UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549  

 


 

 

FORM SD

 

 

SPECIALIZED DISCLOSURE REPORT

 

 


 

 

OPTICAL CABLE CORPORATION

(Exact name of registrant as specified in its charter)

 

 


 

         

Virginia

 

000-27022

 

54-1237042

(State or other jurisdiction of

incorporation or organization)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification Number)

   

5290 Concourse Drive

Roanoke, VA

 

24019

(Address of principal executive offices)

 

(Zip Code)

     
Tracy G. Smith   (540) 265-0690
(Name and telephone number including area code, of the person to contact in connection with this report)

 

 


 

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

 

Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2019.

 

 

 

 

 

Item 1.01 – Conflict Minerals Disclosure

 

 

Company Overview

 

Optical Cable Corporation (or OCC®) manufactures a broad range of fiber optic and copper data communication cabling and connectivity solutions. OCC’s products include fiber optic and copper cabling, fiber optic and copper connectors, specialty fiber optic and copper connectors, fiber optic and copper patch cords, pre-terminated fiber optic and copper cable assemblies, racks, cabinets, datacom enclosures, patch panels, face plates, multi-media boxes, and other cable and connectivity management accessories.

 

Conflict Minerals Disclosure

 

Section 1502(e)(4) of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“the Act”) defines conflict minerals as columbite-tantalite (tantalum), cassiterite (tin), wolframite (tungsten) and gold, commonly referred to collectively as “3TG”. OCC evaluated its current product lines and determined that certain manufactured products contain 3TG.

 

Certain of the 3TG minerals are contained in some of the wire and metal components used by OCC in the connector manufacturing process. On a more limited basis, OCC uses certain 3TG minerals in the production of products in its fiber optic cable product lines.

 

OCC does not make direct purchases of raw ore or unrefined minerals or any direct purchases from recycled or scrap sources, and makes no direct purchases in the Democratic Republic of the Congo (“DRC”) or its adjoining countries. OCC has conducted a country of origin inquiry in good faith by identifying suppliers of the parts used in OCC products that are likely to contain 3TG and requesting that suppliers respond with a completed Conflict-Free Sourcing Initiative (“CFSI”) Conflict Minerals Reporting Template. This template facilitates disclosure and communication of information regarding the origin of conflict minerals, smelters that provide material to a company’s supply chain, and supplier due diligence.

 

OCC’s due diligence measures included:

 

 

-

Conducting a supply chain survey with all suppliers of components that contain 3TG using the CFSI Conflict Minerals Reporting Template.

 

 

-

Tracking and reviewing responses to assess reliability.

 

 

-

Following up with suppliers who failed to return responses or returned incomplete or inconsistent responses. OCC received valid responses from 32 of 42 surveyed suppliers.

 

 

-

Reviewing the smelters and refiners identified in the supply chain survey to determine location and certification of “conflict free” status.

 

The majority of the suppliers who responded to the survey (56%) reported that the 3TG minerals in the parts they sell to OCC did not originate in the DRC or adjoining countries. However, the remaining suppliers reported that the minerals contained in their products may have originated in the DRC or adjoining countries, or were unable to specify the origin of the minerals. Please see the attached Conflict Minerals Report (Exhibit 1.01). Based on the information received, OCC does not have sufficient information to determine whether the necessary 3TG minerals contained in our products directly or indirectly financed or benefited armed groups in the DRC or its adjoining countries.

 

A copy of OCC’s conflict minerals disclosure herein is publicly available at: www.occfiber.com under “Investor Relations”.

 

2

 

Item 1.02 Exhibit

 

The Conflict Minerals Report required by Item 1.01 is filed as Exhibit 1.01 to this Form SD.

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

 

       
 

OPTICAL CABLE CORPORATION

 
       
 

By:

/s/ Tracy G. Smith  
 

Name:

Tracy G. Smith

 
 

Title:

Senior Vice President and Chief Financial Officer

 

 

Dated: May 27, 2020

 

3
ex_188147.htm

Exhibit 1.01

 

CONFLICT MINERALS REPORT

 

Optical Cable Corporation (or OCC®) has performed the following due diligence measures to determine whether the 3TG minerals included in our products financed or benefited armed groups in the Democratic Republic of the Congo (“DRC”) or its adjoining countries:

 

Step 1. Establish Strong Company Management Systems

 

Control Systems

 

OCC engages in industry-wide initiatives to enhance supply chain responsibility and to keep abreast of industry best practices. OCC conducted a supply chain survey with all suppliers of components that contain 3TG minerals using the CFSI Conflict Minerals Reporting Template. OCC then reviewed the results of the supply chain survey and retained documentation relevant to the use of any 3TG minerals.

 

Supplier Engagement

 

OCC has a strong level of engagement with its direct suppliers and, when necessary, directly engages their upstream suppliers. OCC expects our suppliers to practice responsible sourcing and to cooperate with OCC's conflict minerals reporting and due diligence efforts. OCC reviewed the smelters and refiners identified in the supply chain survey to determine location and certification of “conflict free” status.

 

Step 2. Identify and Assess Risks in the Supply Chain

 

OCC engages with its direct suppliers and, when necessary, their upstream suppliers to evaluate the source of 3TG minerals in its products. Upon receiving a supplier CFSI Reporting Template, members of the OCC conflict minerals diligence team review the information for consistency and accuracy. When a report warrants clarification or confirmation, a member of the OCC conflict minerals diligence team contacts the direct supplier, or in some cases their upstream supplier, to clarify or confirm the information and responses.

 

Step 3. Design and Implement a Strategy to Respond to Identified Risks

 

OCC performs a risk assessment to identify areas of possible concern within its supply chain, evaluating areas of possible concern and deploying appropriate risk mitigation controls and strategies.

 

OCC continues to look for ways to enhance its conflict minerals compliance program, including the processes outlined above. In addition, OCC intends to continue collaborating with its suppliers to promote responsible sourcing of conflict minerals. To accomplish this objective, OCC will continue outreach and education efforts among its suppliers to promote industry best practices.

 

One area for further mitigating risk in OCC’s supply chain is to identify the countries of origin of all 3TG minerals in its products. Several of OCC's suppliers routinely provide responses at a supplier-wide level, and not specifically with respect to the component materials that these suppliers supplied to OCC. We have improved our risk assessment by requesting that all CFSI Reporting Templates be completed at the product level and by providing a list of relevant products purchased from each supplier to aid in completion.

 

 

 

Step 4. Carry Out Independent Third-Party Audit of Smelter/Refiners Due Diligence Practices

 

If necessary, and to the extent OCC could reasonably do so, OCC would provide information requested in connection with audits of conflict minerals smelters and refiners conducted by third parties.

 

Step 5. Report Annually on Supply Chain Due Diligence

 

This report constitutes OCC's annual report on its conflict minerals due diligence and is publicly available on the Company's website. The information contained in, and that can be accessed through, the website of the Company is not, and shall not be deemed to be, a part of this report or the related Form SD or incorporated into any other filings Optical Cable Corporation makes with the SEC.

 

The following table is a list of smelters, provided to OCC by its suppliers, of 3TG minerals used to manufacture OCC’s products that may have been sourced from the DRC or its adjoining countries.

 

 

PRODUCT MINERAL

SMELTER

COUNTRY

Gold

8853 S.p.A.

ITALY

Gold

Abington Reldan Metals, LLC

UNITED STATES OF AMERICA

Gold

Advanced Chemical Company

UNITED STATES OF AMERICA

Gold

African Gold Refinery

UGANDA

Gold

AGR (Perth Mint Australia)

AUSTRALIA

Gold

Aida Chemical Industries Co., Ltd.

JAPAN

Gold

Al Etihad Gold LLC

UNITED ARAB EMIRATES

Gold

Al Etihad Gold Refinery DMCC

UNITED ARAB EMIRATES

Gold

Allgemeine Gold-und Silberscheideanstalt A.G.

GERMANY

Gold

Almalyk Mining and Metallurgical Complex (AMMC)

UZBEKISTAN

Gold

AngloGold Ashanti Córrego do Sítio Mineração

BRAZIL

Gold

Argor-Heraeus S.A.

SWITZERLAND

Gold

Asahi Pretec Corp.

JAPAN

Gold

Asahi Refining Canada Ltd.

CANADA

Gold

Asahi Refining USA Inc.

UNITED STATES OF AMERICA

Gold

Asaka Riken Co., Ltd.

JAPAN

Gold

ATAkulche

TURKEY

Gold

Atasay Kuyumculuk Sanayi Ve Ticaret A.S.

TURKEY

Gold

AU Traders and Refiners

SOUTH AFRICA

Gold

AURA-II

UNITED STATES OF AMERICA

Gold

Aurubis AG

GERMANY

Gold

Bangalore Refinery

INDIA

Gold

Bangko Sentral ng Pilipinas (Central Bank of the Philippines)

PHILIPPINES

Gold

Boliden AB

SWEDEN

Gold

C. Hafner GmbH + Co. KG

GERMANY

Gold

Caridad

MEXICO

Gold

CCR

CANADA

Gold

CCR Refinery - Glencore Canada Corporation

CANADA

 

 

 

Gold

Cendres + Métaux S.A.

SWITZERLAND

Gold

CGR Metalloys Pvt Ltd.

INDIA

Gold

CHALCO Yunnan Copper Co. Ltd.

CHINA

Gold

Chimet S.p.A.

ITALY

Gold

Chugai Mining

JAPAN

Gold

Daejin Indus Co., Ltd.

KOREA, REPUBLIC OF

Gold

Daye Non-Ferrous Metals Mining Ltd.

CHINA

Gold

DEGUSSA

GERMANY

Gold

Degussa Sonne / Mond Goldhandel GmbH

GERMANY

Gold

Dijllah Gold Refinery FZC

UNITED ARAB EMIRATES

Gold

Doduco

GERMANY

Gold

DODUCO Contacts and Refining GmbH

GERMANY

Gold

Dowa

JAPAN

Gold

DS PRETECH Co., Ltd.

KOREA, REPUBLIC OF

Gold

DSC (Do Sung Corporation)

KOREA, REPUBLIC OF

Gold

Eco-System Recycling Co., Ltd. East Plant

JAPAN

Gold

Eco-System Recycling Co., Ltd. North Plant

JAPAN

Gold

Eco-System Recycling Co., Ltd. West Plant

JAPAN

Gold

Elemetal Refining, LLC

UNITED STATES OF AMERICA

Gold

Emirates Gold DMCC

UNITED ARAB EMIRATES

Gold

Fidelity Printers and Refiners Ltd.

ZIMBABWE

Gold

Fujairah Gold FZC

UNITED ARAB EMIRATES

Gold

Fujian Zijin mining stock company gold smelter

CHINA

Gold

GCC Gujrat Gold Centre Pvt. Ltd.

INDIA

Gold

Geib Refining Corporation

UNITED STATES OF AMERICA

Gold

Gold Refinery of Zijin Mining Group Co., Ltd.

CHINA

Gold

Great Wall Precious Metals Co,. LTD.

CHINA

Gold

Great Wall Precious Metals Co., Ltd. of CBPM

CHINA

Gold

Guangdong Gaoyao Co

CHINA

Gold

Guangdong Jinding Gold Limited

CHINA

Gold

Guangdong macro jin precious metal smelting

CHINA

Gold

Gujarat Gold Centre

INDIA

Gold

Guoda Safina High-Tech Environmental Refinery Co., Ltd.

CHINA

Gold

Hangzhou Fuchunjiang Smelting Co., Ltd.

CHINA

Gold

HeeSung Metal Ltd.

KOREA, REPUBLIC OF

Gold

Heimerle + Meule GmbH

GERMANY

Gold

Henan Yuguang Gold & Lead Co., Ltd.

CHINA

Gold

Heraeus Ltd. Hong Kong

CHINA

Gold

Heraeus Metals Hong Kong Ltd.

CHINA

Gold

Heraeus Precious Metals GmbH & Co. KG

GERMANY

Gold

Hunan Chenzhou Mining Co., Ltd.

CHINA

Gold

Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.

CHINA

Gold

HwaSeong CJ CO., LTD.

KOREA, REPUBLIC OF

Gold

Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.

CHINA

Gold

International Precious Metal Refiners

UNITED ARAB EMIRATES

Gold

Ishifuku Metal Industry Co., Ltd.

JAPAN

 

 

 

Gold

Istanbul Gold Refinery

TURKEY

Gold

Italpreziosi

ITALY

Gold

Japan Mint

JAPAN

Gold

Jiangxi Copper Co., Ltd.

CHINA

Gold

Johnson Matthey Inc.

UNITED STATES OF AMERICA

Gold

JSC Ekaterinburg Non-Ferrous Metal Processing Plant

RUSSIAN FEDERATION

Gold

JSC Uralelectromed

RUSSIAN FEDERATION

Gold

JX Nippon Mining & Metals Co., Ltd.

JAPAN

Gold

Kaloti Precious Metals

UNITED ARAB EMIRATES

Gold

Kazakhmys Smelting LLC

KAZAKHSTAN

Gold

Kazzinc

KAZAKHSTAN

Gold

Kennecott Utah Copper LLC

UNITED STATES OF AMERICA

Gold

KGHM Polska Miedź Spółka Akcyjna

POLAND

Gold

Kojima Chemicals Co., Ltd.

JAPAN

Gold

Korea Zinc Co., Ltd.

KOREA, REPUBLIC OF

Gold

Kosak Seiren

JAPAN

Gold

Kyrgyzaltyn JSC

KYRGYZSTAN

Gold

Kyshtym Copper-Electrolytic Plant ZAO

RUSSIAN FEDERATION

Gold

L'azurde Company For Jewelry

SAUDI ARABIA

Gold

LiBaoJia

CHINA

Gold

LinBao Gold Mining

CHINA

Gold

Lingbao Gold Co., Ltd.

CHINA

Gold

Lingbao Jinyuan Tonghui Refinery Co., Ltd.

CHINA

Gold

L'Orfebre S.A.

ANDORRA

Gold

LS-NIKKO Copper Inc.

KOREA, REPUBLIC OF

Gold

Luoyang Zijin Yinhui Gold Refinery Co., Ltd.

CHINA

Gold

Marsam Metals

BRAZIL

Gold

Materion

UNITED STATES OF AMERICA

Gold

Matsuda Sangyo Co., Ltd.

JAPAN

Gold

Metalor Switzerland

SWITZERLAND

Gold

Metalor Technologies (Hong Kong) Ltd.

CHINA

Gold

Metalor Technologies (Singapore) Pte., Ltd.

SINGAPORE

Gold

Metalor Technologies (Suzhou) Ltd.

CHINA

Gold

Metalor Technologies S.A.

SWITZERLAND

Gold

Metalor USA Refining Corporation

UNITED STATES OF AMERICA

Gold

Metalúrgica Met-Mex Peñoles S.A. De C.V.

MEXICO

Gold

Mitsubishi Materials Corporation

JAPAN

Gold

Mitsui Mining and Smelting Co., Ltd.

JAPAN

Gold

MMTC-PAMP India Pvt., Ltd.

INDIA

Gold

Modeltech Sdn Bhd

MALAYSIA

Gold

Morris and Watson

NEW ZEALAND

Gold

Morris and Watson Gold Coast

AUSTRALIA

Gold

Moscow Special Alloys Processing Plant

RUSSIAN FEDERATION

Gold

Nadir Metal Rafineri San. Ve Tic. A.Ş.

TURKEY

Gold

Navoi Mining and Metallurgical Combinat

UZBEKISTAN

Gold

NH Recytech Company

KOREA, REPUBLIC OF

Gold

Nihon Material Co., Ltd.

JAPAN

 

 

 

Gold

Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH

AUSTRIA

Gold

Ohura Precious Metal Industry Co., Ltd.

JAPAN

Gold

OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)

RUSSIAN FEDERATION

Gold

OJSC Novosibirsk Refinery

RUSSIAN FEDERATION

Gold

PAMP S.A.

SWITZERLAND

Gold

Pease & Curren

UNITED STATES OF AMERICA

Gold

Penglai Penggang Gold Industry Co., Ltd.

CHINA

Gold

Planta Recuperadora de Metales SpA

CHILE

Gold

Prioksky Plant of Non-Ferrous Metals

RUSSIAN FEDERATION

Gold

PT Aneka Tambang (Persero) Tbk

INDONESIA

Gold

PX Précinox S.A.

SWITZERLAND

Gold

QG Refining, LLC

UNITED STATES OF AMERICA

Gold

Rand Refinery (Pty) Ltd.

SOUTH AFRICA

Gold

Refinery of Seemine Gold Co., Ltd.

CHINA

Gold

Remondis Argentia B.V.

NETHERLANDS

Gold

REMONDIS PMR B.V.

NETHERLANDS

Gold

Republic Metals Corporation

UNITED STATES OF AMERICA

Gold

Royal Canadian Mint

CANADA

Gold

SAAMP

FRANCE

Gold

Sabin Metal Corp.

UNITED STATES OF AMERICA

Gold

Safimet S.p.A

ITALY

Gold

SAFINA A.S.

CZECHIA

Gold

Sai Refinery

INDIA

Gold

Samwon Metals Corp.

KOREA, REPUBLIC OF

Gold

SAXONIA Edelmetalle GmbH

GERMANY

Gold

Schone Edelmetaal B.V.

NETHERLANDS

Gold

SEMPSA Joyería Platería S.A.

SPAIN

Gold

Shandong Hengbang Smelter Co., Ltd.

CHINA

Gold

Shandong Humon Smelting Co., Ltd.

CHINA

Gold

Shandong Tiancheng Biological Gold Industrial Co., Ltd.

CHINA

Gold

Shandong Zhaojin Gold & Silver Refinery Co., Ltd.

CHINA

Gold

Shenzhen Zhonghenglong Real Industry Co., Ltd.

CHINA

Gold

Sichuan Tianze Precious Metals Co., Ltd.

CHINA

Gold

Singway Technology Co., Ltd.

TAIWAN, PROVINCE OF CHINA

Gold

SOE Shyolkovsky Factory of Secondary Precious Metals

RUSSIAN FEDERATION

Gold

Solar Applied Materials Technology Corp.

TAIWAN, PROVINCE OF CHINA

Gold

Sovereign Metals

INDIA

Gold

State Research Institute Center for Physical Sciences and Technology

LITHUANIA

Gold

Sudan Gold Refinery

SUDAN

Gold

Sumitomo Metal Mining Co., Ltd.

JAPAN

Gold

SungEel HiMetal Co., Ltd.

KOREA, REPUBLIC OF

Gold

SungEel HiTech

KOREA, REPUBLIC OF

Gold

Super Dragon Technology Co., Ltd.

TAIWAN, PROVINCE OF CHINA

Gold

T.C.A S.p.A

ITALY

Gold

Tanaka Kikinzoku Kogyo K.K.

JAPAN

 

 

 

Gold

The Refinery of Shandong Gold Mining Co., Ltd.

CHINA

Gold

Tokuriki Honten Co., Ltd.

JAPAN

Gold

Tony Goetz NV

BELGIUM

Gold

TOO Tau-Ken-Altyn

KAZAKHSTAN

Gold

Torecom

KOREA, REPUBLIC OF

Gold

Umicore Brasil Ltda.

BRAZIL

Gold

Umicore Precious Metals Thailand

THAILAND

Gold

Umicore S.A. Business Unit Precious Metals Refining

BELGIUM

Gold

United Precious Metal Refining, Inc.

UNITED STATES OF AMERICA

Gold

Universal Precious Metals Refining Zambia

ZAMBIA

Gold

Valcambi S.A.

SWITZERLAND

Gold

Western Australian Mint (T/a The Perth Mint)

AUSTRALIA

Gold

WIELAND Edelmetalle GmbH

GERMANY

Gold

Yamakin Co., Ltd.

JAPAN

Gold

Yamamoto Precious Metal Co., Ltd.

JAPAN

Gold

Yokohama Metal Co., Ltd.

JAPAN

Gold

Yunnan Copper Industry Co., Ltd.

CHINA

Gold

Zhe Jiang Guang Yuan Noble Metal Smelting Factory

CHINA

Gold

Zhongkuang Gold Industry Co., Ltd.

CHINA

Gold

Zhongyuan Gold Smelter of Zhongjin Gold Corporation

CHINA

Tantalum

Asaka Riken Co., Ltd.

JAPAN

Tantalum

Changsha South Tantalum Niobium Co., Ltd.

CHINA

Tantalum

Conghua Tantalum and Niobium Smeltry

CHINA

Tantalum

CP Metals Inc.

UNITED STATES OF AMERICA

Tantalum

D Block Metals, LLC

UNITED STATES OF AMERICA

Tantalum

Exotech Inc.

UNITED STATES OF AMERICA

Tantalum

F&X Electro-Materials Ltd.

CHINA

Tantalum

FIR Metals & Resource Ltd.

CHINA

Tantalum

Global Advanced Metals Aizu

JAPAN

Tantalum

Global Advanced Metals Boyertown

UNITED STATES OF AMERICA

Tantalum

Guangdong Rising Rare Metals-EO Materials Ltd.

CHINA

Tantalum

Guangdong Zhiyuan New Material Co., Ltd.

CHINA

Tantalum

H.C. Starck Co., Ltd.

THAILAND

Tantalum

H.C. Starck Hermsdorf GmbH

GERMANY

Tantalum

H.C. Starck Inc.

UNITED STATES OF AMERICA

Tantalum

H.C. Starck Ltd.

JAPAN

Tantalum

H.C. Starck Smelting GmbH & Co. KG

GERMANY

Tantalum

H.C. Starck Tantalum and Niobium GmbH

GERMANY

Tantalum

Hengyang King Xing Lifeng New Materials Co., Ltd.

CHINA

Tantalum

Jiangxi Dinghai Tantalum & Niobium Co., Ltd.

CHINA

Tantalum

Jiangxi Tuohong New Raw Material

CHINA

Tantalum

Jiujiang Janny New Material Co., Ltd.

CHINA

Tantalum

Jiujiang Nonferrous Metals Smelting Company Limited

CHINA

Tantalum

Jiujiang Tanbre Co., Ltd.

CHINA

Tantalum

Jiujiang Zhongao Tantalum & Niobium Co., Ltd.

CHINA

Tantalum

KEMET Blue Metals

MEXICO

Tantalum

KEMET Blue Powder

UNITED STATES OF AMERICA

Tantalum

LSM Brasil S.A.

BRAZIL

 

 

 

Tantalum

Metallurgical Products India Pvt., Ltd.

INDIA

Tantalum

Mineração Taboca S.A.

BRAZIL

Tantalum

Mitsui Mining & Smelting

JAPAN

Tantalum

Mitsui Mining and Smelting Co., Ltd.

JAPAN

Tantalum

Ningxia Orient Tantalum Industry Co., Ltd.

CHINA

Tantalum

NPM Silmet AS

ESTONIA

Tantalum

Power Resources Ltd.

MACEDONIA, THE FORMER YUGOSLAV REPUBLIC OF

Tantalum

QuantumClean

UNITED STATES OF AMERICA

Tantalum

Resind Indústria e Comércio Ltda.

BRAZIL

Tantalum

RFH Tantalum Smeltery Co., Ltd./Yanling Jincheng Tantalum & Niobium Co., Ltd.

CHINA

Tantalum

RFH Tantalum Smeltry Co., Ltd.

CHINA

Tantalum

Solikamsk Magnesium Works OAO

RUSSIAN FEDERATION

Tantalum

Taki Chemical Co., Ltd.

JAPAN

Tantalum

Telex Metals

UNITED STATES OF AMERICA

Tantalum

Ulba Metallurgical Plant JSC

KAZAKHSTAN

Tantalum

XinXing HaoRong Electronic Material Co., Ltd.

CHINA

Tantalum

Yichun Jin Yang Rare Metal Co., Ltd.

CHINA

Tin

Alpha

UNITED STATES OF AMERICA

Tin

Alpha Metals

UNITED STATES OF AMERICA

Tin

Alpha Metals Taiwan

UNITED STATES OF AMERICA

Tin

An Vinh Joint Stock Mineral Processing Company

VIET NAM

Tin

Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.

CHINA

Tin

Chifeng Dajingzi Tin Industry Co., Ltd.

CHINA

Tin

China Tin Group Co., Ltd.

CHINA

Tin

China Yunnan Tin Co Ltd.

CHINA

Tin

CNMC (Guangxi) PGMA Co., Ltd.

CHINA

Tin

Cookson

UNITED STATES

Tin

CV Ayi Jaya

INDONESIA

Tin

CV Dua Sekawan

INDONESIA

Tin

CV Gita Pesona

INDONESIA

Tin

CV Nurjanah

INDONESIA

Tin

CV Serumpun Sebalai

INDONESIA

Tin

CV Tiga Sekawan

INDONESIA

Tin

CV United Smelting

INDONESIA

Tin

CV Venus Inti Perkasa

INDONESIA

Tin

Dongguan CiEXPO Environmental Engineering Co., Ltd.

CHINA

Tin

Dowa

JAPAN

Tin

Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company

VIET NAM

Tin

EM Vinto

BOLIVIA (PLURINATIONAL STATE OF)

Tin

ENAF

BOLIVIA

Tin

Estanho de Rondônia S.A.

BRAZIL

Tin

Fenix Metals

POLAND

Tin

Gejiu City Fuxiang Industry and Trade Co., Ltd.

CHINA

Tin

Gejiu Fengming Metallurgy Chemical Plant

CHINA

 

 

 

Tin

Gejiu Jinye Mineral Company

CHINA

Tin

Gejiu Kai Meng Industry and Trade LLC

CHINA

Tin

Gejiu Non-Ferrous Metal Processing Co., Ltd.

CHINA

Tin

Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.

CHINA

Tin

Gejiu Zili Mining And Metallurgy Co., Ltd.

CHINA

Tin

Guangdong Hanhe Non-Ferrous Metal Co., Ltd.

CHINA

Tin

Guanyang Guida Nonferrous Metal Smelting Plant

CHINA

Tin

HuiChang Hill Tin Industry Co., Ltd.

CHINA

Tin

Huichang Jinshunda Tin Co., Ltd.

CHINA

Tin

Jiangxi New Nanshan Technology Ltd.

CHINA

Tin

Jiangxi Shunda Huichang Kam Tin Co., Ltd.

CHINA

Tin

Liuzhhou China Tin

CHINA

Tin

Ma'anshan Weitai Tin Co., Ltd.

CHINA

Tin

Magnu's Minerais Metais e Ligas Ltda.

BRAZIL

Tin

Malaysia Smelting Corporation (MSC)

MALAYSIA

Tin

Melt Metais e Ligas S.A.

BRAZIL

Tin

Metallic Resources, Inc.

UNITED STATES OF AMERICA

Tin

Metallo Belgium N.V.

BELGIUM

Tin

Metallo Spain S.L.U.

SPAIN

Tin

Minchali Metal Industry Co., Ltd.

TAIWAN

Tin

Mineração Taboca S.A.

BRAZIL

Tin

Mineracao Taboca SA

BRAZIL

Tin

Minsur

PERU

Tin

Mitsubishi Materials Corporation

JAPAN

Tin

Modeltech Sdn Bhd

MALAYSIA

Tin

Nankang Nanshan Tin Manufactory Co., Ltd.

CHINA

Tin

Nghe Tinh Non-Ferrous Metals Joint Stock Company

VIET NAM

Tin

O.M. Manufacturing (Thailand) Co., Ltd.

THAILAND

Tin

O.M. Manufacturing Philippines, Inc.

PHILIPPINES

Tin

OMSA

BOLIVIA

Tin

Operaciones Metalurgical S.A.

BOLIVIA (PLURINATIONAL STATE OF)

Tin

Operaciones Metalúrgicas S.A.

BOLIVIA (PLURINATIONAL STATE OF)

Tin

Pongpipat Company Limited

MYANMAR

Tin

Precious Minerals and Smelting Limited

INDIA

Tin

PT Aries Kencana Sejahtera

INDONESIA

Tin

PT Artha Cipta Langgeng

INDONESIA

Tin

PT ATD Makmur Mandiri Jaya

INDONESIA

Tin

PT Babel Inti Perkasa

INDONESIA

Tin

PT Babel Surya Alam Lestari

INDONESIA

Tin

PT Bangka Prima Tin

INDONESIA

Tin

PT Bangka Serumpun

INDONESIA

Tin

PT Bangka Tin Industry

INDONESIA

Tin

PT Belitung Industri Sejahtera

INDONESIA

Tin

PT Bukit Timah

INDONESIA

Tin

PT DS Jaya Abadi

INDONESIA

Tin

PT Eunindo Usaha Mandiri

INDONESIA

 

 

 

Tin

PT Indora Ermulti

INDONESIA

Tin

PT Inti Stania Prima

INDONESIA

Tin

PT Justindo

INDONESIA

Tin

PT Karimun Mining

INDONESIA

Tin

PT Kijang Jaya Mandiri

INDONESIA

Tin

PT Lautan Harmonis Sejahtera

INDONESIA

Tin

PT Menara Cipta Mulia

INDONESIA

Tin

PT Mitra Stania Prima

INDONESIA

Tin

PT O.M. Indonesia

INDONESIA

Tin

PT Panca Mega Persada

INDONESIA

Tin

PT Premium Tin Indonesia

INDONESIA

Tin

PT Prima Timah Utama

INDONESIA

Tin

PT Rajawali Rimba Perkasa

INDONESIA

Tin

PT Rajehan Ariq

INDONESIA

Tin

PT Refined Bangka Tin

INDONESIA

Tin

PT Sariwiguna Binasentosa

INDONESIA

Tin

PT Stanindo Inti Perkasa

INDONESIA

Tin

PT Sukses Inti Makmur

INDONESIA

Tin

PT Sumber Jaya Indah

INDONESIA

Tin

PT Tambang Timah

INDONESIA

Tin

PT Timah (Persero) Tbk Kundur

INDONESIA

Tin

PT Timah (Persero) Tbk Mentok

INDONESIA

Tin

PT Timah Tbk Kundur

INDONESIA

Tin

PT Tinindo Inter Nusa

INDONESIA

Tin

PT Tirus Putra Mandiri

INDONESIA

Tin

PT Tommy Utama

INDONESIA

Tin

Resind Indústria e Comércio Ltda.

BRAZIL

Tin

Rohm und Haas

GERMANY

Tin

Rui Da Hung

TAIWAN, PROVINCE OF CHINA

Tin

Soft Metais Ltda.

BRAZIL

Tin

Super Ligas

BRAZIL

Tin

Taicang City Nancang Metal Material Co., Ltd.

CHINA

Tin

Taiwan high-tech Co., Ltd.

TAIWAN

Tin

Thai Nguyen Mining and Metallurgy Co., Ltd.

VIET NAM

Tin

Thailand Smelting & Refining Co Ltd

THAILAND

Tin

Thaisarco

THAILAND

Tin

Tianshui ling bo technology co., Ltd

CHINA

Tin

Tin Technology & Refining

UNITED STATES OF AMERICA

Tin

Toboca/ Paranapenema

BRAZIL

Tin

Tuyen Quang Non-Ferrous Metals Joint Stock Company

VIET NAM

Tin

White Solder Metalurgia e Mineração Ltda.

BRAZIL

Tin

Yuecheng Tin com., LTD

CHINA

Tin

Yunnan Chengfeng Non-ferrous Metals Co., Ltd.

CHINA

Tin

Yunnan Tin Company Limited

CHINA

Tin

Yunnan Tin Company, Ltd.

CHINA

Tin

Yunnan Yunfan Non-ferrous Metals Co., Ltd.

CHINA

Tungsten

A.L.M.T. Tungsten Corp.

JAPAN

Tungsten

ACL Metais Eireli

BRAZIL

 

 

 

Tungsten

Albasteel Industria e Comercio de Ligas Para Fundicao Ltd.

BRAZIL

Tungsten

Asia Tungsten Products Vietnam Ltd.

VIET NAM

Tungsten

Chenzhou Diamond Tungsten Products Co., Ltd.

CHINA

Tungsten

China Molybdenum Tungsten Co., Ltd.

CHINA

Tungsten

Chongyi Zhangyuan Tungsten Co., Ltd.

CHINA

Tungsten

CNMC (Guangxi) PGMA Co., Ltd.

CHINA

Tungsten

CP Metals Inc.

UNITED STATES OF AMERICA

Tungsten

Fujian Ganmin RareMetal Co., Ltd.

CHINA

Tungsten

Fujian Jinxin Tungsten Co., Ltd.

CHINA

Tungsten

Ganzhou Haichuang Tungsten Co., Ltd.

CHINA

Tungsten

Ganzhou Huaxing Tungsten Products Co., Ltd.

CHINA

Tungsten

Ganzhou Jiangwu Ferrotungsten Co., Ltd.

CHINA

Tungsten

Ganzhou Seadragon W & Mo Co., Ltd.

CHINA

Tungsten

Ganzhou Yatai Tungsten Co., Ltd.

CHINA

Tungsten

Global Tungsten & Powders Corp.

UNITED STATES OF AMERICA

Tungsten

Guangdong Xianglu Tungsten Co., Ltd.

CHINA

Tungsten

H.C. Starck Smelting GmbH & Co. KG

GERMANY

Tungsten

H.C. Starck Tungsten GmbH

GERMANY

Tungsten

Hunan Chenzhou Mining Co., Ltd.

CHINA

Tungsten

Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji

CHINA

Tungsten

Hunan Chunchang Nonferrous Metals Co., Ltd.

CHINA

Tungsten

Hunan Litian Tungsten Industry Co., Ltd.

CHINA

Tungsten

Hydrometallurg, JSC

RUSSIAN FEDERATION

Tungsten

Japan New Metals Co., Ltd.

JAPAN

Tungsten

Jiangwu H.C. Starck Tungsten Products Co., Ltd.

CHINA

Tungsten

Jiangxi Dayu Longxintai Tungsten Co., Ltd.

CHINA

Tungsten

Jiangxi Gan Bei Tungsten Co., Ltd.

CHINA

Tungsten

Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.

CHINA

Tungsten

Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.

CHINA

Tungsten

Jiangxi Xinsheng Tungsten Industry Co., Ltd.

CHINA

Tungsten

Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.

CHINA

Tungsten

Jiangxi Yaosheng Tungsten Co., Ltd.

CHINA

Tungsten

JSC "Kirovgrad Hard Alloys Plant"

RUSSIAN FEDERATION

Tungsten

Kennametal Fallon

UNITED STATES OF AMERICA

Tungsten

Kennametal Huntsville

UNITED STATES OF AMERICA

Tungsten

KGETS Co., Ltd.

KOREA, REPUBLIC OF

Tungsten

Lianyou Metals Co., Ltd.

TAIWAN, PROVINCE OF CHINA

Tungsten

Malipo Haiyu Tungsten Co., Ltd.

CHINA

Tungsten

Masan Tungsten Chemical LLC (MTC)

VIET NAM

Tungsten

Moliren Ltd.

RUSSIAN FEDERATION

Tungsten

Niagara Refining LLC

UNITED STATES OF AMERICA

Tungsten

Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC

VIET NAM

Tungsten

Philippine Chuangxin Industrial Co., Inc.

PHILIPPINES

Tungsten

South-East Nonferrous Metal Company Limited of Hengyang City

CHINA

 

 

 

Tungsten

Tejing (Vietnam) Tungsten Co., Ltd.

VIET NAM

Tungsten

Unecha Refractory metals plant

RUSSIAN FEDERATION

 

 

After exercising due diligence, OCC was unable to determine whether the 3TG minerals that may have been sourced from the DRC or its adjoining countries were from recycled or scrap sources or whether such minerals directly or indirectly financed or benefited armed groups. To improve its ability to conduct due diligence, OCC will continue to request completed CFSI Reporting Templates from its suppliers and to emphasize its support of the reporting requirements.