Delaware
|
814-00899
|
56-2594706
|
(State or other jurisdiction of incorporation)
|
(Commission File Number)
|
(IRS Employer Identification Number)
|
2951 28th Street, Suite 1000
Santa Monica, California
|
90405
|
|
(Address of Principal Executive Offices)
|
(Zip Code)
|
☐ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
☐ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
☐ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Title of each class
|
Trading Symbol(s)
|
Name of each exchange on
which registered
|
Common stock, $0.001 par value per share
|
TCPC
|
The NASDAQ Global Select Market
|
Name
|
For
|
Withheld
|
Broker Non-Votes
|
|||
Kathleen A. Corbet
|
28,902,757
|
947,299
|
0
|
|||
Eric J. Draut
|
28,894,865
|
955,191
|
0
|
|||
M. Freddie Reiss
|
24,680,367
|
5,169,689
|
0
|
|||
Peter E. Schwab
|
28,876,634
|
973,422
|
0
|
|||
Karyn L. Williams
|
28,884,652
|
965,404
|
0
|
|||
Brian F. Wruble
|
28,882,610
|
967,446
|
0
|
|||
Howard M. Levkowitz
|
28,902,779
|
947,277
|
0
|
|||
Rajneesh Vig
|
29,104,275
|
745,781
|
0
|
For
|
Against
|
Abstained
|
Broker Non-Votes
|
|||
25,110,565
|
3,690,936
|
1,048,548
|
0
|
For
|
Against
|
Abstained
|
Broker Non-Votes
|
|||
24,210,264
|
3,690,936
|
1,048,548
|
0
|
BLACKROCK TCP CAPITAL CORP.
|
||
Date: May 28, 2020
|
||
By:
|
/s/ Elizabeth Greenwood
|
|
Name:
|
Elizabeth Greenwood
|
|
Title:
|
Secretary
|