UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 7,
2020
Celcuity Inc.
(Exact name of Registrant as Specified in its Charter)
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Delaware
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001-38207
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82-2863566
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(State or Other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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16305 36th Avenue North; Suite 100
Minneapolis, Minnesota 55446
(Address of Principal Executive Offices and Zip Code)
(763) 392-0767
(Registrant’s telephone number, including area
code)
Not Applicable
(Former Name or Former Address, if Changed Since Last
Report)
Check
the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
☐
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Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule 14a-12 under the Exchange
Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
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Securities
registered pursuant to Section 12(b) of the Act:
Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common Stock, $0.001 par value per share
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CELC
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The Nasdaq Stock Market LLC
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Indicate
by check mark whether the registrant is an emerging growth company
as defined in as defined in [sic] Rule 405 of the Securities Act of
1933 (§ 230.405 of this chapter) or Rule 12b-2 of the
Securities Exchange Act of 1934 (§ 240.12b-2 of this
chapter).
Emerging
growth company ☒
If an
emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange Act. ☒
Item
2.02.
Results
of Operations and Financial Condition.
On May
7, 2020, Celcuity Inc. (the “Company”) issued a press
release regarding the Company’s financial results for the
first quarter ended March 31, 2020. A copy of the Company’s
press release is furnished as Exhibit 99.1 to this report and is
incorporated herein by reference.
The
information in this Item 2.02, including the accompanying exhibit,
is being furnished and shall not be deemed “filed” for
the purposes of Section 18 of the Securities Exchange Act of
1934, as amended (the “Exchange Act”), or otherwise
subject to the liabilities of that Section. The information in this
Item 2.02 shall not be incorporated by reference into any filing
pursuant to the Securities Act of 1933, as amended, or the Exchange
Act, regardless of any general incorporation language in such
filing.
Item 9.01.
Financial
Statements and Exhibits.
Exhibit Number
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Description
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Press release dated May 7, 2020
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SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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CELCUITY
INC.
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Date: May 7,
2020
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By:
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/s/ Brian F.
Sullivan
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Brian F.
Sullivan
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Chairman and Chief
Executive Officer
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