Document
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

February 9, 2020
Date of Report (date of earliest event reported)

VIRTUS INVESTMENT PARTNERS, INC.
(Exact name of registrant as specified in its charter)
Delaware
001-10994
26-3962811
 
(State or other jurisdiction of incorporation)
(Commission File Number)
(I.R.S. Employer Identification No.)
 
 
 
One Financial Plaza
Hartford
CT
06103
 
(Address of principal executive offices)
 
(Zip Code)
 
(800) 248-7971
Registrant's telephone number, including area code

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock, $0.01 par value
VRTS
The NASDAQ Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
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Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

(b)    On February 9, 2020, James R. Baio notified Virtus Investment Partners, Inc. (the “Company”) and Mark C. Treanor, Chairman of the Company’s Board of Directors (the “Board”), of his decision to resign as a member of the Board effective February 21, 2020 in order to focus on personal affairs. Mr. Baio’s resignation is not the result of a disagreement with the Company. Mr. Baio has served as a member of the Board since 2009 and is a member of the Company’s Audit Committee and the Risk and Finance Committee.




Item 9.01 Financial Statements and Exhibits.
 
(d) Exhibits
 
104    Cover Page Interactive Data File (embedded within the Inline XBRL document).



SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


 
 
VIRTUS INVESTMENT PARTNERS, INC.
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Dated:  February 13, 2020
 
By:
/s/ Wendy J. Hills
 
 
 
 
Name:
Wendy J. Hills
 
 
 
 
Title:
Executive Vice President, Chief Legal Officer, General Counsel and Secretary
 



v3.19.3.a.u2
Cover Page Document
Feb. 09, 2020
Cover page.  
Document Type 8-K
Document Period End Date Feb. 09, 2020
Entity Registrant Name VIRTUS INVESTMENT PARTNERS, INC.
Entity Incorporation, State or Country Code DE
Entity File Number 001-10994
Entity Tax Identification Number 26-3962811
Entity Address, Address Line One One Financial Plaza
Entity Address, City or Town Hartford
Entity Address, State or Province CT
Entity Address, Postal Zip Code 06103
City Area Code 800
Local Phone Number 248-7971
Written Communications false
Soliciting Material false
Pre-commencement Tender Offer false
Pre-commencement Issuer Tender Offer false
Title of 12(b) Security Common Stock, $0.01 par value
Trading Symbol VRTS
Security Exchange Name NASDAQ
Entity Emerging Growth Company false
Entity Central Index Key 0000883237
Amendment Flag false