UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) May 14, 2020
SOUND FINANCIAL BANCORP, INC. |
(Exact name of registrant as specified in its charter) |
Maryland |
| 001-35633 |
| 45-5188530 |
(State or other jurisdiction of incorporation) |
| (Commission File No.) |
| (IRS Employer Identification No.) |
2400 3rd Avenue, Suite 150, Seattle, Washington |
| 98121 |
(Address of principal executive offices) |
| (Zip Code) |
Registrant's telephone number, including area code: (206) 448-0884 |
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Not Applicable |
(Former name or former address, if changed since last report) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
□ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
□ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
□ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
□ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
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Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
Common Stock, $0.01 par value | SFBC | The NASDAQ Stock Market LLC |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b–2 of the Securities Exchange Act of 1934 (§ 240.12b–2 of this chapter).
Emerging growth company o
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o
ITEM 5.02.Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
Sound Financial Bancorp, Inc. (the “Company”), the holding company of Sound Community Bank (the “Bank”), today announced the retirement of Elliott Pierce, the Bank’s Executive Vice President and Chief Credit Officer. Mr. Pierce’s retirement will be effective May 15, 2020. Mr. Pierce’s responsibilities will be assumed by Laurie Stewart, President and Chief Executive Officer of the Company and the Bank. A complete description of Ms. Stewart’s positions with the Company, prior business experience and any related party transactions required to be disclosed pursuant to Item 404(a) of Regulation S-K is set forth in the Company’s proxy statement filed with the Securities and Exchange Commission on April 16, 2020, which information is incorporated herein by reference.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned thereunto duly authorized.
| SOUND FINANCIAL BANCORP, INC. | ||
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Date: | May 14, 2020 | By: | /s/ Laura Lee Stewart |
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| Laura Lee Stewart, President and CEO |