UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM SD

 

 

Specialized Disclosure Report

 

 

HONDA GIKEN KOGYO KABUSHIKI KAISHA

(Exact name of Registrant as specified in its charter)

 

 

HONDA MOTOR CO., LTD.

(Translation of Registrant’s name into English)

 

 

 

Japan   001-07628   98-0337854
(State or other jurisdiction
of incorporation or organization)
  (Commission
File Number)
  (IRS Employer
Identification No.)

No. 1-1, Minami-Aoyama 2-chome, Minato-ku, Tokyo 107-8556, Japan

(Address of principal executive offices)

David Iida, Honda North America, Inc., ir@hna.honda.com, (212)707-9924

(Name and telephone number, including area code, of the person to contact in connection with this report.)

 

 

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

 

Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2019.

 

 

 


Introduction

Honda Motor Co., Ltd. (“Honda” or “registrant”) develops, produces, and manufactures a variety of motor products, including motorcycle, automobile and power products.

Section 1 – Conflict Minerals Disclosure

 

Item 1.01

Conflict Minerals Disclosure and Report

Conflict Minerals Disclosure

Honda has determined that tin, tantalum, tungsten and gold (“conflict minerals”) are necessary to the functionality or production of the majority of motorcycle, automobile and power products manufactured by Honda or contracted by Honda to be manufactured. Accordingly, Honda has conducted in good faith a reasonable country of origin inquiry (“RCOI”) regarding such conflict minerals that is reasonably designed to determine whether any of the conflict minerals originated in the Democratic Republic of the Congo (“DRC”) or its adjoining countries or are from recycled or scrap sources. For the RCOI, Honda conducted a supply chain survey using the Conflict Minerals Reporting Template published by the Responsible Minerals Initiative, formerly known as the Conflict-Free Sourcing Initiative.

Based on the RCOI, Honda has exercised due diligence on the source and chain of custody of such conflict minerals that conforms to the Organisation for Economic Co-operation and Development Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, Third Edition (the “OECD Guidance”), an internationally recognized due diligence framework. However, Honda was unable to determine that its necessary conflict minerals did not originate in the DRC or its adjoining countries or did come from recycled or scrap sources; accordingly, Honda has prepared a Conflict Minerals Report, which is filed as Exhibit 1.01 hereto.

A copy of Honda’s Conflict Minerals Report is available at the following website:

https://global.honda/investors/library.html

 

Item 1.02

Exhibit

A copy of Honda’s Conflict Minerals Report is filed as Exhibit 1.01 to this specialized disclosure report.

Section 2 – Exhibits

 

Item 2.01

Exhibits

The following exhibit is filed as part of this report

Exhibit 1.01 – Conflict Minerals Report as required by Item 1.01 and 1.02.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

HONDA MOTOR CO., LTD.

 

By:  

/s/ Kohei Takeuchi

     

May 26, 2020

Name:   Kohei Takeuchi       (Date)
Title:  

Senior Managing Officer and Director

Chief Financial Officer

     
EX-1.01

Exhibit 1.01

Conflict Minerals Report of Honda Motor Co., Ltd. in accordance with Rule 13p-1 under the

Securities Exchange Act of 1934

 

I.

Introduction

This Conflict Minerals Report for Honda Motor Co., Ltd. (together with its consolidated subsidiaries and equity method affiliates, “Honda,” “we,” or “our”) is provided in accordance with Rule 13p-1 under the Securities Exchange Act of 1934 (“Rule 13p-1”) for the reporting period from January 1 to December 31, 2019.

Honda develops, produces, and manufactures a variety of motor products, including motorcycle, automobile and power products. Honda has determined that “conflict minerals,” as defined in Form SD (also referred to herein as “3TG”), are necessary to the functionality or production of the majority of the motorcycle, automobile and power products manufactured by Honda or contracted by Honda to be manufactured.

Honda relies on our direct suppliers to provide information about the origin of any 3TG contained in components and materials supplied to us, including for components and materials that are supplied to us indirectly from lower tier suppliers. It is difficult for us to identify upstream actors from our direct suppliers because of our size, the complexity of our products, and the depth, breadth and constant evolution of our supply chain. Accordingly, we participate in a number of industry-wide initiatives as described in various sections below.

Following our reasonable country of origin inquiry (“RCOI”), as required by Item 1.01(a) of Form SD, Honda did not obtain information that any necessary conflict minerals contained in our products originated in the Democratic Republic of the Congo (the “DRC”) or in adjoining countries or that such necessary conflict minerals were not from recycled or scrap sources. However, we have reason to believe that necessary conflict minerals contained in our products may have originated in the DRC or in adjoining countries and have reason to believe that they may not be from recycled or scrap sources. Accordingly, as required by Item 1.01(c) of Form SD, Honda conducted due diligence on the source and chain of custody of the necessary conflict minerals provided to us by suppliers and contained in our products for the reporting period from January 1 to December 31, 2019. The result of our due diligence process was that we were not able to obtain adequate information from the direct suppliers in our supply chain to be able to make any conclusive determinations as to the source of such necessary conflict minerals.

 

1


II.

Description of Products

Honda develops, produces, and manufactures a variety of motor products, including motorcycle, automobile, and power products, among others. Honda’s motorcycle products range from the 50 cc class to the 1800 cc class in cylinder displacement and use internal combustion engines of air- or water-cooled, four-cycle, and single, two, four or six-cylinder. Honda also has electric vehicles in its lineup. Honda’s motorcycle line consists of sports, business and commuter models. Honda also produces all-terrain vehicles and side-by-sides. Honda’s automobile products use gasoline engines of three, four or six-cylinder, diesel engines, gasoline-electric hybrid systems and gasoline-electric plug-in hybrid systems. Honda also offers alternative fuel-powered vehicles such as battery electric, fuel cell, and flexible fuel vehicles. Honda’s power products include tillers, generators, general purpose engines, outboard marine engines, water pumps, lawn mowers, brush cutters, riding mowers, robotic mowers, snow blowers, walking assist devices, and portable battery inverter power sources. In addition, Honda manufactures portable and swappable battery rechargeable with renewable energy and provides energy management service for EV owners to charge their car with the renewables. Honda also manufactures the HondaJet aircraft.

 

III.

Reasonable Country of Origin Inquiry (RCOI)

Among Honda and its consolidated subsidiaries and equity method affiliates, we identified the entities which manufactured products delivered to markets. Then, we requested the direct suppliers from which those entities procured any materials, parts, or equipment to respond to the RCOI survey.

We issued an RCOI survey using the Conflict Minerals Reporting Template (“CMRT”), developed by the Responsible Minerals Initiative (“RMI”), to collect information from identified direct suppliers. Honda used supplier responses to the CMRT to determine whether the products that suppliers manufacture or that we contract with others to manufacture for Honda contained any 3TG necessary to the functionality or production of their products. In addition, Honda recorded the self reported status of suppliers who assert that there are no 3TG in their materials supplied to Honda.

Honda’s regional working groups, which are located in every region that Honda conducts business, worked with more than 7,000 suppliers in order to understand 3TG usage in its supply chain. These regional working groups collected and reviewed responses to the RCOI survey from our direct suppliers and inquired about incomplete responses or discrepancies. The groups also followed up with direct suppliers who did not respond to the RCOI survey.

 

2


IV.

Due Diligence

 

A.

Design of Due Diligence

Our conflict minerals due diligence measures have been designed to conform, in all material respects, with the Organisation for Economic Co-operation and Development Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (the “OECD Guidance”), an internationally recognized due diligence framework, as applicable for tin, tantalum, tungsten, gold and “downstream companies” as the term is defined in the OECD Guidance. We designed due diligence measures that included action to (i) establish strong company management systems, (ii) identify and assess risks in the supply chain, (iii) design and implement a strategy to respond to identified risks, (iv) carry out independent third-party audit of supply chain due diligence at identified points in the supply chain, and (v) report annually on supply chain due diligence.

 

B.

Due Diligence Measures Performed

 

(i)

Establish strong company management systems:

 

  a.

Honda continued to communicate its company conflict minerals policy to its suppliers and other stakeholders. Honda’s conflict minerals policy is incorporated into Honda’s sustainability report, which is publicly available on the Honda website: https://global.honda/about/sustainability/report/pdf-download.html

 

  b.

Honda’s internal committee for conflict minerals continued to oversee the supply chain due diligence process for Honda. This committee includes operating officers and directors from the Business Management, Human Resources and Corporate Governance and Purchasing departments.

 

  c.

Honda’s regional working groups continued to conduct the due diligence measures in each region where Honda is operating its business. Honda manages its business by region, such as North America, South America, Europe, Asia Pacific, China, and Japan. Based on this geographical segmentation, Honda allocated the responsibility to conduct the due diligence procedures to each of these regional working groups, and their activities were periodically reported to and monitored by the Regional Operating Board and the internal committee for conflict minerals to take appropriate action when we find any concern.

 

  d.

The due diligence procedures are documented in the company’s internal guidelines, and such procedures have been communicated throughout the Honda group companies.

 

3


  e.

The procedures of our RCOI survey were also explained when we requested suppliers to cooperate with our efforts to identify the source of the necessary conflict minerals. Also, Honda’s policy regarding conflict minerals has been informed to our suppliers through various means such as supplier meetings and the Supplier Corporate Social Responsibility Guidelines which has been published by Honda and is available online to suppliers.

 

  f.

In addition, Honda held supplier meetings through the Japan Auto Parts Industries Association (“JAPIA”). Honda North America, Inc., one of Honda’s subsidiaries in the U.S., also supported various supplier training opportunities through the Automotive Industry Action Group (“AIAG”).

 

(ii)

Identify and assess risks in the supply chain:

Honda requested information from suppliers about the smelters and refiners in their supply chains using the CMRT. Honda reviewed responses from direct suppliers and those responses identified some, but not all of the smelters and refiners in our supply chains. Honda leveraged the Responsible Minerals Assurance Process (“RMAP”), initiated by the RMI, and used RMI’s website to determine whether the smelters and refiners identified by our suppliers are verified as RMAP conformant smelters and refiners.

Honda continued to cooperate with industry groups such as Japan Automobile Manufacturers Association, Inc. (“JAMA”), JAPIA and AIAG to urge direct suppliers to obtain accurate and complete information about their lower tier suppliers.

 

(iii)

Design and implement a strategy to respond to identified risks:

 

  a.

Each regional working group has implemented relevant actions to mitigate the risks in their supply chains, including:

 

  -

Following up with direct suppliers who did not respond to the RCOI survey.

 

  -

Reviewing the collected responses and inquiring about any discrepancies in the answers provided.

 

  -

Categorizing the direct suppliers into several groups based on the RCOI survey results and potential risks.

 

  b.

The status of the RCOI survey and due diligence has been reported to the internal committee for conflict minerals. The internal committee has confirmed the status of the due diligence steps and, as necessary, considered actions to mitigate the supply chain risks identified.

 

4


(iv)

Carry out independent third-party audit of supply chain due diligence at identified points in the supply chain:

 

  a.

As suggested in the OECD Guidance, Honda supports an industry initiative that audits smelters’ and refiners’ due diligence activities. That industry initiative is the Responsible Minerals Initiative. The data on which we relied for certain statements in this conflict minerals report was obtained through our membership in the RMI, under member ID code “HOND.”

 

  b.

Honda supports third party audits of conflict minerals smelters and refiners through its membership in JAMA as well as in AIAG, and active support of the Conflict Free Sourcing Working Group in JAPIA. These industry groups have accumulated industry-wide knowledge on conflict minerals’ supply chains, and share such knowledge with the RMI, RBA/GeSI, and OECD. Honda North America, Inc. has joined RMI as a member of a RMI partner association, AIAG. Honda North America, Inc. is one of 11 participants in the AIAG Smelter Engagement Team (“SET”) Work Group who reached out to smelters with the stated goal of improving participation in the auditing process and educating smelters and refiners about the conflict minerals due diligence.

 

(v)

Report annually on supply chain due diligence:

This Conflict Minerals Report is available on our website (https://global.honda/investors/library/cmr.html) to describe the measures taken to determine the source and chain of custody of any of the necessary conflict minerals contained in our products, as well as the results of our due diligence.

Honda is in the process of reviewing the smelters and refiners that were disclosed by our suppliers to confirm which are in our supply chain, while removing duplicates, inoperative facilities, or facilities no longer in our supply chain.

 

C.

Risk Mitigation Steps Honda Will Take

The due diligence process described above is an ongoing process. Honda has taken and will continue to take the following actions to improve the due diligence conducted to further mitigate any risk that necessary conflict minerals in our products could benefit or finance armed groups in the DRC or its adjoining countries.

 

5


  a.

Honda will continue to work with any relevant industry groups, including JAMA, JAPIA and AIAG, to define and improve best practices and build leverage over the supply chain in accordance with the OECD Guidance.

 

  b.

Honda will continue to engage with its direct suppliers and direct them to obtain responses from all lower tier suppliers subject to the RCOI survey, and to improve the content of the RCOI survey responses.

 

V.

Due Diligence Results

 

a.

Facilities used to process the necessary conflict minerals

During the course of our due diligence on the source and chain of custody of the necessary conflict minerals, we have collected information on some, but not all, of the smelters and refiners in our supply chains. Among all the smelters and refiners disclosed to us by our suppliers, we determined that some of them processed minerals sourced in the DRC or its adjoining countries. However, despite our due diligence measures, we were unable to obtain sufficient information to determine which of the smelters and refiners processed the necessary conflict minerals in our products or whether those conflict minerals benefited or financed any armed groups.

 

b.

Countries of origin of the necessary conflict minerals

In 2019, Honda continued its collaboration with its suppliers and worked closely with them to increase awareness of 3TG supply chains, while working towards increased transparency to identify the source of these minerals. However, Honda was unable to identify the countries of origin of all 3TG minerals used in its supply chains.

 

c.

Efforts to determine the conflict minerals’ mines or locations of origin

Through our participation in RMI and by requesting our suppliers to complete the RCOI survey, we have determined that seeking information about the conflict minerals smelters and refiners in our supply chain represents the most reasonable effort we can make to determine the mines or locations of origin of the necessary conflict minerals contained in our supply chains.

 

6


VI.

Independent Audit

In accordance with applicable guidance from the SEC staff, Honda is not required to obtain an independent private sector audit of this Conflict Minerals Report for the year ended December 31, 2019.

Annex1

The following table lists the smelters or refiners reported as certified conformant by our suppliers, which we have matched with RMAP conformant smelters and refiners listed on the RMI website. This information is based on the RMI Smelter List as of May 19, 2020.

 

Metal

  

Facility Name of Smelter or Refiner

  

Smelter ID

Gold

   Advanced Chemical Company    CID000015

Gold

   Aida Chemical Industries Co., Ltd.    CID000019

Gold

   Allgemeine Gold-und Silberscheideanstalt A.G.    CID000035

Gold

   Almalyk Mining and Metallurgical Complex (AMMC)    CID000041

Gold

   AngloGold Ashanti Corrego do Sitio Mineracao    CID000058

Gold

   Argor-Heraeus S.A.    CID000077

Gold

   Asahi Pretec Corp.    CID000082

Gold

   Asaka Riken Co., Ltd.    CID000090

Gold

   Aurubis AG    CID000113

Gold

   Bangko Sentral ng Pilipinas (Central Bank of the Philippines)    CID000128

Gold

   Boliden AB    CID000157

Gold

   C. Hafner GmbH + Co. KG    CID000176

Gold

   CCR Refinery – Glencore Canada Corporation    CID000185

Gold

   Cendres + Metaux S.A.    CID000189

Gold

   Chimet S.p.A.    CID000233

Gold

   Chugai Mining    CID000264

Gold

   DSC (Do Sung Corporation)    CID000359

Gold

   DODUCO Contacts and Refining GmbH    CID000362

Gold

   Dowa    CID000401

Gold

   Eco-System Recycling Co., Ltd. East Plant    CID000425

Gold

   OJSC Novosibirsk Refinery    CID000493

Gold

   LT Metal Ltd.    CID000689

Gold

   Heimerle + Meule GmbH    CID000694

Gold

   Heraeus Metals Hong Kong Ltd.    CID000707

Gold

   Heraeus Precious Metals GmbH & Co. KG    CID000711

Gold

   Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.    CID000801

 

7


Gold

   Ishifuku Metal Industry Co., Ltd.    CID000807

Gold

   Istanbul Gold Refinery    CID000814

Gold

   Japan Mint    CID000823

Gold

   Jiangxi Copper Co., Ltd.    CID000855

Gold

   Asahi Refining USA Inc.    CID000920

Gold

   Asahi Refining Canada Ltd.    CID000924

Gold

   JSC Uralelectromed    CID000929

Gold

   JX Nippon Mining & Metals Co., Ltd.    CID000937

Gold

   Kazzinc    CID000957

Gold

   Kennecott Utah Copper LLC    CID000969

Gold

   Kojima Chemicals Co., Ltd.    CID000981

Gold

   Kyrgyzaltyn JSC    CID001029

Gold

   LS-NIKKO Copper Inc.    CID001078

Gold

   Materion    CID001113

Gold

   Matsuda Sangyo Co., Ltd.    CID001119

Gold

   Metalor Technologies (Suzhou) Ltd.    CID001147

Gold

   Metalor Technologies (Hong Kong) Ltd.    CID001149

Gold

   Metalor Technologies (Singapore) Pte., Ltd.    CID001152

Gold

   Metalor Technologies S.A.    CID001153

Gold

   Metalor USA Refining Corporation    CID001157

Gold

   Metalurgica Met-Mex Penoles S.A. De C.V.    CID001161

Gold

   Mitsubishi Materials Corporation    CID001188

Gold

   Mitsui Mining and Smelting Co., Ltd.    CID001193

Gold

   Moscow Special Alloys Processing Plant    CID001204

Gold

   Nadir Metal Rafineri San. Ve Tic. A.S.    CID001220

Gold

   Nihon Material Co., Ltd.    CID001259

Gold

   Ohura Precious Metal Industry Co., Ltd.    CID001325

Gold

   OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet)    CID001326

Gold

   PAMP S.A.    CID001352

Gold

   Prioksky Plant of Non-Ferrous Metals    CID001386

Gold

   PT Aneka Tambang (Persero) Tbk    CID001397

Gold

   PX Precinox S.A.    CID001498

Gold

   Rand Refinery (Pty) Ltd.    CID001512

Gold

   Royal Canadian Mint    CID001534

Gold

   Samduck Precious Metals    CID001555

 

8


Gold

   SEMPSA Joyeria Plateria S.A.    CID001585

Gold

   Shandong Zhaojin Gold & Silver Refinery Co., Ltd.    CID001622

Gold

   Sichuan Tianze Precious Metals Co., Ltd.    CID001736

Gold

   SOE Shyolkovsky Factory of Secondary Precious Metals    CID001756

Gold

   Solar Applied Materials Technology Corp.    CID001761

Gold

   Sumitomo Metal Mining Co., Ltd.    CID001798

Gold

   Tanaka Kikinzoku Kogyo K.K.    CID001875

Gold

   The Refinery of Shandong Gold Mining Co., Ltd.    CID001916

Gold

   Tokuriki Honten Co., Ltd.    CID001938

Gold

   Torecom    CID001955

Gold

   Umicore Brasil Ltda.    CID001977

Gold

   Umicore S.A. Business Unit Precious Metals Refining    CID001980

Gold

   United Precious Metal Refining, Inc.    CID001993

Gold

   Valcambi S.A.    CID002003

Gold

   Western Australian Mint (T/a The Perth Mint)    CID002030

Gold

   Yamakin Co., Ltd.    CID002100

Gold

   Yokohama Metal Co., Ltd.    CID002129

Gold

   Zhongyuan Gold Smelter of Zhongjin Gold Corporation    CID002224

Gold

   Gold Refinery of Zijin Mining Group Co., Ltd.    CID002243

Gold

   Umicore Precious Metals Thailand    CID002314

Gold

   Geib Refining Corporation    CID002459

Gold

   MMTC-PAMP India Pvt., Ltd.    CID002509

Gold

   KGHM Polska Miedz Spolka Akcyjna    CID002511

Gold

   Singway Technology Co., Ltd.    CID002516

Gold

   Al Etihad Gold Refinery DMCC    CID002560

Gold

   Emirates Gold DMCC    CID002561

Gold

   T.C.A S.p.A    CID002580

Gold

   REMONDIS PMR B.V.    CID002582

Gold

   Korea Zinc Co., Ltd.    CID002605

Gold

   Marsam Metals    CID002606

Gold

   TOO Tau-Ken-Altyn    CID002615

Gold

   SAAMP    CID002761

Gold

   L’Orfebre S.A.    CID002762

Gold

   8853 S.p.A.    CID002763

Gold

   Italpreziosi    CID002765

 

9


Gold

   SAXONIA Edelmetalle GmbH    CID002777

Gold

   WIELAND Edelmetalle GmbH    CID002778

Gold

  

Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH

   CID002779

Gold

  

AU Traders and Refiners

   CID002850

Gold

  

Bangalore Refinery

   CID002863

Gold

  

SungEel HiMetal Co., Ltd.

   CID002918

Gold

  

Planta Recuperadora de Metales SpA

   CID002919

Gold

  

Safimet S.p.A

   CID002973

Gold

  

DS PRETECH Co., Ltd.

   CID003195

Tantalum

  

Asaka Riken Co., Ltd.

   CID000092

Tantalum

  

Changsha South Tantalum Niobium Co., Ltd.

   CID000211

Tantalum

  

Guangdong Rising Rare Metals-EO Materials Ltd.

   CID000291

Tantalum

  

Exotech Inc.

   CID000456

Tantalum

  

F&X Electro-Materials Ltd.

   CID000460

Tantalum

  

Guangdong Zhiyuan New Material Co., Ltd.

   CID000616

Tantalum

  

JiuJiang JinXin Nonferrous Metals Co., Ltd.

   CID000914

Tantalum

  

Jiujiang Tanbre Co., Ltd.

   CID000917

Tantalum

  

LSM Brasil S.A.

   CID001076

Tantalum

  

Metallurgical Products India Pvt., Ltd.

   CID001163

Tantalum

  

Mineracao Taboca S.A.

   CID001175

Tantalum

  

Mitsui Mining and Smelting Co., Ltd.

   CID001192

Tantalum

  

NPM Silmet AS

   CID001200

Tantalum

  

Ningxia Orient Tantalum Industry Co., Ltd.

   CID001277

Tantalum

  

QuantumClean

   CID001508

Tantalum

  

Yanling Jincheng Tantalum & Niobium Co., Ltd.

   CID001522

Tantalum

  

Solikamsk Magnesium Works OAO

   CID001769

Tantalum

  

Taki Chemical Co., Ltd.

   CID001869

Tantalum

  

Telex Metals

   CID001891

Tantalum

  

Ulba Metallurgical Plant JSC

   CID001969

Tantalum

  

Hengyang King Xing Lifeng New Materials Co., Ltd.

   CID002492

Tantalum

  

D Block Metals, LLC

   CID002504

Tantalum

  

FIR Metals & Resource Ltd.

   CID002505

Tantalum

  

Jiujiang Zhongao Tantalum & Niobium Co., Ltd.

   CID002506

Tantalum

  

XinXing HaoRong Electronic Material Co., Ltd.

   CID002508

Tantalum

  

Jiangxi Dinghai Tantalum & Niobium Co., Ltd.

   CID002512

 

10


Tantalum

   KEMET Blue Metals    CID002539

Tantalum

   H.C. Starck Co., Ltd.    CID002544

Tantalum

   H.C. Starck Tantalum and Niobium GmbH    CID002545

Tantalum

   H.C. Starck Hermsdorf GmbH    CID002547

Tantalum

   H.C. Starck Inc.    CID002548

Tantalum

   H.C. Starck Ltd.    CID002549

Tantalum

   H.C. Starck Smelting GmbH & Co. KG    CID002550

Tantalum

   Global Advanced Metals Boyertown    CID002557

Tantalum

   Global Advanced Metals Aizu    CID002558

Tantalum

   KEMET Blue Powder    CID002568

Tantalum

   Resind Industria e Comercio Ltda.    CID002707

Tantalum

   Jiangxi Tuohong New Raw Material    CID002842

Tantalum

   PRG Dooel    CID002847

Tantalum

   CP Metals Inc.    CID003402

Tin

   Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.    CID000228

Tin

   Alpha    CID000292

Tin

   CV Gita Pesona    CID000306

Tin

   PT Aries Kencana Sejahtera    CID000309

Tin

   PT Premium Tin Indonesia    CID000313

Tin

   CV United Smelting    CID000315

Tin

   Dowa    CID000402

Tin

   EM Vinto    CID000438

Tin

   Fenix Metals    CID000468

Tin

   Gejiu Non-Ferrous Metal Processing Co., Ltd.    CID000538

Tin

   Gejiu Zili Mining And Metallurgy Co., Ltd.    CID000555

Tin

   Huichang Jinshunda Tin Co., Ltd.    CID000760

Tin

   Gejiu Kai Meng Industry and Trade LLC    CID000942

Tin

   China Tin Group Co., Ltd.    CID001070

Tin

   Malaysia Smelting Corporation (MSC)    CID001105

Tin

   Metallic Resources, Inc.    CID001142

Tin

   Mineracao Taboca S.A.    CID001173

Tin

   Minsur    CID001182

Tin

   Mitsubishi Materials Corporation    CID001191

Tin

   Jiangxi New Nanshan Technology Ltd.    CID001231

Tin

   O.M. Manufacturing (Thailand) Co., Ltd.    CID001314

 

11


Tin

   Operaciones Metalurgicas S.A.    CID001337

Tin

   PT Artha Cipta Langgeng    CID001399

Tin

   PT Babel Inti Perkasa    CID001402

Tin

   PT Babel Surya Alam Lestari    CID001406

Tin

   PT Bangka Tin Industry    CID001419

Tin

   PT Belitung Industri Sejahtera    CID001421

Tin

   PT Bukit Timah    CID001428

Tin

   PT DS Jaya Abadi    CID001434

Tin

   PT Karimun Mining    CID001448

Tin

   PT Mitra Stania Prima    CID001453

Tin

   PT Panca Mega Persada    CID001457

Tin

   PT Prima Timah Utama    CID001458

Tin

   PT Refined Bangka Tin    CID001460

Tin

   PT Sariwiguna Binasentosa    CID001463

Tin

   PT Stanindo Inti Perkasa    CID001468

Tin

   PT Sumber Jaya Indah    CID001471

Tin

   PT Timah Tbk Kundur    CID001477

Tin

   PT Timah Tbk Mentok    CID001482

Tin

   PT Tinindo Inter Nusa    CID001490

Tin

   PT Tommy Utama    CID001493

Tin

   Rui Da Hung    CID001539

Tin

   Soft Metais Ltda.    CID001758

Tin

   Thaisarco    CID001898

Tin

   Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.    CID001908

Tin

   White Solder Metalurgia e Mineracao Ltda.    CID002036

Tin

   Yunnan Chengfeng Non-ferrous Metals Co., Ltd.    CID002158

Tin

   Yunnan Tin Company Limited    CID002180

Tin

   CV Venus Inti Perkasa    CID002455

Tin

   Magnu’s Minerais Metais e Ligas Ltda.    CID002468

Tin

   PT Tirus Putra Mandiri    CID002478

Tin

   Melt Metais e Ligas S.A.    CID002500

Tin

   PT ATD Makmur Mandiri Jaya    CID002503

Tin

   O.M. Manufacturing Philippines, Inc.    CID002517

Tin

   PT Inti Stania Prima    CID002530

Tin

   CV Ayi Jaya    CID002570

 

12


Tin

   CV Dua Sekawan    CID002592

Tin

   PT Rajehan Ariq    CID002593

Tin

   Resind Industria e Comercio Ltda.    CID002706

Tin

   Metallo Belgium N.V.    CID002773

Tin

   Metallo Spain S.L.U.    CID002774

Tin

   PT Bangka Prima Tin    CID002776

Tin

   PT Sukses Inti Makmur    CID002816

Tin

   PT Kijang Jaya Mandiri    CID002829

Tin

   Thai Nguyen Mining and Metallurgy Co., Ltd.    CID002834

Tin

   PT Menara Cipta Mulia    CID002835

Tin

   HuiChang Hill Tin Industry Co., Ltd.    CID002844

Tin

   Gejiu Fengming Metallurgy Chemical Plant    CID002848

Tin

   Guanyang Guida Nonferrous Metal Smelting Plant    CID002849

Tin

   Guangdong Hanhe Non-Ferrous Metal Co., Ltd.    CID003116

Tin

   Chifeng Dajingzi Tin Industry Co., Ltd.    CID003190

Tin

   PT Bangka Serumpun    CID003205

Tin

   Tin Technology & Refining    CID003325

Tin

   Ma’anshan Weitai Tin Co., Ltd.    CID003379

Tin

   PT Rajawali Rimba Perkasa    CID003381

Tin

   Yunnan Yunfan Non-ferrous Metals Co., Ltd.    CID003397

Tungsten

   A.L.M.T. Corp.    CID000004

Tungsten

   Kennametal Huntsville    CID000105

Tungsten

   Guangdong Xianglu Tungsten Co., Ltd.    CID000218

Tungsten

   Chongyi Zhangyuan Tungsten Co., Ltd.    CID000258

Tungsten

   Fujian Jinxin Tungsten Co., Ltd.    CID000499

Tungsten

   Global Tungsten & Powders Corp.    CID000568

Tungsten

   Hunan Chenzhou Mining Co., Ltd.    CID000766

Tungsten

   Hunan Chunchang Nonferrous Metals Co., Ltd.    CID000769

Tungsten

   Japan New Metals Co., Ltd.    CID000825

Tungsten

   Ganzhou Huaxing Tungsten Products Co., Ltd.    CID000875

Tungsten

   Kennametal Fallon    CID000966

Tungsten

   Tejing (Vietnam) Tungsten Co., Ltd.    CID001889

Tungsten

   Wolfram Bergbau und Hutten AG    CID002044

Tungsten

   Xiamen Tungsten Co., Ltd.    CID002082

Tungsten

   Xinhai Rendan Shaoguan Tungsten Co., Ltd.    CID002095

 

13


Tungsten

   Ganzhou Jiangwu Ferrotungsten Co., Ltd.    CID002315

Tungsten

   Jiangxi Yaosheng Tungsten Co., Ltd.    CID002316

Tungsten

   Jiangxi Xinsheng Tungsten Industry Co., Ltd.    CID002317

Tungsten

   Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.    CID002318

Tungsten

   Malipo Haiyu Tungsten Co., Ltd.    CID002319

Tungsten

   Xiamen Tungsten (H.C.) Co., Ltd.    CID002320

Tungsten

   Jiangxi Gan Bei Tungsten Co., Ltd.    CID002321

Tungsten

   Ganzhou Seadragon W & Mo Co., Ltd.    CID002494

Tungsten

   Chenzhou Diamond Tungsten Products Co., Ltd.    CID002513

Tungsten

   H.C. Starck Tungsten GmbH    CID002541

Tungsten

   H.C. Starck Smelting GmbH & Co. KG    CID002542

Tungsten

   Masan Tungsten Chemical LLC (MTC)    CID002543

Tungsten

   Jiangwu H.C. Starck Tungsten Products Co., Ltd.    CID002551

Tungsten

   Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji    CID002579

Tungsten

   Niagara Refining LLC    CID002589

Tungsten

   Ganzhou Haichuang Tungsten Co., Ltd.    CID002645

Tungsten

   Hydrometallurg, JSC    CID002649

Tungsten

   Unecha Refractory metals plant    CID002724

Tungsten

   Philippine Chuangxin Industrial Co., Inc.    CID002827

Tungsten

   Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.    CID002830

Tungsten

   ACL Metais Eireli    CID002833

Tungsten

   Woltech Korea Co., Ltd.    CID002843

Tungsten

   Moliren Ltd.    CID002845

Tungsten

   Hunan Litian Tungsten Industry Co., Ltd.    CID003182

Tungsten

   KGETS Co., Ltd.    CID003388

Tungsten

   Fujian Ganmin RareMetal Co., Ltd.    CID003401

Tungsten

   Lianyou Metals Co., Ltd.    CID003407

 

14