UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): March 14, 2018

 

VOC Energy Trust

(Exact name of registrant as specified in its charter)

 

Delaware

001-35160

 

80-6183103

(State or other jurisdiction of incorporation
or organization)

(Commission File Number)

 

(IRS Employer Identification No.)

 

The Bank of New York Mellon Trust Company, N.A., Trustee

Global Corporate Trust

601 Travis Street, Floor 16

Houston, Texas

 

77002

(Address of principal executive offices)

 

(Zip Code)

 

Registrant’s telephone number, including area code: 1-512-236-6599

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

o    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o            Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.14d-2(b))

o            Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company o

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  o

 

 

 



 

Item 2.02  Results of Operations and Financial Condition.

 

On March 14, 2018, VOC Energy Trust issued a press release announcing that is has filed its Annual Report on Form 10-K for the year ended December 31, 2017 with the U.S. Securities and Exchange Commission.  A copy of the press release is furnished as Exhibit 99.1 hereto and is incorporated herein by reference.

 

Pursuant to General Instruction B.2 of Form 8-K, the press release attached as Exhibit 99.1 is not “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), is not subject to the liabilities of that section and is not deemed incorporated by reference in any filing by VOC Energy Trust under the Exchange Act or the Securities Act of 1933, as amended, but is instead “furnished” for purposes of that instruction.

 

Item 9.01  Financial Statements and Exhibits.

 

(d)  Exhibits.

 

Exhibit No.

 

Description

 

 

 

99.1

 

VOC Energy Trust Press Release issued March 14, 2018.

 

2



 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

VOC Energy Trust

 

 

 

By:

The Bank of New York Mellon Trust Company, N.A.,

 

 

as Trustee

 

 

 

 

 

 

Date:   March 14, 2018

By:

/s/ Michael J. Ulrich

 

 

Michael J. Ulrich

 

 

Vice President

 

3


Exhibit 99.1

 

VOC Energy Trust

 

VOC Energy Trust Files 2017 Annual Report on Form 10-K

 

VOC ENERGY TRUST

 

The Bank of New York Mellon Trust Company, N.A., Trustee

 

 

NEWS RELEASE

 

FOR IMMEDIATE RELEASE

 

Houston, Texas, March 14, 2018 — VOC Energy Trust (the “Trust”) (NYSE Symbol — VOC) on March 14, 2018 filed its Annual Report on Form 10-K for the year ended December 31, 2017 with the U.S. Securities and Exchange Commission (the “SEC”). The Annual Report on Form 10-K is available in the “SEC Filings” section of the Trust’s website at voc.investorhq.businesswire.com as well as on the SEC’s website at www.sec.gov.

 

Trust unitholders may also request a printed copy of the Annual Report on Form 10-K, which includes audited financial statements, free of charge by submitting a request in writing to:

 

 

VOC Energy Trust

 

The Bank of New York Mellon Trust Company, N.A., as Trustee

 

Mike Ulrich

 

(512) 236-6599

 

601 Travis Street, Floor 16, Houston, TX 77002

 

 

Contact:

VOC Energy Trust

 

The Bank of New York Mellon Trust Company, N.A., as Trustee

 

Mike Ulrich

 

(512) 236-6599

 

601 Travis Street, Floor 16, Houston, TX 77002