SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 6-K

 

 

REPORT OF A FOREIGN ISSUER

PURSUANT TO RULE 13A-16 OR 15D-16

OF THE SECURITIES EXCHANGE ACT OF 1934

For April 23, 2020

Commission File Number 1-38455

 

 

MorphoSys AG

 

 

Semmelweisstrasse 7

82152 Planegg

Germany

(Address of principal executive offices)

 

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F  ☒            Form 40-F  ☐

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes  ☐            No  ☒

If ‘‘Yes’’ is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b):            

 

 

 

Exhibits

 

99.1    Notification of managers’ transactions according to article 19 MAR

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

    MORPHOSYS AG (Registrant)
Date: April 23, 2020     By:  

/s/ Jens Holstein

    Name:   Jens Holstein
    Title:   CFO
    By:  

/s/ Charlotte Lohmann

    Name:   Charlotte Lohmann
    Title:   General Counsel
EX-99.1

 

Page 1 of 4

Exhibit 99.1

Notification of managers’ transactions according to article 19 MAR

 

  1    Details of the person discharging managerial responsibilities/person closely associated
  a)   Name    Dr. Jean-Paul Kress
  2   Reason for the notification
  a)   Position/status    Member of the managing body
  b)   Initial
notification/Amendment 		   Initial notification
  3   Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
  a)   Name    MorphoSys AG
  b)   LEI    529900493806K77LRE72
  4   Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
  a)  

Description of the financial instrument. type of instrument

Identification code 

   Shares of MorphoSys AG, ISIN DE0006632003
  b)   Nature of the transaction   Acceptance of 24,911 stock options to subscribe for up to 2 shares each within the compensation as a Management Board Member (Stock-Option-Program 2020)
  c)   Price(s) and volume(s)   Price   Volume
        Not quantifiable   Not quantifiable
  d)   Aggregated information
    –Aggregated volume
    –Price		    
  e)   Date of transaction    2020-04-21; UTC+2
  f)   Place of the transaction   Outside a trading venue

Notification of managers’ transactions according to article 19 MAR

 

  1    Details of the person discharging managerial responsibilities/person closely associated
  a)   Name    Jens Holstein
  2   Reason for the notification
  a)   Position/status    Member of the managing body
  b)   Initial
notification/Amendment 		   Initial notification
  3   Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
  a)   Name    MorphoSys AG
  b)   LEI    529900493806K77LRE72
  4   Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
  a)  

Description of the financial instrument. type of instrument

Identification code 

   Shares of MorphoSys AG, ISIN DE0006632003
  b)   Nature of the transaction   Acceptance of 11,501 stock options to subscribe for up to 2 shares each within the compensation as a Management Board Member (Stock-Option-Program 2020)
  c)   Price(s) and volume(s)   Price   Volume
        Not quantifiable   Not quantifiable
  d)   Aggregated information
    –Aggregated volume
    –Price		    
  e)   Date of transaction    2020-04-21; UTC+2
  f)   Place of the transaction   Outside a trading venue

 

Page 2 of 3

Notification of managers’ transactions according to article 19 MAR

 

  1    Details of the person discharging managerial responsibilities/person closely associated
  a)   Name    Dr. Malte Peters
  2   Reason for the notification
  a)   Position/status    Member of the managing body
  b)   Initial
notification/Amendment 		   Initial notification
  3   Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
  a)   Name    MorphoSys AG
  b)   LEI    529900493806K77LRE72
  4   Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
  a)  

Description of the financial instrument. type of instrument

Identification code 

   Shares of MorphoSys AG, ISIN DE0006632003
  b)   Nature of the transaction   Acceptance of 11,501 stock options to subscribe for up to 2 shares each within the compensation as a Management Board Member (Stock-Option-Program 2020)
  c)   Price(s) and volume(s)   Price   Volume
        Not quantifiable   Not quantifiable
  d)   Aggregated information
    –Aggregated volume
    –Price		    
  e)   Date of transaction    2020-04-21; UTC+2
  f)   Place of the transaction   Outside a trading venue

 

Page 3 of 4

Notification of managers’ transactions according to article 19 MAR

 

  1    Details of the person discharging managerial responsibilities/person closely associated
  a)   Name    Jens Holstein
  2   Reason for the notification
  a)   Position/status    Member of the managing body
  b)   Initial
notification/Amendment 		   Initial notification
  3   Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
  a)   Name    MorphoSys AG
  b)   LEI    529900493806K77LRE72
  4   Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
  a)  

Description of the financial instrument. type of instrument

Identification code 

   Shares of MorphoSys AG, ISIN DE0006632003
  b)   Nature of the transaction   Allocation of 13,677 shares as part his remuneration as member of the Managing Board (Long-Term Incentive Program 2016) (issuer’s own shares)
  c)   Price(s) and volume(s)   Price   Volume
        Not quantifiable   Not quantifiable
  d)   Aggregated information
    –Aggregated volume
    –Price		    
  e)   Date of transaction    2020-04-21; UTC+2
  f)   Place of the transaction   Outside a trading venue

 

Page 4 of 4