hcci-20200428
0001403431FALSE00014034312020-04-282020-04-28

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): April 28, 2020

HERITAGE-CRYSTAL CLEAN, INC.
(Exact name of registrant as specified in its charter)
Delaware 001-3398726-0351454
(State or other jurisdiction of Incorporation) (Commission file number)(I.R.S. Employer Identification Number)
        
2175 Point Boulevard, Suite 375, Elgin, IL 60123
 (Address of Principal Executive Offices) (Zip Code)

(847) 836-5670
(Registrant's telephone number, including area code)

(Former name or former address, if changed since last report)
  
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities registered pursuant to Section 12(b) of the Securities Exchange Act of 1934:
Title of ClassTrading SymbolName of each exchange on which registered
Common Stock, $0.01 par valueHCCINASDAQ Global Select Market






ITEM 5.07 Submission of Matters to a Vote of Security Holders
On April, 28, 2020, Heritage-Crystal Clean, Inc. (the “Company”) held its 2020 Annual Meeting of Shareholders (the “Annual Meeting”), pursuant to notice duly given. The proposal to ratify the appointment of Grant Thornton LLP was a routine matter and, therefore, there were no broker non-votes relating to that matter. The results of the voting for each of these proposals were as follows:
 
1. Election of Class III Directors.

Election of Class III DirectorsForWithheldBroker
Non-Votes
Bruce Bruckmann12,825,472  9,371,901  643,578  
Carmine Falcone12,535,314  9,662,059  643,578  
Robert W. Willmschen Jr.18,514,937  3,682,436  643,578  
 
Each director nominee was duly elected to serve until the Annual Meeting of Stockholders in 2023 or until the director's successor has been duly elected and qualified, or until the earlier of the director's death, resignation, or retirement.
 
2. To ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for the fiscal year
ending December 31, 2020.
ForAgainstAbstain
22,828,5917,6533,385
 
Shareholders ratified the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for fiscal year ending December 31, 2020.
 
3. Approval on an advisory basis of the named executive officer compensation for fiscal 2019.

ForAgainstAbstainBroker Non-votes
11,377,59110,020,922798,859643,578

Shareholders approved named executive officer compensation for the fiscal year ending December 28, 2019.




SIGNATURE
 
Pursuant to the requirements of the Securities Exchange act of 1934, as amended, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
HERITAGE-CRYSTAL CLEAN, INC.

Date: May 1, 2020By: /s/ Mark DeVita
Title: Chief Financial Officer


v3.20.1
Cover Page
Apr. 28, 2020
Cover [Abstract]  
Document Type 8-K
Document Period End Date Apr. 28, 2020
Entity Registrant Name HERITAGE-CRYSTAL CLEAN, INC.
Entity Incorporation, State or Country Code DE
Entity File Number 001-33987
Entity Tax Identification Number 26-0351454
Entity Address, Address Line One 2175 Point Boulevard
Entity Address, Address Line Two Suite 375
Entity Address, City or Town Elgin
Entity Address, State or Province IL
Entity Address, Postal Zip Code 60123
City Area Code 847
Local Phone Number 836-5670
Written Communications false
Soliciting Material false
Pre-commencement Tender Offer false
Pre-commencement Issuer Tender Offer false
Entity Emerging Growth Company false
Title of 12(b) Security Common Stock, $0.01 par value
Trading Symbol HCCI
Security Exchange Name NASDAQ
Entity Central Index Key 0001403431
Amendment Flag false