CID001453 Conformant 245 Tin PT Panca Mega Persada CID001457 Conformant 246 Tin PT Premium Tin Indonesia CID000313 Conformant 247 Tin PT Prima Timah Utama CID001458 Conformant 248 Tin PT Rajawali Rimba Perkasa CID003381 Conformant 249 Tin PT Rajehan Ariq CID002593 Conformant 250 Tin PT Refined Bangka Tin CID001460 Conformant 251 Tin PT Sariwiguna Binasentosa CID001463 Conformant 252 Tin PT Stanindo Inti Perkasa CID001468 Conformant 253 Tin PT Sukses Inti Makmur CID002816 Conformant 254 Tin PT Sumber Jaya Indah CID001471 Conformant 255 Tin PT Timah (Persero) Tbk Kundur CID001477 Conformant 256 Tin PT Timah (Persero) Tbk Mentok CID001482 Conformant 257 Tin PT Tinindo Inter Nusa CID001490 Conformant 258 Tin PT Tirus Putra Mandiri CID002478 Conformant 259 Tin PT Tommy Utama CID001493 Conformant 260 Tin Resind Industria e Comercio Ltda. CID002706 Conformant 261 Tin Rui Da Hung CID001539 Conformant 262 Tin Soft Metais Ltda. CID001758 Conformant 263 Tin Super Ligas CID002756 Not Active 264 Tin Thai Nguyen Mining and Metallurgy Co., Ltd. CID002834 Conformant 265 Tin Thaisarco CID001898 Conformant 266 Tin Tin Technology & Refining CID003325 Conformant 267 Tin Tuyen Quang Non-Ferrous Metals Joint Stock CID002574 Not Active Company 268 Tin White Solder Metalurgia e Mineracao Ltda. CID002036 Conformant 269 Tin Yunnan Chengfeng Non-ferrous Metals Co., Ltd. CID002158 Conformant 270 Tin Yunnan Tin Company Limited CID002180 Conformant Appendix page 7

Exhibit 1.01 APPENDIX A 271 Tin Yunnan Yunfan Non-ferrous Metals Co., Ltd. CID003397 Conformant 272 Tungsten A.L.M.T. TUNGSTEN Corp. CID000004 Conformant 273 Tungsten ACL Metais Eireli CID002833 Conformant 274 Tungsten Asia Tungsten Products Vietnam Ltd. CID002502 Conformant 275 Tungsten Chenzhou Diamond Tungsten Products Co., Ltd. CID002513 Conformant 276 Tungsten Chongyi Zhangyuan Tungsten Co., Ltd. CID000258 Conformant 277 Tungsten Fujian Ganmin RareMetal Co., Ltd. CID003401 Conformant 278 Tungsten Fujian Jinxin Tungsten Co., Ltd. CID000499 Conformant 279 Tungsten Ganzhou Haichuang Tungsten Co., Ltd. CID002645 Conformant 280 Tungsten Ganzhou Huaxing Tungsten Products Co., Ltd. CID000875 Conformant 281 Tungsten Ganzhou Jiangwu Ferrotungsten Co., Ltd. CID002315 Conformant 282 Tungsten Ganzhou Seadragon W & Mo Co., Ltd. CID002494 Conformant 283 Tungsten Global Tungsten & Powders Corp. CID000568 Conformant 284 Tungsten Guangdong Xianglu Tungsten Co., Ltd. CID000218 Conformant 285 Tungsten H.C. Starck Smelting GmbH & Co. KG CID002542 Conformant 286 Tungsten H.C. Starck Tungsten GmbH CID002541 Conformant 287 Tungsten Hunan Chenzhou Mining Co., Ltd. CID000766 Conformant 288 Tungsten Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji CID002579 Conformant 289 Tungsten Hunan Chunchang Nonferrous Metals Co., Ltd. CID000769 Conformant 290 Tungsten Hunan Litian Tungsten Industry Co., Ltd. CID003182 Conformant 291 Tungsten Hydrometallurg, JSC CID002649 Conformant 292 Tungsten Japan New Metals Co., Ltd. CID000825 Conformant 293 Tungsten Jiangwu H.C. Starck Tungsten Products Co., Ltd. CID002551 Conformant 294 Tungsten Jiangxi Dayu Longxintai Tungsten Co., Ltd. CID002647 RMAP Active 295 Tungsten Jiangxi Gan Bei Tungsten Co., Ltd. CID002321 Conformant 296 Tungsten Jiangxi Minmetals Gao'an Non-ferrous Metals Co., CID002313 Not Active Ltd. 297 Tungsten Jiangxi Tonggu Non-ferrous Metallurgical & Chemical CID002318 Conformant Co., Ltd. 298 Tungsten Jiangxi Xinsheng Tungsten Industry Co., Ltd. CID002317 Conformant 299 Tungsten Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. CID002535 Not Active 300 Tungsten Jiangxi Yaosheng Tungsten Co., Ltd. CID002316 Conformant 301 Tungsten JSC "Kirovgrad Hard Alloys Plant" CID003408 RMAP Active 302 Tungsten Kennametal Fallon CID000966 Conformant 303 Tungsten Kennametal Huntsville CID000105 Conformant 304 Tungsten KGETS Co., Ltd. CID003388 Conformant 305 Tungsten Lianyou Metals Co., Ltd. CID003407 Conformant 306 Tungsten Malipo Haiyu Tungsten Co., Ltd. CID002319 Conformant 307 Tungsten Moliren Ltd. CID002845 Conformant 308 Tungsten Niagara Refining LLC CID002589 Conformant Appendix page 8

Exhibit 1.01 APPENDIX A 309 Tungsten Nui Phao H.C. Starck Tungsten Chemicals CID002543 Conformant Manufacturing LLC 310 Tungsten Philippine Chuangxin Industrial Co., Inc. CID002827 Conformant 311 Tungsten South-East Nonferrous Metal Company Limited of CID002815 Not Active Hengyang City 312 Tungsten Tejing (Vietnam) Tungsten Co., Ltd. CID001889 Conformant 313 Tungsten Unecha Refractory metals plant CID002724 Conformant 314 Tungsten Wolfram Bergbau und Hutten AG CID002044 Conformant 315 Tungsten Woltech Korea Co., Ltd. CID002843 Conformant 316 Tungsten Xiamen Tungsten (H.C.) Co., Ltd. CID002320 Conformant 317 Tungsten Xiamen Tungsten Co., Ltd. CID002082 Conformant 318 Tungsten Xinfeng Huarui Tungsten & Molybdenum New CID002830 Conformant Material Co., Ltd. 319 Tungsten Xinhai Rendan Shaoguan Tungsten Co., Ltd. CID002095 Conformant Appendix page 9


x						Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2019.


1.01.						Conflict Minerals Report as required by Items 1.01 and 1.02.


			Shefali Shah			(212) 841-4990


Item 1.02.			Exhibits


Item 2.01.			Exhibits