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Canadian Solar Incorporated
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(Name of Issuer)
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COM
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(Title of Class of Securities)
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136635109
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(CUSIP Number)
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12/31/2019
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(Date of Event Which Requires Filing of this Statement)
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Rule 13d-1(b)
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Rule 13d-1(c)
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Rule 13d-1(d)
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CUSIP No. 136635109
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1
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NAMES OF REPORTING PERSONS
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Schroder Investment Management Ltd.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)☐
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(b)☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United Kingdom
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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30,275
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6
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SHARED VOTING POWER
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0
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7
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SOLE DISPOSITIVE POWER
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30,275
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8
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SHARED DISPOSITIVE POWER
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0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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30,275
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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0.051% of outstanding shares
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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| IA |
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CUSIP No. 136635109
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1
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NAMES OF REPORTING PERSONS
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Schroder Investment Management Hong Kong
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)☐
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(b)☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Hong Kong
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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| 4,294,748 |
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6
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SHARED VOTING POWER
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0
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7
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SOLE DISPOSITIVE POWER
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4,294,748
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8
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SHARED DISPOSITIVE POWER
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0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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4,294,748
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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7.247% of outstanding shares
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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| IA |
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CUSIP No. 136635109
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1
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NAMES OF REPORTING PERSONS
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Schroder Investment Management Singapore Limited
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)☐
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(b)☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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| Singapore |
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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51,436
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6
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SHARED VOTING POWER
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0
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7
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SOLE DISPOSITIVE POWER
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51,436
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8
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SHARED DISPOSITIVE POWER
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0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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51,436
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||||
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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||||
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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0.087% of outstanding shares
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IA
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Item 1.
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(a)
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Name of Issuer
Canadian Solar Incorporated
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(b)
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Address of Issuer’s Principal Executive Offices
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545 Speedvale Ave W, Guelph, ON N1K 1EG, Canada
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Item 2.
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(a)
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Name of Person Filing
Schroder Investment Management North America Inc
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(b)
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Address of Principal Business Office or, if none, Residence
7 Bryant Park, 19th Floor
New York, NY 10018
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(c)
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Citizenship
USA
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(d)
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Title of Class of Securities
COM
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(e)
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CUSIP Number
136635109
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| Item 3. |
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
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(a)
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☐ |
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
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(b)
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
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(c)
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☐ |
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
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(d)
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Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).
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(e)
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☒ |
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
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(f)
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☐ |
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
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(g)
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A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
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(h)
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☐ |
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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☐ |
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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(j)
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☐ |
Group, in accordance with §240.13d-1(b)(1)(ii)(J).
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| Item 4. |
Ownership
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(a)
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Amount beneficially owned: 4,376,459
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(b)
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Percent of class: 7.385% of outstanding shares
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(c)
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Number of shares as to which the person has:
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||
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(i)
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Sole power to vote or to direct the vote
0
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(ii)
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Shared power to vote or to direct the vote
4,376,459
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(iii)
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Sole power to dispose or to direct the disposition of
0
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(iv)
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Shared power to dispose or to direct the disposition of
4,376,459
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| Item 5. |
Ownership of Five Percent or Less of a Class
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| Item 6. |
Ownership of More than Five Percent on Behalf of Another Person
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| Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
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| Item 8. |
Identification and Classification of Members of the Group
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| Item 9. |
Notice of Dissolution of Group
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| Item 10. |
Certification
|
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February 13, 2020
|
|||
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By:
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/s/ Marc Brookman
|
||
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Name:
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Marc Brookman**
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|
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Title:
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Chief Executive Officer
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Schroder Investment Management North America Inc
|
||
|
**Authorized by Power of Attorney to sign on behalf of the following Advisors:
Schroder Investment Management Ltd.
Schroder Investment Management Hong Kong Ltd
Schroder Investment Management Singapore Ltd.
|
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